0001078013-23-000007.txt : 20231204
0001078013-23-000007.hdr.sgml : 20231204
20231201173710
ACCESSION NUMBER: 0001078013-23-000007
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(1)
FILED AS OF DATE: 20231204
DATE AS OF CHANGE: 20231201
EFFECTIVENESS DATE: 20231204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GREAT LAKES ADVISORS, LLC
CENTRAL INDEX KEY: 0001078013
IRS NUMBER: 363153396
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-498670
FILM NUMBER: 231460621
BUSINESS ADDRESS:
STREET 1: 231 S. LASALLE STREET
STREET 2: 4TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 3124311700
MAIL ADDRESS:
STREET 1: 231 S. LASALLE STREET
STREET 2: 4TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60604
FORMER COMPANY:
FORMER CONFORMED NAME: WAYNE HUMMER ASSET MANAGEMENT CO
DATE OF NAME CHANGE: 20030303
FORMER COMPANY:
FORMER CONFORMED NAME: WAYNE HUMMER MANAGEMENT CO
DATE OF NAME CHANGE: 19990201
D
1
primary_doc.xml
X0708
D
LIVE
0001078013
GREAT LAKES ADVISORS, LLC
231 S. LASALLE STREET
4TH FLOOR
CHICAGO
IL
ILLINOIS
60604
3124311700
DELAWARE
WAYNE HUMMER ASSET MANAGEMENT CO
WAYNE HUMMER MANAGEMENT CO
Limited Liability Company
true
N/A
Great Lakes Small Cap Core Trust
1 Station Place
Suite 470
Stamford
CT
CONNECTICUT
06902
Executive Officer
Pooled Investment Fund
Other Investment Fund
false
Decline to Disclose
- 3C
- 3C.1
false
1997-06-01
true
true
false
1000000
Great Lakes Advisors, LLC
None
None
None
231 S LA SALLE ST
SUITE 400
Chicago/IL
IL
ILLINOIS
60604
All States
false
Indefinite
13866853
Indefinite
false
9
0
0
0
true
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
false
GREAT LAKES ADVISORS, LLC
Heather Alvarado
Heather Alvarado
Managing Director, Compliance
2023-12-01