0001062993-22-017739.txt : 20220811 0001062993-22-017739.hdr.sgml : 20220811 20220811162400 ACCESSION NUMBER: 0001062993-22-017739 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220809 FILED AS OF DATE: 20220811 DATE AS OF CHANGE: 20220811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Khichi Samrat S. CENTRAL INDEX KEY: 0001612227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04802 FILM NUMBER: 221156230 MAIL ADDRESS: STREET 1: C/O CATALENT, INC. STREET 2: 14 SCHOOLHOUSE ROAD CITY: SOMERSET STATE: NJ ZIP: 08873 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BECTON DICKINSON & CO CENTRAL INDEX KEY: 0000010795 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 220760120 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417-1880 BUSINESS PHONE: 2018476800 MAIL ADDRESS: STREET 1: ONE BECTON DR CITY: FRANKLIN LAKE STATE: NJ ZIP: 07417 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-08-09 0000010795 BECTON DICKINSON & CO BDX 0001612227 Khichi Samrat S. C/O BECTON, DICKINSON AND COMPANY FRANKLIN LAKES NJ 07417 0 1 0 0 EVP and General Counsel Common Stock 2022-08-09 4 M 0 14326 93.49 A 20254 D Common Stock 2022-08-09 4 D 0 5141 260.44 D 15113 D Common Stock 2022-08-09 4 S 0 9185 260.44 D 5928 D Common Stock 2022-08-09 4 M 0 12489 108.25 A 18417 D Common Stock 2022-08-09 4 D 0 5194 260.44 D 13223 D Common Stock 2022-08-08 4 S 0 7295 260.44 D 5928 D Stock Appreciation Rights 93.49 2022-08-09 4 M 0 14326 0 A 2015-07-16 2024-07-16 Common Stock 14326 0 D Stock Appreciation Rights 108.25 2022-08-09 4 M 0 12489 0 A 2015-12-10 2024-12-10 Common Stock 12489 0 D The reported sale price reflects the weighted average sale price for multiple transactions. The actual prices for the transactions ranged from $260.00 through $261.71. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on May 11, 2022. Direct holdings reflect adjustments made in connection with the spin-off of Embecta Corp. to the number of shares underlying previously reported and unvested time-vested restricted stock units held by the reporting person. Award terms reflect adjustments made in connection with the spin-off of Embecta Corp. The stock appreciation rights vest in four annual installments beginning one year from grant. Donna Kalazdy, by power of attorney for Samrat S. Khichi 2022-08-11