0001543407-20-000058.txt : 20201130 0001543407-20-000058.hdr.sgml : 20201130 20201130172258 ACCESSION NUMBER: 0001543407-20-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201126 FILED AS OF DATE: 20201130 DATE AS OF CHANGE: 20201130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goette Roland CENTRAL INDEX KEY: 0001708067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 201359027 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-26 0000010795 BECTON DICKINSON & CO BDX 0001708067 Goette Roland C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 EVP and President, EMEA Common Stock 2020-11-26 4 A 0 266 0.0 A 6866 D Common Stock 2020-11-26 4 F 0 36 0.0 D 6830 D Common Stock 2554 I GSIP Trust Stock Appreciation Rights 227.47 2020-11-26 4 A 0 6044 0.0 A 2021-11-26 2030-11-26 Common Stock 6044 6044 D Stock Appreciation Rights 227.47 2020-11-26 4 A 0 1279 0.0 A 2021-11-26 2030-11-26 Common Stock 1279 1279 D Represents shares vesting under performance units granted on November 26, 2017. Represents shares withheld for payment of withholding taxes in connection with (A) vesting of the performance units referred to in footnote (1) and (B) the vesting of restricted stock units as previously reported on Table I. Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of June 1, 2020. The stock appreciation rights vest in four annual installments beginning November 26, 2021. The stock appreciation rights vest in three annual installments beginning November 26, 2021. Richard Stout, by power of attorney for Roland Goette 2020-11-30