N-PX 1 BRD8W2_0001079575.txt BRD8W2_0001079575.TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-09237 NAME OF REGISTRANT: CALAMOS ADVISORS TRUST/IL ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court Naperville , IL 60563-2787 NAME AND ADDRESS OF AGENT FOR SERVICE: John P. Calamos, Sr., President Calamos Advisors LLC 2020 Calamos Court Naperville, IL 60563-2787 REGISTRANT'S TELEPHONE NUMBER: (630) 245-7200 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017 Calamos Growth & Income Portfolio -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 934516874 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 10-Feb-2017 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA Mgmt For For 1B. RE-APPOINTMENT OF DIRECTOR: CHARLES H. Mgmt For For GIANCARLO 1C. RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER Mgmt For For 1D. RE-APPOINTMENT OF DIRECTOR: WILLIAM L. Mgmt For For KIMSEY 1E. RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER Mgmt For For 1F. RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY Mgmt For For 1G. RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME Mgmt For For 1H. RE-APPOINTMENT OF DIRECTOR: GILLES C. Mgmt For For PELISSON 1I. RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE Mgmt For For 1J. RE-APPOINTMENT OF DIRECTOR: ARUN SARIN Mgmt For For 1K. RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG Mgmt For For 2. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. TO RECOMMEND, IN A NON-BINDING VOTE, Mgmt 1 Year For WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. 4. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For APPOINTMENT OF KPMG LLP (KPMG) AS THE INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG'S REMUNERATION. 5. TO GRANT THE BOARD OF DIRECTORS THE Mgmt For For AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. 6. TO GRANT THE BOARD OF DIRECTORS THE Mgmt For For AUTHORITY TO OPT-OUT OF STATUTORY PRE-EMPTION RIGHTS UNDER IRISH LAW. 7. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. -------------------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Agenda Number: 934569281 -------------------------------------------------------------------------------------------------------------------------- Security: 00751Y106 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: AAP ISIN: US00751Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN F. BERGSTROM Mgmt For For JOHN C. BROUILLARD Mgmt For For BRAD W. BUSS Mgmt For For FIONA P. DIAS Mgmt For For JOHN F. FERRARO Mgmt For For THOMAS R. GRECO Mgmt For For ADRIANA KARABOUTIS Mgmt For For EUGENE I. LEE, JR. Mgmt For For WILLIAM S. OGLESBY Mgmt For For REUBEN E. SLONE Mgmt For For JEFFREY C. SMITH Mgmt For For 2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. 3. RECOMMEND, BY ADVISORY VOTE, HOW OFTEN Mgmt 1 Year For STOCKHOLDERS SHOULD VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. APPROVE THE COMPANY'S 2017 AMENDED AND Mgmt For For RESTATED EXECUTIVE INCENTIVE PLAN. 5. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP (DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 6. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO REDUCE THE THRESHOLD STOCK OWNERSHIP REQUIREMENT FROM 25 PERCENT TO 10 PERCENT FOR STOCKHOLDERS TO CALL A SPECIAL MEETING. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC Agenda Number: 934604946 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 07-Jun-2017 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LARRY PAGE Mgmt For For SERGEY BRIN Mgmt For For ERIC E. SCHMIDT Mgmt For For L. JOHN DOERR Mgmt For For ROGER W. FERGUSON, JR. Mgmt For For DIANE B. GREENE Mgmt For For JOHN L. HENNESSY Mgmt For For ANN MATHER Mgmt For For ALAN R. MULALLY Mgmt For For PAUL S. OTELLINI Mgmt For For K. RAM SHRIRAM Mgmt For For SHIRLEY M. TILGHMAN Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. THE APPROVAL OF AN AMENDMENT TO ALPHABET'S Mgmt For For 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. 4. THE APPROVAL OF THE 2016 COMPENSATION Mgmt For For AWARDED TO NAMED EXECUTIVE OFFICERS. 5. THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 3 Years For ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. 6. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. 7. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For REPORT, IF PROPERLY PRESENTED AT THE MEETING. 8. A STOCKHOLDER PROPOSAL REGARDING A Shr Against For POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. 9. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. 10. A STOCKHOLDER PROPOSAL REGARDING A Shr Against For CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. 11. A STOCKHOLDER PROPOSAL REGARDING THE Shr Against For IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. 12. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 934583596 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt For For 1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt For For 1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For 1E. ELECTION OF DIRECTOR: DANIEL P. Mgmt For For HUTTENLOCHER 1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt For For 1G. ELECTION OF DIRECTOR: JONATHAN J. Mgmt For For RUBINSTEIN 1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt For For 1I. ELECTION OF DIRECTOR: PATRICIA Q. Mgmt For For STONESIFER 1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years For ADVISORY VOTES ON EXECUTIVE COMPENSATION 5. APPROVAL OF THE COMPANY'S 1997 STOCK Mgmt For For INCENTIVE PLAN, AS AMENDED AND RESTATED 6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON Shr Against For USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS 7. SHAREHOLDER PROPOSAL REGARDING Shr Against For SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE 8. SHAREHOLDER PROPOSAL REGARDING Shr Against For VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS -------------------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934630117 -------------------------------------------------------------------------------------------------------------------------- Security: 026874784 Meeting Type: Annual Meeting Date: 28-Jun-2017 Ticker: AIG ISIN: US0268747849 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For 1B. ELECTION OF DIRECTOR: BRIAN DUPERREAULT Mgmt For For 1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For 1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For 1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For 1G. ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER Mgmt For For 1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For 1I. ELECTION OF DIRECTOR: LINDA A. MILLS Mgmt For For 1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For 1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For 1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For 2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For TO APPROVE EXECUTIVE COMPENSATION. 3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For AIG'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. 4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. 5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. -------------------------------------------------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Agenda Number: 934553769 -------------------------------------------------------------------------------------------------------------------------- Security: 032511107 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: APC ISIN: US0325111070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANTHONY R. CHASE Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID E. CONSTABLE Mgmt For For 1C. ELECTION OF DIRECTOR: H. PAULETT EBERHART Mgmt For For 1D. ELECTION OF DIRECTOR: CLAIRE S. FARLEY Mgmt For For 1E. ELECTION OF DIRECTOR: PETER J. FLUOR Mgmt For For 1F. ELECTION OF DIRECTOR: RICHARD L. GEORGE Mgmt For For 1G. ELECTION OF DIRECTOR: JOSEPH W. GORDER Mgmt For For 1H. ELECTION OF DIRECTOR: JOHN R. GORDON Mgmt For For 1I. ELECTION OF DIRECTOR: SEAN GOURLEY Mgmt For For 1J. ELECTION OF DIRECTOR: MARK C. MCKINLEY Mgmt For For 1K. ELECTION OF DIRECTOR: ERIC D. MULLINS Mgmt For For 1L. ELECTION OF DIRECTOR: R. A. WALKER Mgmt For For 2. RATIFICATION OF APPOINTMENT OF KPMG LLP AS Mgmt For For INDEPENDENT AUDITOR. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934520556 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 28-Feb-2017 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For 1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For 1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For 1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For 1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For 1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For 1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For 1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION 5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE Shr Against For GIVING - RECIPIENTS, INTENTS AND BENEFITS" 6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY Shr Against For AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS 7. A SHAREHOLDER PROPOSAL ENTITLED Shr Against For "SHAREHOLDER PROXY ACCESS AMENDMENTS" 8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr Against For COMPENSATION REFORM" 9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For TO RETAIN SIGNIFICANT STOCK" -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 934539935 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Meeting Date: 28-Apr-2017 Ticker: T ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For 1B. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, Mgmt For For JR. 1C. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For 1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt For For 1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For 1G. ELECTION OF DIRECTOR: MICHAEL B. Mgmt For For MCCALLISTER 1H. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt For For 1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For 1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt For For 1K. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt For For 1L. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt For For 1M. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For AUDITORS. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 4. ADVISORY APPROVAL OF FREQUENCY OF VOTE ON Mgmt 1 Year For EXECUTIVE COMPENSATION 5. PREPARE POLITICAL SPENDING REPORT. Shr Against For 6. PREPARE LOBBYING REPORT. Shr Against For 7. MODIFY PROXY ACCESS REQUIREMENTS. Shr Against For 8. REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. Shr Against For -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934543453 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: BAC ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For 1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For 1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For 1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For 1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For 1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For 1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For 1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For 1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For 1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For 1M. