0001127602-19-004363.txt : 20190206 0001127602-19-004363.hdr.sgml : 20190206 20190206200322 ACCESSION NUMBER: 0001127602-19-004363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190204 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'HAVER CORT L CENTRAL INDEX KEY: 0001490201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 19573166 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-04 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001490201 O'HAVER CORT L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 1 President & CEO Common Stock 2019-02-04 4 A 0 53072 17.90 A 359367 D Common Stock 2019-02-04 4 A 0 53072 17.90 A 412439 D PSA granted 2/04/19. The grant vests three years following the grant date based on the issuer's total shareholder return performance compared to a regional bank stock index. PSA granted 2/04/19. The grant vests at least three years following the grant date based on the issuer's return on average tangible common equity for fiscal years 2019-2021 compared to a Compensation Committee approved group of peers. /s/ Andrew H. Ognall, Attorney-in-Fact for Cort L. O'Haver 2019-02-06