0001079373-17-000004.txt : 20171113 0001079373-17-000004.hdr.sgml : 20171110 20171113135345 ACCESSION NUMBER: 0001079373-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX CENTRAL INDEX KEY: 0001079373 IRS NUMBER: 752335585 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03991 FILM NUMBER: 171195084 BUSINESS ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 BUSINESS PHONE: 9729349070 MAIL ADDRESS: STREET 1: 12222 MERIT DRIVE STREET 2: SUITE 920 CITY: DALLAS STATE: TX ZIP: 75251-2234 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001079373 XXXXXXXX 09-30-2017 09-30-2017 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX

12222 MERIT DRIVE SUITE 920 DALLAS TX 75251-2234

13F HOLDINGS REPORT 028-03991 N Clarissa Risner 972-934-9070 Clarissa Risner Dallas TX 09-30-2017 0 150 334138 false INFORMATION TABLE 2 20170930.xml 3M CO COM 88579Y101 1447 6893 SH SOLE 6893 0 0 ADOBE SYS INC COM 00724F101 399 2673 SH SOLE 2673 0 0 ADVANCED MICRO DEVICES INC COM 007903107 127 10000 SH SOLE 10000 0 0 ALBEMARLE CORP COM 012653101 567 4159 SH SOLE 4159 0 0 ALPHABET INC CAP STK CL A 02079K305 1834 1883 SH SOLE 1883 0 0 ALPHABET INC CAP STK CL C 02079K107 819 854 SH SOLE 854 0 0 AMAZON COM INC COM 023135106 4465 4645 SH SOLE 4645 0 0 AMERICAN EXPRESS CO COM 025816109 215 2372 SH SOLE 2372 0 0 AMERICAN TOWER CORP NEW COM 03027X100 8837 64655 SH SOLE 64655 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 999 12352 SH SOLE 12352 0 0 AMGEN INC COM 031162100 1969 10558 SH SOLE 10558 0 0 APPLE INC COM 037833100 4499 29189 SH SOLE 29189 0 0 AT&T INC COM 00206R102 3852 98342 SH SOLE 98342 0 0 BAXTER INTL INC COM 071813109 214 3405 SH SOLE 3405 0 0 BCE INC COM NEW 05534B760 1114 23792 SH SOLE 23792 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 275 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1110 6054 SH SOLE 6054 0 0 ISHARES TR NASDAQ BIOTECH 464287556 217 651 SH SOLE 651 0 0 BLACKROCK MUN INCOME TR SH BEN INT 09248F109 1059 74163 SH SOLE 74163 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 484 31862 SH SOLE 31862 0 0 BOEING CO COM 097023105 11769 46297 SH SOLE 46297 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 9099 142755 SH SOLE 142755 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1078 18919 SH SOLE 18919 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 456 37628 SH SOLE 37628 0 0 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 110 31319 SH SOLE 31319 0 0 CELGENE CORP COM 151020104 530 3635 SH SOLE 3635 0 0 CHEVRON CORP NEW COM 166764100 1423 12108 SH SOLE 12108 0 0 CHUBB LIMITED COM H1467J104 874 6131 SH SOLE 6131 0 0 CISCO SYS INC COM 17275R102 1280 38048 SH SOLE 38048 0 0 COCA COLA CO COM 191216100 1572 34931 SH SOLE 34931 0 0 CONOCOPHILLIPS COM 20825C104 791 15796 SH SOLE 15796 0 0 CONSTELLATION BRANDS INC CL A 21036P108 518 2597 SH SOLE 2597 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1702 18897 SH SOLE 18897 0 0 COSTCO WHSL CORP NEW COM 22160K105 1983 12071 SH SOLE 12071 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 5090 50913 SH SOLE 50913 0 0 CVS HEALTH CORP COM 126650100 477 5869 SH SOLE 5869 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 930 26851 SH SOLE 26851 0 0 DISNEY WALT CO COM DISNEY 254687106 2310 23435 SH SOLE 23435 0 0 DOMINION ENERGY INC COM 25746U109 3107 40382 SH SOLE 40382 0 0 DOWDUPONT INC COM 26078J100 5429 78417 SH SOLE 78417 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 5717 68119 SH SOLE 68119 0 0 EATON VANCE CORP COM NON VTG 278265103 380 7700 SH SOLE 7700 0 0 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 165 12530 SH SOLE 12530 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 427 45695 SH SOLE 45695 0 0 ECOLAB INC COM 278865100 967 7521 SH SOLE 7521 0 0 LILLY ELI & CO COM 532457108 1041 12167 SH SOLE 12167 0 0 ENBRIDGE INC COM 29250N105 2142 51197 SH SOLE 51197 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 682 42708 SH SOLE 42708 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 1405 80856 SH SOLE 80856 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 6034 329930 SH SOLE 329930 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 9821 376722 SH SOLE 376722 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 3540 69307 SH SOLE 69307 0 0 EXXON MOBIL CORP COM 30231G102 5473 66759 SH SOLE 66759 0 0 FACEBOOK INC CL A 30303M102 2078 12159 SH SOLE 12159 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1121 43352 SH SOLE 43352 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 937 38028 SH SOLE 38028 0 0 GENERAL DYNAMICS CORP COM 369550108 4682 22775 SH SOLE 22775 0 0 GENERAL ELECTRIC CO COM 369604103 6762 279648 SH SOLE 279648 0 0 GLADSTONE COML CORP COM 376536108 9084 407901 SH SOLE 407901 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1836 15101 SH SOLE 15101 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 1617 86136 SH SOLE 86136 0 0 GRANITE CONSTR INC COM 387328107 4282 73895 SH SOLE 73895 0 0 HCP INC