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For 1N. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For 2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) 3. A VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For "SAY ON PAY" RESOLUTIONS (AN ADVISORY, NON-BINDING "SAY ON FREQUENCY" RESOLUTION) 4. RATIFYING THE APPOINTMENT OF OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 5. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For 6. STOCKHOLDER PROPOSAL - DIVESTITURE & Shr Against For DIVISION STUDY SESSIONS 7. STOCKHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For CHAIRMAN 8. STOCKHOLDER PROPOSAL - REPORT CONCERNING Shr Against For GENDER PAY EQUITY -------------------------------------------------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Agenda Number: 934548960 -------------------------------------------------------------------------------------------------------------------------- Security: 071813109 Meeting Type: Annual Meeting Date: 02-May-2017 Ticker: BAX ISIN: US0718131099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOSE (JOE) ALMEIDA Mgmt For For 1B. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For 1D. ELECTION OF DIRECTOR: MUNIB ISLAM Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For 1F. ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For 1G. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For 1H. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year For COMPENSATION ADVISORY VOTES 4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 5. STOCKHOLDER PROPOSAL - PROXY ACCESS BYLAW Shr Against For AMENDMENT TO INCREASE AGGREGATION CAP -------------------------------------------------------------------------------------------------------------------------- BB&T CORPORATION Agenda Number: 934534466 -------------------------------------------------------------------------------------------------------------------------- Security: 054937107 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: BBT ISIN: US0549371070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JENNIFER S. BANNER Mgmt For For 1B. ELECTION OF DIRECTOR: K. DAVID BOYER, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: ANNA R. CABLIK Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES A. FAULKNER Mgmt For For 1E. ELECTION OF DIRECTOR: I. PATRICIA HENRY Mgmt For For 1F. ELECTION OF DIRECTOR: ERIC C. KENDRICK Mgmt For For 1G. ELECTION OF DIRECTOR: KELLY S. KING Mgmt For For 1H. ELECTION OF DIRECTOR: LOUIS B. LYNN, PH.D. Mgmt For For 1I. ELECTION OF DIRECTOR: CHARLES A. PATTON Mgmt For For 1J. ELECTION OF DIRECTOR: NIDO R. QUBEIN Mgmt For For 1K. ELECTION OF DIRECTOR: WILLIAM J. REUTER Mgmt For For 1L. ELECTION OF DIRECTOR: TOLLIE W. RICH, JR. Mgmt For For 1M. ELECTION OF DIRECTOR: CHRISTINE SEARS Mgmt For For 1N. ELECTION OF DIRECTOR: THOMAS E. SKAINS Mgmt For For 1O. ELECTION OF DIRECTOR: THOMAS N. THOMPSON Mgmt For For 1P. ELECTION OF DIRECTOR: STEPHEN T. WILLIAMS Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt For For APPROVE BB&T'S EXECUTIVE COMPENSATION PROGRAM, COMMONLY REFERRED TO AS A "SAY ON PAY" VOTE. 4. TO VOTE ON AN ADVISORY RESOLUTION TO Mgmt 1 Year For APPROVE THE FREQUENCY OF BB&T'S "SAY ON PAY" VOTE. 5. TO APPROVE THE AMENDMENTS TO THE BB&T Mgmt For For CORPORATION 2012 INCENTIVE PLAN, WHICH INCLUDE INCREASING THE NUMBER OF AUTHORIZED SHARES, AND RE-APPROVAL OF THE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M). 6. TO VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING THE ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS IN BB&T CORPORATION'S ARTICLES AND BYLAWS, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- BROADCOM LIMITED Agenda Number: 934531977 -------------------------------------------------------------------------------------------------------------------------- Security: Y09827109 Meeting Type: Annual Meeting Date: 05-Apr-2017 Ticker: AVGO ISIN: SG9999014823 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For 1B. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For 1C. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For EGGEBRECHT 1D. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For 1E. ELECTION OF DIRECTOR: MR. EDDY W. Mgmt For For HARTENSTEIN 1F. ELECTION OF DIRECTOR: MR. CHECK KIAN LOW Mgmt For For 1G. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For 1H. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For 1I. ELECTION OF DIRECTOR: DR. HENRY SAMUELI Mgmt For For 2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR THE FISCAL YEAR ENDING OCTOBER 29, 2017 AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS REMUNERATION, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING. 3. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For THE DIRECTORS OF BROADCOM TO ALLOT AND ISSUE SHARES IN OUR CAPITAL, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING. 4. TO APPROVE THE COMPENSATION OF BROADCOM'S Mgmt For For NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN "COMPENSATION DISCUSSION AND ANALYSIS" AND IN THE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE UNDER "EXECUTIVE COMPENSATION" IN BROADCOM'S PROXY STATEMENT RELATING TO ITS 2017 ANNUAL GENERAL MEETING. 5. TO RECOMMEND THAT A NON-BINDING, ADVISORY Mgmt 1 Year For VOTE TO APPROVE THE COMPENSATION OF THE BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING. -------------------------------------------------------------------------------------------------------------------------- CATERPILLAR INC. Agenda Number: 934611460 -------------------------------------------------------------------------------------------------------------------------- Security: 149123101 Meeting Type: Annual Meeting Date: 14-Jun-2017 Ticker: CAT ISIN: US1491231015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For 1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For 1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For 1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For 1G. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For 1H. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For 1I. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1K. ELECTION OF DIRECTOR: JIM UMPLEBY Mgmt For For 1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For 1M. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For 2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year For COMPENSATION VOTES. 5. APPROVE THE AMENDED AND RESTATED Mgmt For For CATERPILLAR INC. 2014 LONG-TERM INCENTIVE PLAN. 6. SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF Shr Against For LOBBYING ACTIVITIES. 7. SHAREHOLDER PROPOSAL - DECREASE PERCENT OF Shr Against For OWNERSHIP REQUIRED TO CALL SPECIAL SHAREHOLDER MEETING. 8. SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF Shr Against For LOBBYING PRIORITIES. 9. SHAREHOLDER PROPOSAL - INCLUDE Shr Against For SUSTAINABILITY AS A PERFORMANCE MEASURE UNDER EXECUTIVE INCENTIVE PLANS. 10. SHAREHOLDER PROPOSAL - AMEND THE COMPANY'S Shr Against For COMPENSATION CLAWBACK POLICY. 11. SHAREHOLDER PROPOSAL - ADOPT A PERMANENT Shr Against For POLICY THAT THE CHAIRMAN BE INDEPENDENT. -------------------------------------------------------------------------------------------------------------------------- CELGENE CORPORATION Agenda Number: 934609023 -------------------------------------------------------------------------------------------------------------------------- Security: 151020104 Meeting Type: Annual Meeting Date: 14-Jun-2017 Ticker: CELG ISIN: US1510201049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT J. HUGIN Mgmt For For MARK J. ALLES Mgmt For For RICHARD W BARKER D PHIL Mgmt For For MICHAEL W. BONNEY Mgmt For For MICHAEL D. CASEY Mgmt For For CARRIE S. COX Mgmt For For MICHAEL A. FRIEDMAN, MD Mgmt For For JULIA A. HALLER, M.D. Mgmt For For GILLA S. KAPLAN, PH.D. Mgmt For For JAMES J. LOUGHLIN Mgmt For For ERNEST MARIO, PH.D. Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For THE COMPANY'S STOCK INCENTIVE PLAN. 4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For FREQUENCY OF EXECUTIVE COMPENSATION VOTES. 6. STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW Shr Against For PROVISION LIMITING MANAGEMENT'S ACCESS TO VOTE TALLIES PRIOR TO THE ANNUAL MEETING WITH RESPECT TO CERTAIN EXECUTIVE PAY MATTERS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 934581732 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 31-May-2017 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: W. M. AUSTIN Mgmt For For 1B. ELECTION OF DIRECTOR: L. F. DEILY Mgmt For For 1C. ELECTION OF DIRECTOR: R. E. DENHAM Mgmt For For 1D. ELECTION OF DIRECTOR: A. P. GAST Mgmt For For 1E. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. Mgmt For For 1G. ELECTION OF DIRECTOR: C. W. MOORMAN IV Mgmt For For 1H. ELECTION OF DIRECTOR: D. F. MOYO Mgmt For For 1I. ELECTION OF DIRECTOR: R. D. SUGAR Mgmt For For 1J. ELECTION OF DIRECTOR: I. G. THULIN Mgmt For For 1K. ELECTION OF DIRECTOR: J. S. WATSON Mgmt For For 1L. ELECTION OF DIRECTOR: M. K. WIRTH Mgmt For For 2. RATIFICATION OF APPOINTMENT OF PWC AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION 5. REPORT ON LOBBYING Shr Against For 6. REPORT ON FEASIBILITY OF POLICY ON NOT Shr Against For DOING BUSINESS WITH CONFLICT COMPLICIT GOVERNMENTS 7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr Against For 8. REPORT ON TRANSITION TO A LOW CARBON Shr Against For ECONOMY 9. ADOPT POLICY ON INDEPENDENT CHAIRMAN Shr Against For 10. RECOMMEND INDEPENDENT DIRECTOR WITH Shr Against For ENVIRONMENTAL EXPERTISE 11. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr Against For -------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda Number: 934541904 -------------------------------------------------------------------------------------------------------------------------- Security: 172967424 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: C ISIN: US1729674242 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For 1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO Mgmt For For 1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For 1D. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For 1E. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For 1F. ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For 1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For 1H. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For 1I. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For 1J. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For 1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For 1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For JR. 1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For 1N. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For 1O. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For DE LEON 2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. ADVISORY VOTE TO APPROVE CITI'S 2016 Mgmt For For EXECUTIVE COMPENSATION. 