0001543407-18-000030.txt : 20180227 0001543407-18-000030.hdr.sgml : 20180227 20180227150038 ACCESSION NUMBER: 0001543407-18-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180227 DATE AS OF CHANGE: 20180227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borzi James W CENTRAL INDEX KEY: 0001495559 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 18644597 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BLVD CITY: RICHARDSON STATE: TX ZIP: 75080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-26 0000010795 BECTON DICKINSON & CO BDX 0001495559 Borzi James W C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 EVP & Chief Supply Chain Offcr Common Stock 2018-02-26 4 M 0 1508 224.97 A 5334 D Common Stock 2018-02-26 4 D 0 730 224.97 D 4604 D Common Stock 2018-02-26 4 S 0 778 224.97 D 3826 D Common Stock 2018-02-26 4 M 0 4230 224.97 A 8056 D Common Stock 2018-02-26 4 D 0 2533 224.97 D 5523 D Common Stock 2018-02-26 4 S 0 1697 224.97 D 3826 D Common Stock 2018-02-26 4 S 0 1573 225.00 D 2253 D Common Stock 112 I 401(k) Trust Stock Appreciation Rights 108.89 2018-02-26 4 M 0 1508 0 D 2014-11-26 2023-11-26 Common Stock 1508 0 D Stock Appreciation Rights 134.73 2018-02-26 4 M 0 4230 0 D 2015-11-25 2024-11-25 Common Stock 4230 1413 D Represents shares of common stock held under the Becton, Dickinson and Company 401(K) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of September 29, 2017. The stock appreciation rights vest in four annual installments beginning November 26, 2014. The stock appreciation rights vest in four annual installments beginning November 25, 2015. Richard Stout, by power of attorney for James W Borzi 2018-02-27