0001127602-22-003813.txt : 20220208 0001127602-22-003813.hdr.sgml : 20220208 20220208182303 ACCESSION NUMBER: 0001127602-22-003813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220207 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'HAVER CORT L CENTRAL INDEX KEY: 0001490201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 22603187 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-07 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001490201 O'HAVER CORT L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 1 President & CEO Common Stock 2022-02-07 4 F 0 17577 20.83 D 459675 D Common Stock 2022-02-07 4 F 0 27899 20.83 D 431776 D Common Stock 2022-02-07 4 A 0 4511 0 A 436287 D Common Stock 2022-02-07 4 D 0 3386 0 D 432901 D Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Since the date of the reporting person's last ownership report, he transferred 91,608 shares to his ex-wife pursuant to a Stipulated General Judgment of Dissolution of Marriage. Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target. Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target. /s/ Andrew H. Ognall, Attorney-in-Fact for Cort L. O'Haver 2022-02-08