0001543407-16-000127.txt : 20160907 0001543407-16-000127.hdr.sgml : 20160907 20160907091710 ACCESSION NUMBER: 0001543407-16-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160906 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tharby Linda M CENTRAL INDEX KEY: 0001621797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 161872413 MAIL ADDRESS: STREET 1: BECTON, DICKINSON AND COMPANY STREET 2: 1 BECTON DRIVE CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-09-06 0000010795 BECTON DICKINSON & CO BDX 0001621797 Tharby Linda M C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE FRANKLIN LAKES NJ 07417 0 1 0 0 Executive Vice President Common Stock 2016-09-06 4 M 0 12958 76.64 A 22146 D Common Stock 2016-09-06 4 D 0 5608 177.10 D 16538 D Common Stock 2016-09-06 4 S 0 7350 177.10 D 9188 D Common Stock 2016-09-06 4 M 0 7333 72.12 A 16521 D Common Stock 2016-09-06 4 D 0 2979 177.57 D 13542 D Common Stock 2016-09-06 4 S 0 4354 177.57 D 9188 D Common Stock 1515 I GSIP Trust Common Stock 93 I SIP Trust Stock Appreciation Rights 76.64 2016-09-06 4 M 0 12958 0 D 2011-11-23 2020-11-23 Common Stock 12958 0 D Stock Appreciation Rights 72.12 2016-09-06 4 M 0 7333 0 D 2012-11-22 2021-11-22 Common Stock 7333 7333 D The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $176.79 through $177.52. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $177.45 through $177.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Represents shares of common stock held under the Becton, Dickinson and Company Global Share Investment Program (the "GSIP"). The information presented for the GSIP is as of September 30, 2015. Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of July 31, 2016. The stock appreciation rights vest in four annual installments beginning November 23, 2011. The stock appreciation rights vest in four annual installments beginning November 22, 2012. Richard Stout, by power of attorney for Linda M. Tharby 2016-09-06