4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For THE COMPANY'S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP. 6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE. 7. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. 8. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW. 9. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 934601572 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Meeting Date: 08-Jun-2017 Ticker: CMCSA ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR KENNETH J. BACON Mgmt For For MADELINE S. BELL Mgmt For For SHELDON M. BONOVITZ Mgmt For For EDWARD D. BREEN Mgmt For For GERALD L. HASSELL Mgmt For For JEFFREY A. HONICKMAN Mgmt For For ASUKA NAKAHARA Mgmt For For DAVID C. NOVAK Mgmt For For BRIAN L. ROBERTS Mgmt For For JOHNATHAN A. RODGERS Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For INDEPENDENT AUDITORS 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 4. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year For ON EXECUTIVE COMPENSATION 5. TO PROVIDE A LOBBYING REPORT Shr Against For 6. TO STOP 100-TO-ONE VOTING POWER Shr Against For -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 934514072 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Meeting Date: 26-Jan-2017 Ticker: COST ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SUSAN L. DECKER Mgmt For For RICHARD A. GALANTI Mgmt For For JOHN W. MEISENBACH Mgmt For For CHARLES T. MUNGER Mgmt For For 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For AUDITORS. 3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For EXECUTIVE COMPENSATION. 4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934571820 -------------------------------------------------------------------------------------------------------------------------- Security: 22822V101 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: CCI ISIN: US22822V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO Mgmt For For 1B. ELECTION OF DIRECTOR: JAY A. BROWN Mgmt For For 1C. ELECTION OF DIRECTOR: CINDY CHRISTY Mgmt For For 1D. ELECTION OF DIRECTOR: ARI Q. FITZGERALD Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT E. GARRISON II Mgmt For For 1F. ELECTION OF DIRECTOR: LEE W. HOGAN Mgmt For For 1G. ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, Mgmt For For JR. 1H. ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE Mgmt For For 1J. ELECTION OF DIRECTOR: ANTHONY J. MELONE Mgmt For For 1K. ELECTION OF DIRECTOR: W. BENJAMIN MORELAND Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2017. 3. THE NON-BINDING, ADVISORY VOTE REGARDING Mgmt For For THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. A STOCKHOLDER PROPOSAL REGARDING PROXY Shr Against For ACCESS, IF PROPERLY PRESENTED. -------------------------------------------------------------------------------------------------------------------------- CSX CORPORATION Agenda Number: 934602752 -------------------------------------------------------------------------------------------------------------------------- Security: 126408103 Meeting Type: Annual Meeting Date: 05-Jun-2017 Ticker: CSX ISIN: US1264081035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DONNA M. ALVARADO Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN B. BREAUX Mgmt For For 1C. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For 1D. ELECTION OF DIRECTOR: STEVEN T. HALVERSON Mgmt For For 1E. ELECTION OF DIRECTOR: E. HUNTER HARRISON Mgmt For For 1F. ELECTION OF DIRECTOR: PAUL C. HILAL Mgmt For For 1G. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For 1H. ELECTION OF DIRECTOR: JOHN D. MCPHERSON Mgmt For For 1I. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For 1J. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For 1K. ELECTION OF DIRECTOR: LINDA H. RIEFLER Mgmt For For 1L. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For 1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For APPROVE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt 1 Year For APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. ADVISORY (NON-BINDING) RESOLUTION Mgmt For CONCERNING THE REIMBURSEMENT ARRANGEMENTS SOUGHT IN CONNECTION WITH THE RETENTION OF E. HUNTER HARRISON AS CEO AT CSX. -------------------------------------------------------------------------------------------------------------------------- DELTA AIR LINES, INC. Agenda Number: 934626461 -------------------------------------------------------------------------------------------------------------------------- Security: 247361702 Meeting Type: Annual Meeting Date: 30-Jun-2017 Ticker: DAL ISIN: US2473617023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For 1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For 1C. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For 1E. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For 1F. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For 1G. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For 1H. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For 1I. ELECTION OF DIRECTOR: DOUGLAS R. RALPH Mgmt For For 1J. ELECTION OF DIRECTOR: SERGIO A.L. RIAL Mgmt For For 1K. ELECTION OF DIRECTOR: KATHY N. WALLER Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. 3. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- EATON CORPORATION PLC Agenda Number: 934542742 -------------------------------------------------------------------------------------------------------------------------- Security: G29183103 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: ETN ISIN: IE00B8KQN827 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For 1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For 1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For 1E. ELECTION OF DIRECTOR: RICHARD H. FEARON Mgmt For For 1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For 1G. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For 1H. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For 1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For 1J. ELECTION OF DIRECTOR: SANDRA PIANALTO Mgmt For For 1K. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For 1L. ELECTION OF DIRECTOR: DOROTHY C. THOMPSON Mgmt For For 2. APPROVING A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For ARTICLES OF ASSOCIATION TO IMPLEMENT PROXY ACCESS. 3. APPROVING A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For ARTICLES OF ASSOCIATION REGARDING BRINGING SHAREHOLDER BUSINESS AND MAKING DIRECTOR NOMINATIONS AT AN ANNUAL GENERAL MEETING. 4. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITOR FOR 2017 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. 5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 6. ADVISORY APPROVAL FOR FREQUENCY OF Mgmt 1 Year For EXECUTIVE COMPENSATION VOTES. 7. APPROVING A PROPOSAL TO GRANT THE BOARD Mgmt For For AUTHORITY TO ISSUE SHARES. 8. APPROVING A PROPOSAL TO GRANT THE BOARD Mgmt For For AUTHORITY TO OPT OUT OF PRE-EMPTION RIGHTS. 9. AUTHORIZING THE COMPANY AND ANY SUBSIDIARY Mgmt For For OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. -------------------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. Agenda Number: 934538476 -------------------------------------------------------------------------------------------------------------------------- Security: 26875P101 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: EOG ISIN: US26875P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For 1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For 1C. ELECTION OF DIRECTOR: ROBERT P. DANIELS Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For 1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For 1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For 2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. 3. TO APPROVE AN AMENDMENT OF THE COMPANY'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 640 MILLION TO 1.28 BILLION. 4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For FREQUENCY OF HOLDING ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 934588673 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 31-May-2017 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR SUSAN K. AVERY Mgmt For For MICHAEL J. BOSKIN Mgmt For For ANGELA F. BRALY Mgmt For For URSULA M. BURNS Mgmt For For HENRIETTA H. FORE Mgmt For For KENNETH C. FRAZIER Mgmt For For DOUGLAS R. OBERHELMAN Mgmt For For SAMUEL J. PALMISANO Mgmt For For STEVEN S REINEMUND Mgmt For For WILLIAM C. WELDON Mgmt For For DARREN W. WOODS Mgmt For For 2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For 24) 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION (PAGE 25) 4. FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For COMPENSATION (PAGE 25) 5. INDEPENDENT CHAIRMAN (PAGE 53) Shr Against For 6. MAJORITY VOTE FOR DIRECTORS (PAGE 54) Shr Against For 7. SPECIAL SHAREHOLDER MEETINGS (PAGE 55) Shr Against For 8. RESTRICT PRECATORY PROPOSALS (PAGE 56) Shr Against For 9. REPORT ON COMPENSATION FOR WOMEN (PAGE 57) Shr Against For 10. REPORT ON LOBBYING (PAGE 59) Shr Against For 11. INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF Shr Against For INVESTMENT (PAGE 60) 12. REPORT ON IMPACTS OF CLIMATE CHANGE Shr Against For POLICIES (PAGE 62) 13. REPORT ON METHANE EMISSIONS (PAGE 64) Shr Against For -------------------------------------------------------------------------------------------------------------------------- FACEBOOK INC. Agenda Number: 934590870 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 01-Jun-2017 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARC L. ANDREESSEN Mgmt For For ERSKINE B. BOWLES Mgmt For For S.D.DESMOND-HELLMANN Mgmt For For REED HASTINGS Mgmt For For JAN KOUM Mgmt For For SHERYL K. SANDBERG Mgmt For For PETER A. THIEL Mgmt For For MARK ZUCKERBERG Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr Against For STOCKHOLDER VOTING. 4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For REPORT. 5. A STOCKHOLDER PROPOSAL REGARDING FALSE Shr Against For NEWS. 6. A STOCKHOLDER PROPOSAL REGARDING A GENDER Shr Against For PAY EQUITY REPORT. 7. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For INDEPENDENT CHAIR. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 934541916 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: GE ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For A11 ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY Mgmt For For A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For A13 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For A14 ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For A15 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For A16 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For A17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For A18 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For COMPENSATION B2 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION B3 APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE Mgmt For For PLAN AS AMENDED B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR Mgmt For For OFFICER PERFORMANCE GOALS B5 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR Mgmt For For FOR 2017 C1 REPORT ON LOBBYING ACTIVITIES Shr Against For C2 REQUIRE THE CHAIRMAN OF THE BOARD TO BE Shr Against For INDEPENDENT C3 ADOPT CUMULATIVE VOTING FOR DIRECTOR Shr Against For ELECTIONS C4 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 934558810 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 10-May-2017 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. Mgmt For For 1B. ELECTION OF DIRECTOR: KELLY A. KRAMER Mgmt For For 1C. ELECTION OF DIRECTOR: KEVIN E. LOFTON Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN F. MILLIGAN, Mgmt For For PH.D. 1F. ELECTION OF DIRECTOR: NICHOLAS G. MOORE Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD J. WHITLEY, Mgmt For For M.D 1H. ELECTION OF DIRECTOR: GAYLE E. WILSON Mgmt For For 1I. ELECTION OF DIRECTOR: PER WOLD-OLSEN Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. RESTATEMENT OF THE GILEAD SCIENCES, INC. Mgmt For For 2004 EQUITY INCENTIVE PLAN. 4. