0001543407-18-000034.txt : 20180314 0001543407-18-000034.hdr.sgml : 20180314 20180314091212 ACCESSION NUMBER: 0001543407-18-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180313 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polen Thomas E Jr CENTRAL INDEX KEY: 0001621793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 18688426 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-13 0000010795 BECTON DICKINSON & CO BDX 0001621793 Polen Thomas E Jr C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Executive Vice President Common Stock 2018-03-13 4 M 0 2775 108.89 A 15387 D Common Stock 2018-03-13 4 D 0 1332 227.00 D 14055 D Common Stock 2018-03-13 4 S 0 1443 227.00 D 12612 D Common Stock 2018-03-13 4 S 0 434 227.00 D 12178 D Stock Appreciation Rights 108.89 2018-03-13 4 M 0 2775 0 D 2014-11-26 2023-11-26 Common Stock 2775 0 D The stock appreciation rights vest in four annual installments beginning November 26, 2014. Richard Stout, by power of attorney for Thomas E. Polen, Jr. 2018-03-14