0001127602-20-009342.txt : 20200304 0001127602-20-009342.hdr.sgml : 20200304 20200304151645 ACCESSION NUMBER: 0001127602-20-009342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200302 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Namdar Frank CENTRAL INDEX KEY: 0001759802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 20686875 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-02 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001759802 Namdar Frank ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97204 1 EVP/Chief Credit Officer Common Stock 2020-03-02 4 A 0 5428 16.12 A 19707 D Common Stock 2020-03-02 4 A 0 2714 16.12 A 22421 D Common Stock 2020-03-02 4 A 0 2714 16.12 A 25135 D Common Stock 2020-03-02 4 J 0 389 0 A 2889 I by 401(k) Common Stock 2020-03-02 4 J 0 174 0 A 1441 I by SRP Plan Restricted stock award granted 3/2/20. Beginning on the first anniversary of the grant date, the award vests 33.33% per year for three years. Performance share award granted 3/2/20. The award vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index. Performance share award granted 3/2/20. The award vests approximately three years following the grant date based on the issuer's return on average tangible common equity for fiscal years 2020-2022 compared to a Compensation Committee approved group of peers. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Not required. Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c). /s/ Andrew H. Ognall, Attorney-in-Fact for Frank Namdar 2020-03-04