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. 5. ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. 7. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 934568304 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: HAL ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ABDULAZIZ F. AL Mgmt For For KHAYYAL 1B. ELECTION OF DIRECTOR: WILLIAM E. ALBRECHT Mgmt For For 1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES R. BOYD Mgmt For For 1E. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt For For 1F. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For 1G. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt For For 1H. ELECTION OF DIRECTOR: JOSE C. GRUBISICH Mgmt For For 1I. ELECTION OF DIRECTOR: DAVID J. LESAR Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT A. MALONE Mgmt For For 1K. ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt For For 1L. ELECTION OF DIRECTOR: JEFFREY A. MILLER Mgmt For For 1M. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For 2. RATIFICATION OF THE SELECTION OF AUDITORS. Mgmt For For 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 4. PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Agenda Number: 934539567 -------------------------------------------------------------------------------------------------------------------------- Security: 438516106 Meeting Type: Annual Meeting Date: 24-Apr-2017 Ticker: HON ISIN: US4385161066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DARIUS ADAMCZYK Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM S. AYER Mgmt For For 1C. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For 1D. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For 1E. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For 1F. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1G. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For 1H. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For 1I. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For 1J. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For 1K. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For 1L. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For 1M. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For 2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For 5. INDEPENDENT BOARD CHAIRMAN. Shr Against For 6. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For -------------------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 934475422 -------------------------------------------------------------------------------------------------------------------------- Security: 45866F104 Meeting Type: Special Meeting Date: 12-Oct-2016 Ticker: ICE ISIN: US45866F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE ADOPTION OF THE THIRD Mgmt For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, WHICH INCREASES THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE, FROM 500,000,000 TO 1,500,000,000, AND CORRESPONDINGLY INCREASES THE TOTAL NUMBER OF SHARES OF CAPITAL STOCK THAT ICE IS AUTHORIZED TO ISSUE FROM 600,000,000 TO 1,600,000,000. -------------------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 934566261 -------------------------------------------------------------------------------------------------------------------------- Security: 45866F104 Meeting Type: Annual Meeting Date: 19-May-2017 Ticker: ICE ISIN: US45866F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANN M. CAIRNS Mgmt For For 1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For 1C. ELECTION OF DIRECTOR: DURIYA M. FAROOQUI Mgmt For For 1D. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For 1E. ELECTION OF DIRECTOR: THE RT. HON. THE LORD Mgmt For For HAGUE OF RICHMOND 1F. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For 1G. ELECTION OF DIRECTOR: THOMAS E. NOONAN Mgmt For For 1H. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For 1I. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For 1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For 1K. ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For 2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS. 3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt 1 Year For ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. TO APPROVE THE INTERCONTINENTAL EXCHANGE, Mgmt For For INC. 2017 OMNIBUS EMPLOYEE INCENTIVE PLAN. 5. TO APPROVE AN AMENDMENT TO THE Mgmt For For INTERCONTINENTAL EXCHANGE, INC. 2013 OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE PLAN TO ADD AN AGGREGATE ANNUAL COMPENSATION LIMIT. 6. TO APPROVE THE ADOPTION OF OUR FOURTH Mgmt For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO UPDATE AND STREAMLINE REFERENCES TO OUR NATIONAL SECURITIES EXCHANGE SUBSIDIARIES, THEIR MEMBERS, AND THE HOLDING COMPANIES THAT CONTROL SUCH EXCHANGES, AND DELETE REFERENCES TO CERTAIN OTHER SUBSIDIARIES. 7. TO APPROVE THE ADOPTION OF OUR FOURTH Mgmt For For AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REMOVE AN OBSOLETE PROVISO CROSS-REFERENCING A SECTION OF OUR BYLAWS THAT WAS DELETED AFTER THE SALE OF THE EURONEXT BUSINESS IN 2014. 8. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. 9. STOCKHOLDER PROPOSAL REGARDING THE Shr Against For PREPARATION OF A REPORT ASSESSING ESG MARKET DISCLOSURE EXPECTATIONS. -------------------------------------------------------------------------------------------------------------------------- ISHARES TRUST Agenda Number: 934621156 -------------------------------------------------------------------------------------------------------------------------- Security: 464287556 Meeting Type: Special Meeting Date: 19-Jun-2017 Ticker: IBB ISIN: US4642875565 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JANE D. CARLIN Mgmt For For RICHARD L. FAGNANI Mgmt For For DREW E. LAWTON Mgmt For For MADHAV V. RAJAN Mgmt For For MARK WIEDMAN Mgmt For For -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 934537284 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For 1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For 1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For 1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For 1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For 1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For 1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt 1 Year For APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For PERFORMANCE GOALS UNDER THE 2012 LONG-TERM INCENTIVE PLAN 5. RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 934561665 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 16-May-2017 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For 1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For 1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For 1E. ELECTION OF DIRECTOR: TODD A. COMBS Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For 1H. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For 1K. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For 1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 4. ADVISORY VOTE ON FREQUENCY OF ADVISORY Mgmt 1 Year For RESOLUTION TO APPROVE EXECUTIVE COMPENSATION 5. INDEPENDENT BOARD CHAIRMAN Shr Against For 6. VESTING FOR GOVERNMENT SERVICE Shr Against For 7. CLAWBACK AMENDMENT Shr Against For 8. GENDER PAY EQUITY Shr Against For 9. HOW VOTES ARE COUNTED Shr Against For 10. SPECIAL SHAREOWNER MEETINGS Shr Against For -------------------------------------------------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Agenda Number: 934482845 -------------------------------------------------------------------------------------------------------------------------- Security: 512807108 Meeting Type: Annual Meeting Date: 09-Nov-2016 Ticker: LRCX ISIN: US5128071082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MARTIN B. ANSTICE Mgmt For For ERIC K. BRANDT Mgmt For For MICHAEL R. CANNON Mgmt For For YOUSSEF A. EL-MANSY Mgmt For For CHRISTINE A. HECKART Mgmt For For CATHERINE P. LEGO Mgmt For For STEPHEN G. NEWBERRY Mgmt For For ABHIJIT Y. TALWALKAR Mgmt For For RICK L. TSAI Mgmt For For JOHN T. DICKSON Mgmt For For GARY B. MOORE Mgmt For For 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF THE NAMED EXECUTIVE OFFICERS OF LAM RESEARCH, OR "SAY ON PAY." 4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. -------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda Number: 934547704 -------------------------------------------------------------------------------------------------------------------------- Security: 539830109 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: LMT ISIN: US5398301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DANIEL F. AKERSON Mgmt For For 1B. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For 1C. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For 1E. ELECTION OF DIRECTOR: BRUCE A. CARLSON Mgmt For For 1F. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For 1G. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For 1H. ELECTION OF DIRECTOR: ILENE S. GORDON Mgmt For For 1I. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For 1J. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For 1K. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For 1L. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY) 4. ADVISORY VOTE ON FREQUENCY OF HOLDING VOTES Mgmt 1 Year For ON SAY-ON-PAY 5. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For CORPORATION ADOPT THE HOLY LAND PRINCIPLES -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 934594412 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Meeting Date: 02-Jun-2017 Ticker: LOW ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RAUL ALVAREZ Mgmt For For ANGELA F. BRALY Mgmt For For SANDRA B. COCHRAN Mgmt For For LAURIE Z. DOUGLAS Mgmt For For RICHARD W. DREILING Mgmt For For ROBERT L. JOHNSON Mgmt For For MARSHALL O. LARSEN Mgmt For For JAMES H. MORGAN Mgmt For For ROBERT A. NIBLOCK Mgmt For For BERTRAM L. SCOTT Mgmt For For ERIC C. WISEMAN Mgmt For For 2. ADVISORY VOTE TO APPROVE LOWE'S NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION IN FISCAL 2016. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS LOWE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. 5. PROPOSAL REGARDING THE FEASIBILITY OF Shr Against For SETTING RENEWABLE ENERGY SOURCING TARGETS. