0001140361-11-040428.txt : 20110809 0001140361-11-040428.hdr.sgml : 20110809 20110809104254 ACCESSION NUMBER: 0001140361-11-040428 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110809 DATE AS OF CHANGE: 20110809 EFFECTIVENESS DATE: 20110809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001078658 IRS NUMBER: 132786101 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07476 FILM NUMBER: 111019310 BUSINESS ADDRESS: STREET 1: 45 ROCKEFELLER PLZ CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 3104759100 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BLVD STREET 2: SUITE 1280 CITY: LOS ANGELES STATE: CA ZIP: 90024 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Howard Capital Management Address: 11601 Wilshire Blvd., #2080 Los Angeles, CA 90025 Form 13F File Number: 28-07476 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: /s/ Jason Kaplan Title: Senior Managing Director Phone: 310-473-9100 Signature, Place, and Date of Signing: /s/ Jason Kaplan Los Angeles, CA 8/8/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: $ 313,419 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------ ABB LTD SPONSORED ADR 000375204 6404 246766 SH SOLE 16225 0 230541 ROYAL DUTCH SHELL CL A 780259206 752 10574 SH SOLE 0 0 10574 TEVA PHARMACEUTICAL INDUSTRIES 881624209 274 5675 SH SOLE 0 0 5675 3D SYSTEMS CORPORATION COM 88554D205 291 14750 SH SOLE 0 0 14750 3M CO COM 88579Y101 1412 14891 SH SOLE 1000 0 13891 A T & T(Formerly SBC COMMUNICA COM 00206r102 269 8551 SH SOLE 0 0 8551 ABBOTT LABORATORIES COM 002824100 237 4500 SH SOLE 0 0 4500 ACCENTURE PLC COM g1151c101 390 6450 SH SOLE 0 0 6450 ADOBE SYS INC COM COM 00724f101 4777 151900 SH SOLE 10425 0 141475 AKAMAI TECHNOLOGIES COM COM 00971T101 2074 65900 SH SOLE 5375 0 60525 ALTRIA GROUP INC COM 02209S103 715 27075 SH SOLE 0 0 27075 AMAZON COM INC COM COM 023135106 7914 38700 SH SOLE 2260 0 36440 AMERICAN EXPRESS COMPANY COM 025816109 5490 106192 SH SOLE 8025 0 98167 APPLE COMPUTER INC COM 037833100 1840 5481 SH SOLE 0 0 5481 BERKSHIRE HATHAWAY INC CL B COM 084670702 515 6654 SH SOLE 425 0 6229 BIOGEN IDEC INC COM COM 09062X103 251 2350 SH SOLE 0 0 2350 BLACK DIAMOND INC COM COM 09202G101 109 13800 SH SOLE 0 0 13800 BRISTOL MYERS SQUIBB CO COM 110122108 1173 40521 SH SOLE 0 0 40521 CARDO MED INC COM COM 23 285714 SH SOLE 0 0 285714 CELGENE CORP COM 151020104 232 3850 SH SOLE 0 0 3850 CHECK POINT SOFTWARE ORD COM M22465104 6379 112205 SH SOLE 9600 0 102605 CHEVRON CORP COM 166764100 11179 108699 SH SOLE 8600 0 100099 CISCO SYSTEMS INC COM 17275R102 2638 168979 SH SOLE 10900 0 158079 COCA COLA CO COM 191216100 9648 143378 SH SOLE 11925 0 131453 COLLECTORS UNIVERSE COM NEW COM 159 10713 SH SOLE 0 0 10713 DEERE & CO COM COM 244199105 1421 17236 SH SOLE 0 0 17236 DEVON ENERGY CORPORATION NEW COM 25179M103 7331 93024 SH SOLE 7150 0 85874 DIRECTV COM CL A COM 25490A101 2525 49680 SH SOLE 3900 0 45780 DISNEY WALT CO COM 254687106 8330 213361 SH SOLE 12675 0 200686 EMC CORP-MASS COM 268648102 5666 205650 SH SOLE 13875 0 191775 EMERSON