0001078013-23-000007.txt : 20231204 0001078013-23-000007.hdr.sgml : 20231204 20231201173710 ACCESSION NUMBER: 0001078013-23-000007 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231201 EFFECTIVENESS DATE: 20231204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREAT LAKES ADVISORS, LLC CENTRAL INDEX KEY: 0001078013 IRS NUMBER: 363153396 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-498670 FILM NUMBER: 231460621 BUSINESS ADDRESS: STREET 1: 231 S. LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3124311700 MAIL ADDRESS: STREET 1: 231 S. LASALLE STREET STREET 2: 4TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: WAYNE HUMMER ASSET MANAGEMENT CO DATE OF NAME CHANGE: 20030303 FORMER COMPANY: FORMER CONFORMED NAME: WAYNE HUMMER MANAGEMENT CO DATE OF NAME CHANGE: 19990201 D 1 primary_doc.xml X0708 D LIVE 0001078013 GREAT LAKES ADVISORS, LLC 231 S. LASALLE STREET 4TH FLOOR CHICAGO IL ILLINOIS 60604 3124311700 DELAWARE WAYNE HUMMER ASSET MANAGEMENT CO WAYNE HUMMER MANAGEMENT CO Limited Liability Company true N/A Great Lakes Small Cap Core Trust 1 Station Place Suite 470 Stamford CT CONNECTICUT 06902 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 3C 3C.1 false 1997-06-01 true true false 1000000 Great Lakes Advisors, LLC None None None 231 S LA SALLE ST SUITE 400 Chicago/IL IL ILLINOIS 60604 All States false Indefinite 13866853 Indefinite false 9 0 0 0 true The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. false GREAT LAKES ADVISORS, LLC Heather Alvarado Heather Alvarado Managing Director, Compliance 2023-12-01