-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MfLdBOXD6zAwZsygYbNnxqIgjM+BPR6vVkHlSMMtsp93yRP6G+5U9LPZuURA587E S+zAJdwstLD4zXcKyOfjPQ== 0001181431-06-034337.txt : 20060601 0001181431-06-034337.hdr.sgml : 20060601 20060601160820 ACCESSION NUMBER: 0001181431-06-034337 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060530 FILED AS OF DATE: 20060601 DATE AS OF CHANGE: 20060601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VONAGE HOLDINGS CORP CENTRAL INDEX KEY: 0001272830 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 113547680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 23 MAIN STREET CITY: HOLMDEL STATE: NJ ZIP: 07733 BUSINESS PHONE: 732-528-2600 MAIL ADDRESS: STREET 1: 23 MAIN STREET CITY: HOLMDEL STATE: NJ ZIP: 07733 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mayflower L.P. CENTRAL INDEX KEY: 0001363803 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51947 FILM NUMBER: 06880240 BUSINESS ADDRESS: STREET 1: 22 GRENVILLE STREET CITY: ST. HELIER, JERSEY STATE: X0 ZIP: NONE BUSINESS PHONE: 781-890-8300 MAIL ADDRESS: STREET 1: 22 GRENVILLE STREET CITY: ST. HELIER, JERSEY STATE: X0 ZIP: NONE REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 3i Pan European Technology 2004-06 L.P. CENTRAL INDEX KEY: 0001363881 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51947 FILM NUMBER: 06880241 BUSINESS ADDRESS: STREET 1: 16 PALACE STREET CITY: LONDON STATE: X0 ZIP: SW1E 5JD BUSINESS PHONE: 44 207 928 3131 MAIL ADDRESS: STREET 1: 16 PALACE STREET CITY: LONDON STATE: X0 ZIP: SW1E 5JD REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 3i Global Technology 2004-06 L.P. CENTRAL INDEX KEY: 0001363882 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51947 FILM NUMBER: 06880242 BUSINESS ADDRESS: STREET 1: 16 PALACE STREET CITY: LONDON STATE: X0 ZIP: SW1E 5JD BUSINESS PHONE: 44 207 928 3131 MAIL ADDRESS: STREET 1: 16 PALACE STREET CITY: LONDON STATE: X0 ZIP: SW1E 5JD REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 3i Technology Partners L.P. CENTRAL INDEX KEY: 0001363676 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51947 FILM NUMBER: 06880243 BUSINESS ADDRESS: STREET 1: 22 GRENVILLE STREET CITY: ST. HELIE, JERSEY STATE: X0 ZIP: NONE BUSINESS PHONE: 781-890-8300 MAIL ADDRESS: STREET 1: 880 WINTER STREET, SUITE 330 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 3I INVESTMENTS PLC CENTRAL INDEX KEY: 0001163603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51947 FILM NUMBER: 06880244 BUSINESS ADDRESS: STREET 1: 91 WATERLOO ROAD CITY: LONDON SEI 8XP STATE: A1 ZIP: 00000 BUSINESS PHONE: 011442079753284 MAIL ADDRESS: STREET 1: 91 WATERLOO RD CITY: LONDON SEI 8XP STATE: A1 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: 3I BIOSCIENCE INVESTMENT TRUST PLC DATE OF NAME CHANGE: 20011213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 3I CORP CENTRAL INDEX KEY: 0001108988 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51947 FILM NUMBER: 06880245 BUSINESS ADDRESS: STREET 1: 880 WINTER STREET, SUITE 330 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-8300 MAIL ADDRESS: STREET 1: 880 WINTER STREET, SUITE 330 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: 3i GROUP PLC CENTRAL INDEX KEY: 0001078716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51947 FILM NUMBER: 06880246 BUSINESS ADDRESS: STREET 1: 91 WATERLOO ROAD STREET 2: LONDON CITY: ENGLAND SEI8XP STATE: X0 ZIP: 00000 BUSINESS PHONE: 01799283131 MAIL ADDRESS: STREET 1: 91 WATERLOO ROAD STREET 2: LONDON CITY: ENGLAND SEI8XP STATE: X0 