ELECTRIC CO COM 291011104 5658 100589 SH SOLE 7000 0 93589 EQT CORP COM COM 26884L109 263 5000 SH SOLE 0 0 5000 EXXON MOBIL CORP COM 30231G102 11679 143517 SH SOLE 7350 0 136167 F5 NETWORKS INC COM COM 3181 28850 SH SOLE 2025 0 26825 FEDEX CORP COM COM 31428X106 221 2325 SH SOLE 225 0 2100 FIRST TR VALU LINE DIVIDINDEX COM 212 13122 SH SOLE 0 0 13122 FLUOR CORP NEW COM COM 343412102 5997 92744 SH SOLE 6975 0 85769 FRANLIN CA TAX FREE INCM FD CL COM 69 10050 SH SOLE 0 0 10050 GABRIEL TECHNOLOGIES COM COM 362447104 3 25000 SH SOLE 0 0 25000 GENERAL ELECTRIC CO COM 369604103 8345 442458 SH SOLE 35000 0 407458 GENERAL MILLS INC COM 370334104 715 19204 SH SOLE 0 0 19204 GILEAD SCIENCES INC COM COM 375558103 286 6900 SH SOLE 0 0 6900 GOOGLE INC CL A COM 38259P508 4776 9432 SH SOLE 765 0 8667 HONEYWELL INTL INC COM 438516106 477 8007 SH SOLE 0 0 8007 INTEL CORP COM 458140100 5154 232582 SH SOLE 21025 0 211557 INTERNATIONAL BUSINESS MACHINE COM 459200101 11489 66973 SH SOLE 5185 0 61788 INTUIT INC COM 461202103 252 4850 SH SOLE 0 0 4850 INTUITIVE SURGICAL INC COM COM 46120e602 329 885 SH SOLE 0 0 885 ITT INDUSTRIES INC COM 450911102 158 2682 SH SOLE 0 0 2682 J P MORGAN CHASE AND CO COM 46625H100 7443 181793 SH SOLE 13325 0 168468 JOHNSON AND JOHNSON CO COM 478160104 9197 138260 SH SOLE 10975 0 127285 KRAFT FOODS INC CL A COM 50075N104 651 18492 SH SOLE 0 0 18492 MCCORMICK & CO INC NON-VOTING COM 579780206 4730 95430 SH SOLE 11925 0 83505 MCDONALDS CORP COM 580135101 1660 19683 SH SOLE 0 0 19683 MCKESSON CORP COM 58155Q103 238 2850 SH SOLE 0 0 2850 MEDCO HEALTH SOLUTIONS INC COM 58405u102 289 5120 SH SOLE 0 0 5120 MERCK AND CO INC COM 58933y105 10397 294629 SH SOLE 16650 0 277979 MICROSOFT CORP COM 594918104 8526 327916 SH SOLE 21350 0 306566 NORFOLK SOUTHERN CORP COM COM 655844108 255 3400 SH SOLE 0 0 3400 NORTHERN TRUST CORP COM 665859104 3834 83426 SH SOLE 7250 0 76176
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------ OMEGA CAPITAL CORP COL PRICE O COM 150 15000 SH SOLE 0 0 15000 PC GROUP INC COM COM 70455g107 20 100689 SH SOLE 0 0 100689 PEPSICO INC COM 713448108 1198 17013 SH SOLE 0 0 17013 PFIZER INC COM 717081103 1720 83508 SH SOLE 0 0 83508 PHILIP MORRIS INTL INC COM COM 718172109 1702 25492 SH SOLE 0 0 25492 PROCTER AND GAMBLE CO COM 742718109 9109 143284 SH SOLE 12467 0 130817 QUALCOMM INC COM 747525103 680 11970 SH SOLE 0 0 11970 QUEST DIAGNOSTICS INC COM COM 74834L100 3323 56235 SH SOLE 3800 0 52435 RIVERBED TECH INC COM COM 2728 68900 SH SOLE 5550 0 63350 SCHLUMBERGER LTD COM 806857108 1831 21195 SH SOLE 0 0 21195 SCOTTS MIRACLE GRO CO CL A COM 810186106 244 4750 SH SOLE 0 0 4750 SEALED AIR CORP NEW COM 81211K100 428 18000 SH SOLE 0 0 18000 SOUTHERN CO COM 842587107 224 5557 SH SOLE 0 0 5557 SPDR GOLD TRUST GOLD SHS COM 78463V107 434 2973 SH SOLE 0 0 2973 SPECTRUM PHARMA INC COM COM 93 10000 SH SOLE 0 0 10000 STRATASYS, INC COM 492 14600 SH SOLE 0 0 14600 TEXAS INSTRUMENTS INC COM 882508104 433 13200 SH SOLE 0 0 13200 TRIMBLE NAVIGATION LIMITED COM 539 13600 SH SOLE 0 0 13600 