0001209191-16-156364.txt : 20161221
0001209191-16-156364.hdr.sgml : 20161221
20161221174919
ACCESSION NUMBER: 0001209191-16-156364
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161219
FILED AS OF DATE: 20161221
DATE AS OF CHANGE: 20161221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FOUNDATION CAPITAL VI LP
CENTRAL INDEX KEY: 0001433196
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064722
BUSINESS ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundation Capital Management Co. VI, LLC
CENTRAL INDEX KEY: 0001451965
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064723
BUSINESS ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weiss Warren M
CENTRAL INDEX KEY: 0001399347
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064725
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD, SUITE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHUH MICHAEL N
CENTRAL INDEX KEY: 0001205498
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064727
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KOONTZ PAUL G
CENTRAL INDEX KEY: 0001205496
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064728
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOLLAND PAUL R
CENTRAL INDEX KEY: 0001205501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064729
MAIL ADDRESS:
STREET 1: FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 200
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundation Capital, LLC
CENTRAL INDEX KEY: 0001615420
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064730
BUSINESS ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foundation Capital VI Principals Fund, LLC
CENTRAL INDEX KEY: 0001451964
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064721
BUSINESS ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-614-0500
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUBEMOGUL INC
CENTRAL INDEX KEY: 0001449278
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 510633881
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-653-0677
MAIL ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELMORE WILLIAM B
CENTRAL INDEX KEY: 0001078748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064726
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 70 WILLOW ROAD STE 103
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moldow Charles
CENTRAL INDEX KEY: 0001452009
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064724
MAIL ADDRESS:
STREET 1: C/O FOUNDATION CAPITAL
STREET 2: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-19
1
0001449278
TUBEMOGUL INC
TUBE
0001451965
Foundation Capital Management Co. VI, LLC
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001433196
FOUNDATION CAPITAL VI LP
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001451964
Foundation Capital VI Principals Fund, LLC
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001615420
Foundation Capital, LLC
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001205501
HOLLAND PAUL R
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001205496
KOONTZ PAUL G
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001205498
SCHUH MICHAEL N
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001078748
ELMORE WILLIAM B
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001399347
Weiss Warren M
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001452009
Moldow Charles
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
Common Stock
2016-12-19
4
U
0
5848097
14.00
D
0
I
By Foundation Capital VI, L.P.
Common Stock
2016-12-19
4
U
0
29117
14.00
D
0
I
By Holland/Yates Family Trust dtd 7/23/1999
Common Stock
2016-12-19
4
U
0
4435
14.00
D
0
I
By The Holland Childrens Trust
Common Stock
2016-12-19
4
U
0
7110
14.00
D
0
I
By Koontz Revocable Trust U/A/D 6/29/1998
Common Stock
2016-12-19
4
U
0
14905
14.00
D
0
I
By Michael N. & Mary G. Schuh 1990 Family Trust
Common Stock
2016-12-19
4
U
0
9072
14.00
D
0
I
By William B. Elmore Gift Fund
Common Stock
2016-12-19
4
U
0
13749
14.00
D
0
I
By William B. Elmore Revocable Trust
Common Stock
2016-12-19
4
U
0
24690
14.00
D
0
I
By Elmore Family Investments B, LP
Common Stock
2016-12-19
4
U
0
12975
14.00
D
0
I
By Vassallo Family Revocable Trust dated 7/15/02
Common Stock
2016-12-19
4
U
0
4440
14.00
D
0
I
By Moldow Family Trust dated 11/11/2003
Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.
Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein
The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
Filing 1 of 2: see Form 4 for Foundation Capital Management Co. VI, L.L.C. for additional members of this joint filing.
/s/ David A. Singer as Attorney-In-Fact for Foundation Capital Management Co. VI, L.L.C.
2016-12-21
/s/ David A. Singer as Attorney-In-Fact for Foundation Capital VI, L.P.
2016-12-21
/s/ David A. Singer as Attorney-in-Fact for Foundation Capital VI Principals Fund, L.L.C.
2016-12-21
/s/ David A. Singer as Attorney-in-Fact for Foundation Capital, LLC
2016-12-21
/s/ David A. Singer as Attorney-in-Fact for Paul R. Holland
2016-12-21
/s/ David A. Singer as Attorney-in-Fact for Paul G. Koontz
2016-12-21
/s/ David A. Singer as Attorney-in-Fact for Michael N. Schuh
2016-12-21
/s/ David A. Singer as Attorney-in-Fact for William B. Elmore
2016-12-21
/s/ David A. Singer as Attorney-in-Fact for Warren M. Weiss
2016-12-21
/s/ David A. Singer as Attorney-in-Fact for Charles Moldow
2016-12-21