13F-HR 1 gci13f.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended September 30, 2001. Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Greenlight Capital, Inc. Address: 420 Lexington Avenue, Suite 1740 New York, NY 11111 13F File Number: 28-7484 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeff Keswin Title: Co-President Phone: (212) 973-1900 Signature, Place, and Date of Signing: JEFF KESWIN New York, New York November 6, 2001 --------------- ------------------ ---------------- Jeff Keswin Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: $565,989 List of Other Included Managers: No. 13F File Number Name --- --------------- ---- FORM 13F INFORMATION TABLE
VOTING AUTHORITY TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER --------------------- NAME OF ISSUER OF CLASS CUSIP (X$1,000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------- --------- -------- --------- --- ---- ------- -------- --------- ------ ---- AKAMAI SB NT CV 00971TAC5 2,520 70,000 PRN SOLE 70,000 TECHNOLOGIES INC 5.5%07 AMERICAN PHYSICIANS COM 028884104 23,875 1,149,500 SH SOLE 1,149,500 CAPITAL BINDVIEW DEV CORP COM 090327107 1,837 2,041,500 SH SOLE 2,041,500 BOOKHAM TECHNOLOGY SPONSORED 09856Q108 64 50,000 SH SOLE 50,000 PLC ADR CNA FINL CORP COM 126117100 16,197 599,000 SH SOLE 599,000 CELLSTAR CORP SUB NT CONV 150925AC9 1,180 20,000 SH SOLE 20,000 5%02 COMPUCREDIT CORP COM 2047BN100 1,453 199,300 SH SOLE 199,300 CP SHIPS LTD COM 22409V102 6,262 810,100 SH SOLE 810,100 EBT INTL INC COM 268248101 786 271,000 SH SOLE 271,000 ELAN CORP PLC ADR 284131208 2,849 58,800 SH SOLE 58,800 EMCOR GROUP INC COM 29084Q100 16,684 523,000 SH SOLE 523,000 ENDO COM 29264F205 4,141 381,700 SH SOLE 381,700 PHARMACEUTICALS HLDGS INC ETRADE GROUP INC SUB NT CV 269246ABO 5,400 90,000 SH SOLE 90,000 GUESS INC COM 401617105 1,786 276,900 SH SOLE 276,900 GLADSTONE CAPITAL COM 376535100 6,246 387,000 SH SOLE 387,000 CORP HAVAS ADVERTISING SPONSORED 419313101 741 123,549 SH SOLE 123,549 ADR INSIGNIA FINL GROUP COM 45767A105 17,781 1,693,400 SH SOLE 1,693,400 INC NEW IOMEGA CORP COM 462030305 12,991 10,648,000 SH SOLE 10,648,000 LONE STAR COM 542307103 8,594 795,700 SH SOLE 795,700 STEAKHOUSE SALOON M D C HLDGS INC COM 552676108 54,168 1,954,100 SH SOLE 1,954,100 MAGNA ENTMT CORP CL A 559211107 16,463 2,716,600 SH SOLE 2,716,600 MERCER INTL INC SH BEN INT 588056101 19,007 2,517,500 SH SOLE 2,517,500 METHODE ELECTRS INC CL A 591520200 755 100,000 SH SOLE 100,000 NAVIGANT INTL INC COM 63935R108 9,781 1,216,500 SH SOLE 1,216,500 NEOMAGIC CORP COM 640497103 4,139 1,521,600 SH SOLE 1,521,600 NEOPHARM INC COM 640919106 6,374 453,700 SH SOLE 453,700 OMEGA WORLDWIDE COM 68210B108 740 379,500 SH SOLE 379,500 INC OMTOOL LTD COM 681974101 644 541,500 SH SOLE 541,500 OPTI INC COM 683960108 1,144 408,700 SH SOLE 408,700 PATINA OIL & GAS COM 703224105 38,047 1,654,200 SH SOLE 1,654,200 CORP PFSWEB INC COM 717098107 18 24,321 SH SOLE 24,321 RENAISSANCE COM 75968A109 1,665 1,541,600 SH SOLE 1,541,600 WORLDWIDE INC SAFEGUARD SB NT CV 786449AE8 3,798 77,500 PRN SOLE 77,500 SCIENTIFICS INC 5%06 SECURITY CAP GROUP CL B 81413P204 24,042 1,285,000 SH SOLE 1,285,000 INC 3 COM CORP COM 885535104 25,350 6,760,000 SH SOLE 6,760,000 UICI COM 902737105 8,132 596,600 SH SOLE 596,600 U S INDS INC NEW COM 912080108 8,323 3,614,300 SH SOLE 3,614,300 VISTEON CORP COM 92839U107 75,755 5,941,600 SH SOLE 5,941,600 WESTERN RES INC COM 959425109 51,149 3,090,600 SH SOLE 3,090,600