UNITED TECHNOLOGIES CORP COM 913017109 7789 88005 SH SOLE 7675 0 80330 WAL MART STORES INC COM 931142103 274 5163 SH SOLE 0 0 5163 WYNN RESORTS LTD COM COM 983134107 411 2860 SH SOLE 0 0 2860 YUM BRANDS INC COM COM 988498101 218 3950 SH SOLE 0 0 3950 SAPPHIRE IND CORP UTS ESCROW 0 39000 SH SOLE 0 0 39000 EMERGING MARKETS ETF (VWO) 922042858 7260 149316 SH SOLE 11705 0 137611 INDIA EQUITY ETF (EPI) 97717W422 2292 95743 SH SOLE 5380 0 90363 ISHARES PAC EX JAPAN (EPP) 464286665 5964 125272 SH SOLE 8310 0 116962 ISHARES TR S&P LTN AM 40 464287390 212 4100 SH SOLE 0 0 4100 JAPAN EQUITY INDEX ETF (EWJ) 464286848 2660 255067 SH SOLE 27285 0 227782 BIOTECHNOLOGY SECTOR ETF (IBB) 464287556 9129 85588 SH SOLE 6300 0 79288 CONSUMER DISCRETIONARY SPDR (X 81369y407 771 19177 SH SOLE 645 0 18532 DOW JONES IND AVG ETF (DIA) 78467X109 4646 37518 SH SOLE 1186 0 36332 ENERGY SECTOR ETF (XLE) 81369Y506 1740 23097 SH SOLE 710 0 22387 FINANCIAL SECTOR ETF (XLF) 81369Y605 638 41558 SH SOLE 1390 0 40168 HEALTHCARE SECTOR ETF (XLV) 81369Y209 1050 29556 SH SOLE 846 0 28710 INDUSTRIAL SECTOR ETF (XLI) 81369Y704 1126 30234 SH SOLE 940 0 29294 INFORMATION TECHNOLOGY SECTOR 464287721 7679 118106 SH SOLE 6970 0 111136 ISHARES RUSSELL 1000 VALUE IND 464287598 393 5755 SH SOLE 0 0 5755 ISHARES TR GLDM SCHS NETW (IGN 464287531 1341 41670 SH SOLE 805 0 40865 OIL & GAS EXPL & PROD SECTOR E 73935x658 671 26305 SH SOLE 3750 0 22555 OIL & GAS EXPLOR & PROD SECTOR 464288851 563 8120 SH SOLE 255 0 7865 OIL & GAS SERVICES SECTOR ETF 678002106 6791 44679 SH SOLE 4100 0 40579 OIL & GAS SERVICES SECTOR ETF 73935X625 1154 47000 SH SOLE 2725 0 44275 POWERSHARES QQQ TRUST UNIT SER 73935a104 767 13451 SH SOLE 0 0 13451 PROSHARES ULTRA QQQ 2x (QLD) 521 5895 SH SOLE 0 0 5895 S&P 500 EQUITY INDEX ETF (SPY) 78462F103 9054 68604 SH SOLE 2020 0 66584 WATER INFRASTRUCTURE SECTOR ET 73935X575 6504 335931 SH SOLE 26815 0 309116 ABSOLUTE OPPTY FD INST SHS 284 23493 SH SOLE 0 0 23493 ABSOLUTE STRATEGIES FUND INSTL 1057 97060 SH SOLE 0 0 97060 AQR DIVERSIFIED ARBITRAGE CL N 391 34983 SH SOLE 0 0 34983 ARBITRAGE FUND CLASS I 342 26173 SH SOLE 0 0 26173 ASG DIVERSIFYING STRATEGIES FD 268 26337 SH SOLE 0 0 26337 BLACKROCK GLOBAL ALLOCATION IN 473 23410 SH SOLE 0 0 23410 CALAMOS MARKET NEUTRAL INCOME 367 30183 SH SOLE 0 0 30183 DREYFUS BALANCED OPPORTUNITY C 188 10850 SH SOLE 0 0 10850 DWS ENHANCED COMMODITY STRAT C 287 64142 SH SOLE 0 0 64142 FPA CRESCENT FUND INST CL SHAR 468 16640 SH SOLE 0 0 16640 GKM GROWTH FUND 1610 110675 SH SOLE 0 0 110675 IVY ASSET STRATEGY FUND CL I 476 18075 SH SOLE 0 0 18075 MASTERS SELECT FDS INTL FD 829 52959 SH SOLE 0 0 52959 MASTERS' SELECT EQUITY INSTL 617 43956 SH SOLE 0 0 43956
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ----- ------ ------ MERGER FUND-SBI 589509108 359 22091 SH SOLE 0 0 22091 PIMCO GLOBAL MULTI ASSET INST 462 38242 SH SOLE 0 0 38242 STEELPATH MLP ALPHA FD INST 285 26582 SH SOLE 0 0 26582 STEELPATH MLP INCM FD INST 292 27090 SH SOLE 0 0 27090 TFS MARKET NEUTRAL FUND 496 31971 SH SOLE 0 0 31971