-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vd/p2tXfLuuk4k9UVwEpeKRqJFvxtJsjH6DbPyccPywE3EzsGGUu1XxW97yQnZfx PqBVHe7rQ2w0ekYFAFLFNQ== 0001005477-04-004270.txt : 20041129 0001005477-04-004270.hdr.sgml : 20041129 20041129163818 ACCESSION NUMBER: 0001005477-04-004270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041123 FILED AS OF DATE: 20041129 DATE AS OF CHANGE: 20041129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATRICOF ALAN J CENTRAL INDEX KEY: 0001217107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26529 FILM NUMBER: 041172045 MAIL ADDRESS: STREET 1: C/O BOSTON PROPERTIES KELLI A DILUGLIO CITY: BOSTON STATE: MA ZIP: 02199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIBLE INC CENTRAL INDEX KEY: 0001077926 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 223407945 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 65 WILLOWBROOK BLVD CITY: WAYNE STATE: NJ ZIP: 07470 BUSINESS PHONE: 9738372700 MAIL ADDRESS: STREET 1: 65 WILLOWBROOK BLVD CITY: WAYNE STATE: NJ ZIP: 07470 4 1 edgar123.xml FORM 4 X0202 4 2004-11-23 0 0001077926 AUDIBLE INC ADBL 0001217107 PATRICOF ALAN J 445 PARK AVENUE, 11TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2004-11-23 4 S 0 2800000 24.50 D 5921834 I See Footnote The securities were sold in a registered offering pursuant to the Registration Statement on Form S-3 (Registration No. 333-119610), which became effective on October 20, 2004 and the Registration Statement on Form S-3 (Registration No. 333-120588), which become effective on November 17, 2004, registering additional securities pursuant to Rule 462(b) under the Securities Act of 1933, as amended. The $24.50 sale price is the public offering price which does not reflect the underwriters' discount or other transactional costs. The Reporting Person also holds options to purchase 50,000 shares of common stock, of which 17,000 are exercisable within 60 days of the date of this report. However, pursuant to the limited partnership agreements of the Excelsior VI Funds (defined below), any proceeds on the exercise of the options will be remitted to the investment advisor of the Excelsior VI Funds and reduce the management fee paid to the investment advisor. These securities are owned directly by: (i) Apax Excelsior VI, L.P. ("Excelsior VI"), (ii) Apax Excelsior VI-A C.V. ("Excelsior VI-A"), (iii) Apax Excelsior VI-B C.V. ("Excelsior VI-B"), and (iv) Patricof Private Investment Club III, L.P. ("Patricof Private Investment Club III" and, together with Excelsior VI, Excelsior VI-A and Excelsior VI-B, the "Excelsior VI Funds"). Apax Excelsior VI Partners, L.P. ("Apax Excelsior VI Partners") is the general partner of the Excelsior VI Funds. Apax Managers, Inc. is the general partner of Apax Excelsior VI Partners. The Reporting Person received an interest as a limited partner of Apax Excelsior VI Partners. Apax Excelsior VI Partners may be deemed to own beneficially and indirectly 1% of the securities reported herein. Apax Managers, Inc. has a .01% interest in Apax Excelsior VI Partners. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. /s/ Alan J. Patricof 2004-11-29 -----END PRIVACY-ENHANCED MESSAGE-----