0001209191-17-050260.txt : 20170825 0001209191-17-050260.hdr.sgml : 20170825 20170825123634 ACCESSION NUMBER: 0001209191-17-050260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170824 FILED AS OF DATE: 20170825 DATE AS OF CHANGE: 20170825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLLAND PAUL R CENTRAL INDEX KEY: 0001205501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051155 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOONTZ PAUL G CENTRAL INDEX KEY: 0001205496 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051154 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUH MICHAEL N CENTRAL INDEX KEY: 0001205498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051152 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moldow Charles CENTRAL INDEX KEY: 0001452009 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051153 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weiss Warren M CENTRAL INDEX KEY: 0001399347 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051150 MAIL ADDRESS: STREET 1: FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELMORE WILLIAM B CENTRAL INDEX KEY: 0001078748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051156 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD STE 103 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOUNDATION CAPITAL VI LP CENTRAL INDEX KEY: 0001433196 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051158 BUSINESS ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-614-0500 MAIL ADDRESS: STREET 1: C/O FOUNDATION CAPITAL STREET 2: 70 WILLOW ROAD, SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foundation Capital, LLC CENTRAL INDEX KEY: 0001615420 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051157 BUSINESS ADDRESS: STREET 1: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-614-0500 MAIL ADDRESS: STREET 1: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foundation Capital Management Co. VI, LLC CENTRAL INDEX KEY: 0001451965 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051160 BUSINESS ADDRESS: STREET 1: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-614-0500 MAIL ADDRESS: STREET 1: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Foundation Capital VI Principals Fund, LLC CENTRAL INDEX KEY: 0001451964 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37511 FILM NUMBER: 171051159 BUSINESS ADDRESS: STREET 1: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-614-0500 MAIL ADDRESS: STREET 1: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunrun Inc. CENTRAL INDEX KEY: 0001469367 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIP, EXCEPT ELEC & WARM AIR & PLUMBING FIXTURES [3430] IRS NUMBER: 262841711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 595 MARKET STREET, 29TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-580-6900 MAIL ADDRESS: STREET 1: 595 MARKET STREET, 29TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: SunRun Inc. DATE OF NAME CHANGE: 20090730 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-24 1 0001469367 Sunrun Inc. RUN 0001451965 Foundation Capital Management Co. VI, LLC 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner 0001451964 Foundation Capital VI Principals Fund, LLC 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner 0001433196 FOUNDATION CAPITAL VI LP 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner 0001615420 Foundation Capital, LLC 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner 0001078748 ELMORE WILLIAM B 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner 0001205501 HOLLAND PAUL R 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner 0001205496 KOONTZ PAUL G 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner 0001452009 Moldow Charles 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner 0001205498 SCHUH MICHAEL N 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner 0001399347 Weiss Warren M 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 0 0 0 1 Former 10% owner Common Stock 2017-08-24 4 J 0 1100000 0.00 D 9741468 I By Foundation Capital VI, L.P. Common Stock 2017-08-24 4 J 0 283250 0.00 A 283250 I By Foundation Capital Management Co. VI, L.L.C. Common Stock 2017-08-24 4 J 0 283250 0.00 D 0 I By Foundation Capital Management Co. VI, L.L.C. Common Stock 53492 I By Elmore Family Investments B, LP Common Stock 13656 I By The Holland Childrens Trust Common Stock 59989 I By Holland/Yates Family Trust dtd 7/23/1999 Common Stock 21879 I By Koontz Revocable Trust U/A/D 6/29/1998 Common Stock 43561 I By Michael N. & Mary G. Schuh 1990 Family Trust Common Stock 104169 I By Warren M. Weiss Trust UA dated 7/20/2005 Common Stock 17418 I By Ally L. Weiss GST Exempt Trust Common Stock 17418 I By Shane T. Weiss GST Exempt Trust Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on August 24, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on August 24, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein. The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein. /s/ David Singer as Attorney-In-Fact for Foundation Capital Management Co. VI, L.L.C. 2017-08-25 /s/ David Singer as Attorney-In-Fact for Foundation Capital VI Principals Fund, L.L.C. 2017-08-25 /s/ David Singer as Attorney-In-Fact for Foundation Capital VI, L.P. 2017-08-25 /s/ David Singer as Attorney-in-Fact for Foundation Capital, LLC 2017-08-25 /s/ David Singer as Attorney-in-Fact for William B. Elmore 2017-08-25 /s/ David Singer as Attorney-in-Fact for Paul R. Holland 2017-08-25 /s/ David Singer as Attorney-in-Fact for Paul G. Koontz 2017-08-25 /s/ David Singer as Attorney-in-Fact for Charles Moldow 2017-08-25 /s/ David Singer as Attorney-in-Fact for Michael N. Schuh 2017-08-25 /s/ David Singer as Attorney-in-Fact for Warren M. Weiss 2017-08-25