COM 40414L109 3715 133494 SH SOLE 133494 0 0 HEALTHCARE RLTY TR COM 421946104 1221 37761 SH SOLE 37761 0 0 HOME DEPOT INC COM 437076102 7797 47672 SH SOLE 47672 0 0 HONEYWELL INTL INC COM 438516106 5912 41707 SH SOLE 41707 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 477 2108 SH SOLE 2108 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 607 8547 SH SOLE 8547 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 862 66273 SH SOLE 66273 0 0 INVESCO MUN TR COM 46131J103 318 24922 SH SOLE 24922 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 3298 150515 SH SOLE 150515 0 0 JOHNSON & JOHNSON COM 478160104 2028 15599 SH SOLE 15599 0 0 KAYNE ANDERSON MLP INVT CO COM 486606106 927 51039 SH SOLE 51039 0 0 KIMBERLY CLARK CORP COM 494368103 1911 16235 SH SOLE 16235 0 0 KINDER MORGAN INC DEL COM 49456B101 1306 68073 SH SOLE 68073 0 0 KRAFT HEINZ CO COM 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ENERGY INC COM 65339F101 5095 34765 SH SOLE 34765 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 559 41707 SH SOLE 41707 0 0 NIKE INC CL B 654106103 1816 35026 SH SOLE 35026 0 0 NORTHROP GRUMMAN CORP COM 666807102 2043 7099 SH SOLE 7099 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 987 24311 SH SOLE 24311 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 424 27904 SH SOLE 27904 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 1888 181342 SH SOLE 181342 0 0 NVIDIA CORP COM 67066G104 236 1319 SH SOLE 1319 0 0 ONEOK INC NEW COM 682680103 282 5090 SH SOLE 5090 0 0 PAYCHEX INC COM 704326107 303 5052 SH SOLE 5052 0 0 PEPSICO INC COM 713448108 4463 40056 SH SOLE 40056 0 0 PFIZER INC COM 717081103 6162 172597 SH SOLE 172597 0 0 PHILLIPS 66 COM 718546104 739 8066 SH SOLE 8066 0 0 PIMCO MUNICIPAL INCOME FD COM 72200R107 184 13438 SH SOLE 13438 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 642 30279 SH SOLE 30279 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1130 7771 SH SOLE 7771 0 0 ISHARES TR S&P US PFD STK 464288687 1524 39260 SH SOLE 39260 0 0 PROCTER AND GAMBLE CO COM 742718109 2831 31121 SH SOLE 31121 0 0 PRUDENTIAL FINL INC COM 744320102 3095 29106 SH SOLE 29106 0 0 QUALCOMM INC COM 747525103 449 8655 SH SOLE 8655 0 0 RAYONIER INC COM 754907103 529 18324 SH SOLE 18324 0 0 RAYTHEON CO COM NEW 755111507 4197 22493 SH SOLE 22493 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 347 5734 SH SOLE 5734 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 6455 103219 SH SOLE 103219 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 2349 13128 SH SOLE 13128 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5120 20380 SH SOLE 20380 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1383 7729 SH SOLE 7729 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4169 12776 SH SOLE 12776 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 393 2729 SH SOLE 2729 0 0 SEMPRA ENERGY COM 816851109 2764 24218 SH SOLE 24218 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 4054 207389 SH SOLE 207389 0 0 STARBUCKS CORP COM 855244109 1726 32129 SH SOLE 32129 0 0 STARWOOD PPTY TR INC COM 85571B105 3870 178199 SH SOLE 178199 0 0 SYSCO CORP COM 871829107 819 15180 SH SOLE 15180 0 0 TARGA RES CORP COM 87612G101 498 10526 SH SOLE 10526 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 1905 36403 SH SOLE 36403 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1296 21931 SH SOLE 21931 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 911 36106 SH SOLE 36106 0 0 TESLA INC COM 88160R101 246 722 SH SOLE 722 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 6000 31715 SH SOLE 31715 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 1602 55329 SH SOLE 55329 0 0 UNION PAC CORP COM 907818108 739 6370 SH SOLE 6370 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1066 9187 SH SOLE 9187 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2132 10885 SH SOLE 10885 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1676 28739 SH SOLE 28739 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 409 3081 SH SOLE 3081 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 274 3110 SH SOLE 3110 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 216 1665 SH SOLE 1665 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 365 4505 SH SOLE 4505 0 0 VENTAS INC COM 92276F100 2053 31522 SH SOLE 31522 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4180 84456 SH SOLE 84456 0 0 VISA INC COM CL A 92826C839 1189 11300 SH SOLE 11300 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 421 51856 SH SOLE 51856 0 0 VULCAN MATLS CO COM 929160109 208 1737 SH SOLE 1737 0 0 W P CAREY INC COM 92936U109 315 4678 SH SOLE 4678 0 0 WAL-MART STORES INC COM 931142103 609 7796 SH SOLE 7796 0 0 WASTE MGMT INC DEL COM 94106L109 1983 25334 SH SOLE 25334 0 0 WELLTOWER INC COM 95040Q104 6071 86376 SH SOLE 86376 0 0 WEYERHAEUSER CO COM 962166104 314 9230 SH SOLE 9230 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 709 18221 SH SOLE 18221 0 0