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 934614935 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 27-Jun-2017 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For HAYTHORNTHWAITE 1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For 1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For 1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For 1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For 1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For 1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For 1I. ELECTION OF DIRECTOR: OKI MATSUMOTO Mgmt For For 1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For 1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For LAGUNES 1L. ELECTION OF DIRECTOR: JACKSON TAI Mgmt For For 2. ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE Mgmt For For COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION 4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS UNDER MASTERCARD'S 2006 LONG TERM INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR 162(M) PURPOSES 5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2017 6. CONSIDERATION OF A STOCKHOLDER PROPOSAL ON Shr Against For GENDER PAY EQUITY -------------------------------------------------------------------------------------------------------------------------- MEDTRONIC PLC Agenda Number: 934492113 -------------------------------------------------------------------------------------------------------------------------- Security: G5960L103 Meeting Type: Annual Meeting Date: 09-Dec-2016 Ticker: MDT ISIN: IE00BTN1Y115 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For 1C. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For 1D. ELECTION OF DIRECTOR: RANDALL HOGAN III Mgmt For For 1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt For For 1F. ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, Mgmt For For PH.D. 1G. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES T. LENEHAN Mgmt For For 1I. ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. Mgmt For For 1J. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For 1K. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For 1L. ELECTION OF DIRECTOR: ROBERT C. POZEN Mgmt For For 1M. ELECTION OF DIRECTOR: PREETHA REDDY Mgmt For For 2. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET ITS REMUNERATION. 3. TO APPROVE IN A NON-BINDING ADVISORY VOTE, Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION (A "SAY-ON-PAY" VOTE). 4. TO APPROVE AMENDMENTS TO MEDTRONIC'S Mgmt For For ARTICLES OF ASSOCIATION TO IMPLEMENT "PROXY ACCESS". 5A. TO APPROVE AMENDMENTS TO MEDTRONIC'S: Mgmt For For ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. 5B. TO APPROVE AMENDMENTS TO MEDTRONIC'S: Mgmt For For MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE CHANGES. 6. TO APPROVE AMENDMENTS TO MEDTRONIC'S Mgmt For For ARTICLES OF ASSOCIATION TO CLARIFY THE BOARD'S SOLE AUTHORITY TO DETERMINE ITS SIZE WITHIN THE FIXED LIMITS IN THE ARTICLES OF ASSOCIATION. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 934581439 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 23-May-2017 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For 1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For 1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For 1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For 1F. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For 1G. ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY Mgmt For For 1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For 1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt For For 1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For 1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For 1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For 1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For 2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 5. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For INDEPENDENT BOARD CHAIRMAN. 6. SHAREHOLDER PROPOSAL REQUESTING Shr Against For IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE. 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CONDUCTING BUSINESS IN CONFLICT-AFFECTED AREAS. 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY. -------------------------------------------------------------------------------------------------------------------------- METLIFE, INC. Agenda Number: 934609011 -------------------------------------------------------------------------------------------------------------------------- Security: 59156R108 Meeting Type: Annual Meeting Date: 13-Jun-2017 Ticker: MET ISIN: US59156R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For 1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID L. HERZOG Mgmt For For 1D. ELECTION OF DIRECTOR: R. GLENN HUBBARD, Mgmt For For PH.D. 1E. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For 1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For 1G. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For 1I. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For 1J. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For 1K. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS 5. SHAREHOLDER PROPOSAL TO REDUCE THE Shr Against For OWNERSHIP REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934491224 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 30-Nov-2016 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For 1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For 1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For 1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For 1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt For For RESTATED ARTICLES OF INCORPORATION 5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt For For STOCK PLAN 6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr Against For PROXY ACCESS BYLAW AMENDMENTS -------------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Agenda Number: 934563900 -------------------------------------------------------------------------------------------------------------------------- Security: 609207105 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: MDLZ ISIN: US6092071058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For 1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For 1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For 1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For 1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For 1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For 1G. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For 1H. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For 1I. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For 1J. ELECTION OF DIRECTOR: CHRISTIANA S. SHI Mgmt For For 1K. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For 1L. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For 1M. ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. Mgmt For For VAN BOXMEER 2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. 5. SHAREHOLDER PROPOSAL: REPORT ON Shr Against For NON-RECYCLABLE PACKAGING. 6. SHAREHOLDER PROPOSAL: CREATE A COMMITTEE TO Shr Against For PREPARE A REPORT REGARDING THE IMPACT OF PLANT CLOSURES ON COMMUNITIES AND ALTERNATIVES. -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY Agenda Number: 934579458 -------------------------------------------------------------------------------------------------------------------------- Security: 617446448 Meeting Type: Annual Meeting Date: 22-May-2017 Ticker: MS ISIN: US6174464486 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For 1B. ELECTION OF DIRECTOR: ALISTAIR DARLING Mgmt For For 1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For 1F. ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For 1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For 1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For 1I. ELECTION OF DIRECTOR: DENNIS M. NALLY Mgmt For For 1J. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For 1K. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For 1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For 1M. ELECTION OF DIRECTOR: PERRY M. TRAQUINA Mgmt For For 1N. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITOR 3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY VOTE) 4. TO VOTE ON THE FREQUENCY OF HOLDING A Mgmt 1 Year For NONBINDING ADVISORY VOTE ON THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY VOTE) 5. TO APPROVE THE AMENDED AND RESTATED EQUITY Mgmt For For INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND TO EXTEND THE TERM 6. TO APPROVE THE AMENDED AND RESTATED Mgmt For For DIRECTORS' EQUITY CAPITAL ACCUMULATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES 7. SHAREHOLDER PROPOSAL REGARDING A CHANGE IN Shr Against For THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING 8. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr Against For PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE -------------------------------------------------------------------------------------------------------------------------- NEWELL BRANDS INC. Agenda Number: 934564750 -------------------------------------------------------------------------------------------------------------------------- Security: 651229106 Meeting Type: Annual Meeting Date: 09-May-2017 Ticker: NWL ISIN: US6512291062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: IAN G.H. ASHKEN Mgmt For For 1B. ELECTION OF DIRECTOR: THOMAS E. CLARKE Mgmt For For 1C. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For 1D. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For 1F. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For 1G. ELECTION OF DIRECTOR: MARTIN E. FRANKLIN Mgmt For For 1H. ELECTION OF DIRECTOR: ROS L'ESPERANCE Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For 1J. ELECTION OF DIRECTOR: STEVEN J. STROBEL Mgmt For For 1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For 1L. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For 2. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. VOTE ON THE FREQUENCY OF THE ADVISORY VOTE Mgmt 1 Year For ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- NIKE, INC. Agenda Number: 934466687 -------------------------------------------------------------------------------------------------------------------------- Security: 654106103 Meeting Type: Annual Meeting Date: 22-Sep-2016 Ticker: NKE ISIN: US6541061031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ALAN B. GRAF, JR. Mgmt For For MICHELLE A. PELUSO Mgmt For For PHYLLIS M. WISE Mgmt For For 2. TO APPROVE EXECUTIVE COMPENSATION BY AN Mgmt For For ADVISORY VOTE. 3. TO APPROVE AN AMENDMENT TO THE NIKE, INC. Mgmt For For EMPLOYEE STOCK PURCHASE PLAN. 4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. 5. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Agenda Number: 934559862 -------------------------------------------------------------------------------------------------------------------------- Security: 666807102 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: NOC ISIN: US6668071029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For 1B. ELECTION OF DIRECTOR: MARIANNE C. BROWN Mgmt For For 1C. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For 1D. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For 1E. ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For 1F. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For 1G. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Mgmt For For 1H. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For 1I. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For 1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For 1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For 1L. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For 1M. ELECTION OF DIRECTOR: MARK A. WELSH III Mgmt For For 2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY Mgmt 1 Year For OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION Agenda Number: 934556828 -------------------------------------------------------------------------------------------------------------------------- Security: 670346105 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: NUE ISIN: US6703461052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR PATRICK J. DEMPSEY Mgmt For For JOHN J. FERRIOLA Mgmt For For GREGORY J. HAYES Mgmt For For VICTORIA F. HAYNES PH.D Mgmt For For BERNARD L. KASRIEL Mgmt For For CHRISTOPHER J. KEARNEY Mgmt For For LAURETTE T. KOELLNER Mgmt For For JOHN H. WALKER Mgmt For For 2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS NUCOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION IN 2016 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years For ADVISORY VOTES ON NUCOR'S NAMED EXECUTIVE OFFICER COMPENSATION 5. STOCKHOLDER PROPOSAL REGARDING NUCOR'S Shr Against For LOBBYING AND CORPORATE SPENDING ON POLITICAL CONTRIBUTIONS 6. STOCKHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For GAS (GHG) EMISSIONS -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 934545419 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHONA L. BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: CESAR CONDE Mgmt For For 1D. ELECTION OF DIRECTOR: IAN M. COOK Mgmt For For 1E. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 1F. ELECTION OF DIRECTOR: RONA A. FAIRHEAD Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID C. PAGE Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD Mgmt For For 1L. ELECTION OF DIRECTOR: DANIEL VASELLA Mgmt For For 1M. ELECTION OF DIRECTOR: DARREN WALKER Mgmt For For 1N. ELECTION OF DIRECTOR: ALBERTO WEISSER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For SHAREHOLDER ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. 5. REPORT REGARDING PESTICIDE POLLUTION. Shr Against For 6. IMPLEMENTATION OF HOLY LAND PRINCIPLES. Shr Against For -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 934540798 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 27-Apr-2017 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For 1B. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For 1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For 1D. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For 1E. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For 1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For 1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For 1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For 1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1L. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For 2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION 5. SHAREHOLDER PROPOSAL REGARDING THE HOLY Shr Against For LAND PRINCIPLES 6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr Against For SHAREOWNER MEETINGS 7. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For CHAIR POLICY -------------------------------------------------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934549859 -------------------------------------------------------------------------------------------------------------------------- Security: 718172109 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: PM ISIN: US7181721090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For 1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For 1D. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For 1E. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For 1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For 1G. ELECTION OF DIRECTOR: JUN MAKIHARA Mgmt For For 1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For 1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For 1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For 1K. ELECTION OF DIRECTOR: FREDERIK PAULSEN Mgmt For For 1L. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For 1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For 2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For COMPENSATION 3. ADVISORY RESOLUTION ON THE FREQUENCY OF Mgmt 1 Year For FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION 4. APPROVAL OF THE 2017 PERFORMANCE INCENTIVE Mgmt For For PLAN 5. APPROVAL OF THE 2017 STOCK COMPENSATION Mgmt For For PLAN FOR NON-EMPLOYEE DIRECTORS 6. RATIFICATION OF THE SELECTION OF Mgmt For For INDEPENDENT AUDITORS 7. SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS Shr Against For POLICY 8. SHAREHOLDER PROPOSAL 2 - MEDIATION OF Shr Against For ALLEGED HUMAN RIGHTS VIOLATIONS -------------------------------------------------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Agenda Number: 934570210 -------------------------------------------------------------------------------------------------------------------------- Security: 723787107 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: PXD ISIN: US7237871071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: EDISON C. BUCHANAN Mgmt For For 1B. ELECTION OF DIRECTOR: ANDREW F. CATES Mgmt For For 1C. ELECTION OF DIRECTOR: TIMOTHY L. DOVE Mgmt For For 1D. ELECTION OF DIRECTOR: PHILLIP A. GOBE Mgmt For For 1E. ELECTION OF DIRECTOR: LARRY R. GRILLOT Mgmt For For 1F. ELECTION OF DIRECTOR: STACY P. METHVIN Mgmt For For 1G. ELECTION OF DIRECTOR: ROYCE W. MITCHELL Mgmt For For 1H. ELECTION OF DIRECTOR: FRANK A. RISCH Mgmt For For 1I. ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD Mgmt For For 1J. ELECTION OF DIRECTOR: MONA K. SUTPHEN Mgmt For For 1K. ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For 1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For 1M. ELECTION OF DIRECTOR: MICHAEL D. WORTLEY Mgmt For For 2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. ADVISORY VOTE REGARDING FREQUENCY OF FUTURE Mgmt 1 Year For STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION 5. STOCKHOLDER PROPOSAL RELATING TO A Shr Against For SUSTAINABILITY REPORT -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 934522435 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 07-Mar-2017 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For 1B. ELECTION OF DIRECTOR: JEFFREY W. HENDERSON Mgmt For For 1C. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For 1D. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For 1E. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1F. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For 1G. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For 1H. ELECTION OF DIRECTOR: STEVE MOLLENKOPF Mgmt For For 1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For 1K. ELECTION OF DIRECTOR: ANTHONY J. Mgmt For For VINCIQUERRA 2. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, 2017. 3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For EXECUTIVE COMPENSATION. 4. STOCKHOLDER PROPOSAL TO AMEND THE PROXY Shr Against For ACCESS PROVISION OF OUR AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934533705 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Meeting Date: 05-Apr-2017 Ticker: SLB ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For 1B. ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO Mgmt For For 1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For DARKES 1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For 1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For 1F. ELECTION OF DIRECTOR: HELGE LUND Mgmt For For 1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For 1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For 1I. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For 1J. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For 1K. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For 1L. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPANY'S EXECUTIVE COMPENSATION. 3. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. TO APPROVE THE COMPANY'S 2016 FINANCIAL Mgmt For For STATEMENTS AND THE BOARD'S 2016 DECLARATIONS OF DIVIDENDS. 5. TO APPROVE THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 6. TO APPROVE THE ADOPTION OF THE 2017 Mgmt For For SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. 7. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Agenda Number: 934588851 -------------------------------------------------------------------------------------------------------------------------- Security: 844741108 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: LUV ISIN: US8447411088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For 1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For 1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For 1F. ELECTION OF DIRECTOR: THOMAS W. GILLIGAN Mgmt For For 1G. ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For 1H. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For 1I. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For 1K. ELECTION OF DIRECTOR: RON RICKS Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. ADVISORY VOTE ON FREQUENCY OF VOTES ON Mgmt 1 Year For NAMED EXECUTIVE OFFICER COMPENSATION. 4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 934524996 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Meeting Date: 22-Mar-2017 Ticker: SBUX ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For 1C. ELECTION OF DIRECTOR: ROSALIND BREWER Mgmt For For 1D. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For 1F. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For 1G. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For 1H. ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP Mgmt For For 1I. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For 1J. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For 1K. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For 1L. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For 1M. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For 1N. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For EXECUTIVE COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. 5. AMEND PROXY ACCESS BYLAW. Shr Against For -------------------------------------------------------------------------------------------------------------------------- STRYKER CORPORATION Agenda Number: 934547956 -------------------------------------------------------------------------------------------------------------------------- Security: 863667101 Meeting Type: Annual Meeting Date: 03-May-2017 Ticker: SYK ISIN: US8636671013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For PH.D. 1C. ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For 1D. ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For 1E. ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For (LEAD INDEPENDENT DIRECTOR) 1F. ELECTION OF DIRECTOR: KEVIN A. Mgmt For For LOBO(CHAIRMAN OF THE BOARD) 1G. ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL Mgmt For For 1H. ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For 2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. APPROVE THE 2011 LONG-TERM INCENTIVE PLAN, Mgmt For For AS AMENDED AND RESTATED. 4. APPROVE THE 2011 PERFORMANCE INCENTIVE Mgmt For For AWARD PLAN, AS AMENDED AND RESTATED. 5. APPROVE THE 2008 EMPLOYEE STOCK PURCHASE Mgmt For For PLAN, AS AMENDED AND RESTATED. 6. RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS UNDER THE EXECUTIVE BONUS PLAN. 7. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 8. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 934544063 -------------------------------------------------------------------------------------------------------------------------- Security: 064058100 Meeting Type: Annual Meeting Date: 11-Apr-2017 Ticker: BK ISIN: US0640581007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For 1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For 1C. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For 1D. ELECTION OF DIRECTOR: EDWARD P. GARDEN Mgmt For For 1E. ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Mgmt For For 1F. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For 1G. ELECTION OF DIRECTOR: JOHN M. HINSHAW Mgmt For For 1H. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: JENNIFER B. MORGAN Mgmt For For 1K. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For 1L. ELECTION OF DIRECTOR: ELIZABETH E. ROBINSON Mgmt For For 1M. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE THE 2016 Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 3. PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year For THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For AUDITOR FOR 2017. 5. STOCKHOLDER PROPOSAL REGARDING A PROXY Shr Against For VOTING REVIEW REPORT. -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 934542689 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 01-May-2017 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 1C. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For JR. 1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For 1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For GIAMBASTIANI, JR. 1F. ELECTION OF DIRECTOR: LYNN J. GOOD Mgmt For For 1G. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For 1H. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For 1I. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For 1J. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1K. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For 1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 1M. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For 2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE COMPENSATION. 4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP AS INDEPENDENT AUDITOR FOR 2017. 5. ADDITIONAL REPORT ON LOBBYING ACTIVITIES. Shr Against For 6. REDUCE THRESHOLD TO CALL SPECIAL Shr Against For SHAREHOLDER MEETINGS FROM 25% TO 15%. 7. REPORT ON ARMS SALES TO ISRAEL. Shr Against For 8. IMPLEMENT HOLY LAND PRINCIPLES. Shr Against For -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 934538589 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 26-Apr-2017 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For 1C. ELECTION OF DIRECTOR: MARC BOLLAND Mgmt For For 1D. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For 1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For 1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For 1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For 1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For 1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For 1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For LAGOMASINO 1L. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For 1M. ELECTION OF DIRECTOR: JAMES QUINCEY Mgmt For For 1N. ELECTION OF DIRECTOR: DAVID B. WEINBERG Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION 4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS 5. SHAREOWNER PROPOSAL REGARDING A HUMAN Shr Against For RIGHTS REVIEW -------------------------------------------------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY Agenda Number: 934561691 -------------------------------------------------------------------------------------------------------------------------- Security: 260543103 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: DOW ISIN: US2605431038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For 1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For 1D. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For 1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For 1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For 1G. ELECTION OF DIRECTOR: MARK LOUGHRIDGE Mgmt For For 1H. ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT S. (STEVE) Mgmt For For MILLER 1J. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For 1K. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For 1L. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For 1M. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. ADVISORY RESOLUTION ON THE FREQUENCY OF Mgmt 1 Year For FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934542805 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Meeting Date: 28-Apr-2017 Ticker: GS ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For 1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: MARK A. FLAHERTY Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For 1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For 1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For 1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt For For 1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt For For 1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt For For 1J. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt For For 1K. ELECTION OF DIRECTOR: MARK O. WINKELMAN Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION (SAY ON PAY) 3. ADVISORY VOTE ON THE FREQUENCY OF SAY ON Mgmt 1 Year For PAY 4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 934559204 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 18-May-2017 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GERARD J. ARPEY Mgmt For For 1B. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For 1C. ELECTION OF DIRECTOR: JEFFERY H. BOYD Mgmt For For 1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For 1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For 1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For 1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For 1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For 1I. ELECTION OF DIRECTOR: LINDA R. GOODEN Mgmt For For 1J. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For 1K. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For 1L. ELECTION OF DIRECTOR: CRAIG A. MENEAR Mgmt For For 1M. ELECTION OF DIRECTOR: MARK VADON Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION ("SAY-ON-PAY"). 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For SAY-ON-PAY VOTES. 5. SHAREHOLDER PROPOSAL REGARDING PREPARATION Shr Against For OF AN EMPLOYMENT DIVERSITY REPORT. 6. SHAREHOLDER PROPOSAL REGARDING ADVISORY Shr Against For VOTE ON POLITICAL CONTRIBUTIONS. 7. SHAREHOLDER PROPOSAL TO REDUCE THE Shr Against For THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES. -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934538375 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: PNC ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For 1B. ELECTION OF DIRECTOR: MARJORIE RODGERS Mgmt For For CHESHIRE 1C. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For 1D. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For 1E. ELECTION OF DIRECTOR: DANIEL R. HESSE Mgmt For For 1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For 1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For 1I. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For 1J. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For 1K. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For 1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For 2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. RECOMMENDATION FOR THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. A SHAREHOLDER PROPOSAL REQUESTING A Shr Against For DIVERSITY REPORT WITH SPECIFIC ADDITIONAL DISCLOSURE, INCLUDING EEOC-DEFINED METRICS. -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 934472616 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 11-Oct-2016 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For 1B. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For 1C. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For 1D. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For 1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For 1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For JR. 1G. ELECTION OF DIRECTOR: DAVID S. TAYLOR Mgmt For For 1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For 1I. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For 1J. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For 2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For COMPENSATION (THE "SAY ON PAY" VOTE) 4. SHAREHOLDER PROPOSAL - REPORT ON LOBBYING Shr Against For POLICIES OF THIRD PARTY ORGANIZATIONS 5. SHAREHOLDER PROPOSAL - REPORT ON Shr Against For APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 934523437 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 08-Mar-2017 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For 1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For 1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For 1E. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For LAGOMASINO 1F. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For 1G. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For 1I. ELECTION OF DIRECTOR: MARK G. PARKER Mgmt For For 1J. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For 1K. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. 3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For EXECUTIVE COMPENSATION. 4. TO APPROVE HOLDING AN ADVISORY VOTE ON Mgmt 1 Year For EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. 5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. 6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. -------------------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Agenda Number: 934574559 -------------------------------------------------------------------------------------------------------------------------- Security: 883556102 Meeting Type: Annual Meeting Date: 17-May-2017 Ticker: TMO ISIN: US8835561023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For 1B. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For 1C. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For 1D. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For 1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For 1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For 1G. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt For For 1I. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For 1J. ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For 1K. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For 1L. ELECTION OF DIRECTOR: DION J. WEISLER Mgmt For For 2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For EXECUTIVE COMPENSATION ADVISORY VOTES. 4. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2017. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 934561172 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 11-May-2017 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANDREW H. CARD JR. Mgmt For For 1B. ELECTION OF DIRECTOR: ERROLL B. DAVIS JR. Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For 1D. ELECTION OF DIRECTOR: LANCE M. FRITZ Mgmt For For 1E. ELECTION OF DIRECTOR: DEBORAH C. HOPKINS Mgmt For For 1F. ELECTION OF DIRECTOR: JANE H. LUTE Mgmt For For 1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For 1H. ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL Mgmt For For 1I. ELECTION OF DIRECTOR: THOMAS F. MCLARTY III Mgmt For For 1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For 1K. ELECTION OF DIRECTOR: JOSE H. VILLARREAL Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). 3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION ("SAY ON PAY"). 4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION ("SAY ON FREQUENCY"). 5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 934543617 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DAVID P. ABNEY Mgmt For For 1B. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1E. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For 1F. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1G. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For 1H. ELECTION OF DIRECTOR: FRANCK J. MOISON Mgmt For For 1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: JOHN T. STANKEY Mgmt For For 1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For 1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For 2. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For EXECUTIVE COMPENSATION. 3. TO APPROVE THE ADVISORY VOTE ON THE Mgmt 3 Years For FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. 5. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For ACTIVITIES. 6. TO REDUCE THE VOTING POWER OF CLASS A STOCK Shr Against For FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. 7. TO ADOPT HOLY LAND PRINCIPLES. Shr Against For -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 934541548 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Annual Meeting Date: 24-Apr-2017 Ticker: UTX ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LLOYD J. AUSTIN III Mgmt For For 1B. ELECTION OF DIRECTOR: DIANE M. BRYANT Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For 1D. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For 1E. ELECTION OF DIRECTOR: GREGORY J. HAYES Mgmt For For 1F. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For 1G. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For 1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For 1I. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For 1J. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For 1K. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For 1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For WHITMAN 2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For TO SERVE AS INDEPENDENT AUDITOR FOR 2017. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For SHAREOWNER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934600013 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Meeting Date: 05-Jun-2017 Ticker: UNH ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For JR. 1B. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For 1C. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For 1E. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For 1F. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For 1G. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For 1H. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For M.D. 1I. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For PH.D. 2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 3. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For HOLDING FUTURE SAY-ON-PAY VOTES. 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. 5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 934546461 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 04-May-2017 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For 1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For 1C. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For 1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For 1E. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For 1F. ELECTION OF DIRECTOR: KARL-LUDWIG KLEY Mgmt For For 1G. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For 1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For 1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For 1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For 1L. ELECTION OF DIRECTOR: GREGORY G. WEAVER Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. ADVISORY VOTE RELATED TO FUTURE VOTES ON Mgmt 1 Year For EXECUTIVE COMPENSATION 5. APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN Mgmt For For 6. HUMAN RIGHTS COMMITTEE Shr Against For 7. REPORT ON GREENHOUSE GAS REDUCTION TARGETS Shr Against For 8. SPECIAL SHAREOWNER MEETINGS Shr Against For 9. EXECUTIVE COMPENSATION CLAWBACK POLICY Shr Against For 10. STOCK RETENTION POLICY Shr Against For 11. LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES Shr Against For -------------------------------------------------------------------------------------------------------------------------- WAL-MART STORES, INC. Agenda Number: 934598713 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 02-Jun-2017 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1C. ELECTION OF DIRECTOR: CARLA A. HARRIS Mgmt For For 1D. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For 1E. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For 1F. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For 1G. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For 1H. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For 1I. ELECTION OF DIRECTOR: KEVIN Y. SYSTROM Mgmt For For 1J. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For 1K. ELECTION OF DIRECTOR: STEUART L. WALTON Mgmt For For 2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT ACCOUNTANTS 5. REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN Shr Against For POLICY 6. SHAREHOLDER PROXY ACCESS Shr Against For 7. REQUEST FOR INDEPENDENT DIRECTOR WITH Shr Against For ENVIRONMENTAL EXPERTISE -------------------------------------------------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 934512648 -------------------------------------------------------------------------------------------------------------------------- Security: 931427108 Meeting Type: Annual Meeting Date: 26-Jan-2017 Ticker: WBA ISIN: US9314271084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For 1C. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For 1D. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN A. LEDERER Mgmt For For 1F. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For 1G. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For 1H. ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER Mgmt For For 1I. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For 1J. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. 4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE MEASURES UNDER THE WALGREENS BOOTS ALLIANCE, INC. AMENDED AND RESTATED 2011 CASH-BASED INCENTIVE PLAN. 5. STOCKHOLDER PROPOSAL REQUESTING CERTAIN Shr Against For PROXY ACCESS BY-LAW AMENDMENTS. 6. STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE Shr Against For PAY & SUSTAINABILITY PERFORMANCE. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda Number: 934543314 -------------------------------------------------------------------------------------------------------------------------- Security: 949746101 Meeting Type: Annual Meeting Date: 25-Apr-2017 Ticker: WFC ISIN: US9497461015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For 1C. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For 1D. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For 1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For JR. 1F. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For 1G. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For 1H. ELECTION OF DIRECTOR: KAREN B. PEETZ Mgmt For For 1I. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For 1J. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For 1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1L. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For 1M. ELECTION OF DIRECTOR: TIMOTHY J. SLOAN Mgmt For For 1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For 1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. ADVISORY PROPOSAL ON THE FREQUENCY OF Mgmt 1 Year For FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. 4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. 5. STOCKHOLDER PROPOSAL - RETAIL BANKING SALES Shr Against For PRACTICES REPORT. 6. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For 7. STOCKHOLDER PROPOSAL - DIVESTING NON-CORE Shr Against For BUSINESS REPORT. 8. STOCKHOLDER PROPOSAL - GENDER PAY EQUITY Shr Against For REPORT. 9. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For 10. STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' Shr Against For RIGHTS POLICY. -------------------------------------------------------------------------------------------------------------------------- ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 934556676 -------------------------------------------------------------------------------------------------------------------------- Security: 98956P102 Meeting Type: Annual Meeting Date: 12-May-2017 Ticker: ZBH ISIN: US98956P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For 1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For 1C. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL J. FARRELL Mgmt For For 1F. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For 1G. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For 1H. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For 1I. ELECTION OF DIRECTOR: MICHAEL W. MICHELSON Mgmt For For 1J. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For PH.D. 1K. ELECTION OF DIRECTOR: JEFFREY K. RHODES Mgmt For For 2. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION (SAY ON PAY) 4. ADVISORY VOTE ON THE FREQUENCY OF SAY ON Mgmt 1 Year For PAY VOTES * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) CALAMOS ADVISORS TRUST/IL By (Signature) /s/ John P. Calamos, Sr. Name John P. Calamos, Sr. Title President Date 08/11/2017