-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tl3S+cTzyM0BEI3nAr93CxxGv08RaxsH+tuDsHRzIAABQxfj85qdduzX7RjQE7Pb sKLpjzfjCyBuWw5JV7EGMg== 0000950144-02-001510.txt : 20020414 0000950144-02-001510.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950144-02-001510 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ECOMETRY CORP CENTRAL INDEX KEY: 0000935322 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 650090038 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58139 FILM NUMBER: 02548519 BUSINESS ADDRESS: STREET 1: 1615 SOUTH CONGRESS STREET CITY: DELRAY BEACH STATE: FL ZIP: 33445 BUSINESS PHONE: 4072419505 MAIL ADDRESS: STREET 1: 1615 SOUTH CONGRESS STREET CITY: DELRAY BEACH STATE: FL ZIP: 33445-6368 FORMER COMPANY: FORMER CONFORMED NAME: SMITH GARDNER & ASSOCIATES INC DATE OF NAME CHANGE: 19980729 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GARDNER ALLAN J CENTRAL INDEX KEY: 0001077725 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SMITH GARDNER & ASSOCIATES INC STREET 2: 1615 SOUTH CONGRESS AVE CITY: DELRAY BEACH STATE: FL ZIP: 33445-6368 BUSINESS PHONE: 5612652700 MAIL ADDRESS: STREET 1: SMITH GARDNER & ASSOCIATES INC STREET 2: 1615 SOUTH CONGRESS AVE CITY: DELRAY BEACH STATE: FL ZIP: 33445-6368 SC 13G/A 1 g74278agsc13ga.txt ECOMETRY CORP./ALLAN J. GARDNER SC 13G/A#3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 3 TO SCHEDULE 13G) ECOMETRY CORPORATION -------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE ------------------------------ (Title of Class of Securities) 27900H 106 -------------- (CUSIP Number) DECEMBER 31, 2000 ----------------------------------------------------- Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - -------------------------- The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). 13G CUSIP NO. 27900H 106 PAGE 2 OF 6 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON/ I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only) Allan J. Gardner - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[X] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- SOLE VOTING POWER Number of 5 2,196,250 (1) Shares Beneficially Owned by Each Reporting Person With ------------------------------------------------- 6 SHARED VOTING POWER 0 ------------------------------------------------- 7 SOLE DISPOSITIVE POWER 2,196,250 (1) ------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,196,250 (1) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES[ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- (1) Includes (i) 2,175,000 of Ecometry Corporation's common stock, par value $.01 per share (the "Common Stock") and (ii) 21,250 shares of Common Stock subject to options exercisable within 60 days of the filing hereof. Page 3 of 6 Pages ITEM 1(A). NAME OF ISSUER: Ecometry Corporation ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1615 South Congress Avenue Delray Beach, FL 33445-6368 ITEM 2(A). NAME OF PERSON FILING: Allan J. Gardner ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The principal business office of the Reporting Person is: 1615 South Congress Avenue Delray Beach, FL 33445-6368 ITEM 2(C). CITIZENSHIP: United States ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock, par value $.01 per share. ITEM 2(E). CUSIP NUMBER: 27900H 106 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); Page 4 of 6 Pages (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings associative as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [ ] ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 2,196,250 (b) Percent of class: 17.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 2,196,250 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 2,196,250 (iv) Shared power to dispose or to direct the disposition of 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A Page 5 of 6 Pages ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. SEE EXHIBIT 1 HERETO ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATIONS. Page 6 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2002 /s/ Allan J. Gardner ----------------------------------------- Allan J. Gardner EX-1 3 g74278agex1.txt EXHIBIT 1 EXHIBIT 1 The identities of each member of the group and the number and percentage of shares beneficially held by each member of the group are: Identity Number of Shares Percentage of Outstanding - -------- ---------------- ------------------------- Allan J. Gardner 2,196,250 17.6% Wilburn W. Smith 2,171,250 17.4% --------- ----- Total 4,367,500 35% -----END PRIVACY-ENHANCED MESSAGE-----