0001127602-21-010011.txt : 20210310
0001127602-21-010011.hdr.sgml : 20210310
20210310130518
ACCESSION NUMBER: 0001127602-21-010011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'HAVER CORT L
CENTRAL INDEX KEY: 0001490201
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 21728984
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA ST STE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97204
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-03-08
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001490201
O'HAVER CORT L
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97204
1
1
President & CEO
Common Stock
2021-03-08
4
A
0
34825
18.09
A
487600
D
Common Stock
2021-03-08
4
A
0
40630
18.09
A
528230
D
Common Stock
2021-03-08
4
A
0
40630
18.09
A
568860
D
Restricted stock award granted 3/8/21. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years.
Performance share award granted 3/8/21. The award vests approximately three years following the grant date based on the issuer's relative return on average tangible common equity for fiscal years 2021-2023 compared to a Compensation Committee approved group of peers.
Performance share award granted 3/8/21. The award vests three years following the grant date based on the issuer's relative total shareholder return performance compared to a Compensation Committee approved group of peers.
/s/ Andrew H. Ognall, Attorney-in-Fact for Cort L. O'Haver
2021-03-09