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: 31 GROUP PLC DATE OF NAME CHANGE: 19990208 4 1 rrd120159.xml FORM 4 X0202 4 2006-05-30 1 0001272830 VONAGE HOLDINGS CORP VG 0001078716 3i GROUP PLC 16 PALACE STREET LONDON X0 SW1E 5JD UNITED KINGDOM 0 0 1 0 0001108988 3I CORP 880 WINTER STREET, SUITE 330 WALTHAM MA 02451 0 0 1 0 0001163603 3I INVESTMENTS PLC 16 PALACE STREET LONDON X0 SWIE 5JD UNITED KINGDOM 0 0 1 0 0001363676 3i Technology Partners L.P. 880 WINTER ST WALTHAM MA 02451 0 0 1 0 0001363882 3i Global Technology 2004-06 L.P. 16 PALACE STREET LONDON X0 SW1E 5JD UNITED KINGDOM 0 0 1 0 0001363881 3i Pan European Technology 2004-06 L.P. 16 PALACE STREET LONDON X0 SW1E 5JD UNITED KINGDOM 0 0 1 0 0001363803 Mayflower L.P. 22 GRENVILLE STREET ST. HELIER, JERSEY X0 UNITED KINGDOM 0 0 1 0 Common Stock 2006-05-30 4 C 0 12846511 0 A 12846511 I See Footnote Series C Redeemable Convertible Preferred Stock 2006-05-30 4 C 0 6857142 0 D Common Stock 6857142 0 I See Footnote Series D Redeemable Convertible Preferred Stock 2006-05-30 4 C 0 3563114 0 D Common Stock 3563114 0 I See Footnote Series E Redeemable Convertible Preferred Stock 2006-05-30 4 C 0 2426255 0 D Common Stock 2426255 0 I See Footnote The Series C Redeemable Convertible Preferred Stock, the Series D Redeemable Convertible Preferred Stock and the Series E Convertible Preferred Stock converted into the Issuer's Common Stock on a 1:2.86 basis effective upon the consummation of the Issuer's initial public offering and had no expiration date. 3i Corporation ("3i Corp.") and 3i Investments plc ("3i Investments") are each 100% indirect subsidiaries of 3i Group plc. As a result, 3i Group plc may be deemed to share the voting and dispositive power with respect to the shares deemed to be beneficially owned by 3i Corp. or 3i Investments. 3i Group plc disclaims beneficial ownership of the shares owned by each of 3i Corp. and 3i Investments, except to the extent of its pecuniary interest therein. Either 3i Corp.(Continue in Footnote 3) or 3i Investments acts as the manager of 3i Global Technology 2004-06 L.P. ("3i Global Tech"), 3i Pan European Technology 2004-06, L.P. ("3i Pan European"), 3i Technology Partners, L.P. ("3i Tech Partners") and Mayflower L.P. ("Mayflower"), and, as such, has the discretionary power to control the exercise of the investment and voting power of the shares owned by such entities. Each of 3i Corp. and 3i Investments disclaims beneficial ownership of the shares owned by 3i Global Tech, 3i Pan European, 3i Tech Partners and Mayflower, except to the extent of its pecuniary interest therein. Following consummation of the Issuer's initial public offering, the reporting persons herein cease to hold, directly or indirectly, more than 10% of any class of any equity security of the Issuer (determined in accordance with the rules for determining beneficial ownership under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")) and therefore will no longer be subject to the disclosure and other requirements of Section 16 of the Exchange Act. Includes 11,633,384 shares held by 3i Tech Partners, 530,742 shares held by 3i Pan European, 90,985 shares held by 3i Global Tech and 591,400 shares held by Mayflower. Represents shares held by 3i Tech Partners. Includes 1,213,128 shares held by 3i Tech Partners, 530,742 shares held by 3i Pan European, 90,985 shares held by 3i Global Tech and 591,400 shares held by Mayflower. /s/ Anthony Brierly 2006-05-31 /s/ Allan R. Ferguson 2006-05-31 -----END PRIVACY-ENHANCED MESSAGE-----