13F-HR 1 d85115e13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2011 Check here if Amendment [ ] Amendment Number: This Amendment [ ] is a restatement Institutional Investment Manager Filing this Report: Name: TEXAS CAPITAL BANCSHARES Address: 2000 MCKINNEY AVE, STE 700 DALLAS, TX 75201 13F File Number: 028-11275 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DAVID A. FOLZ Title: EXECUTIVE VICE PRESIDENT Phone: 214-932-6625 Signature, Place, and Date of Signing: /s/ David A. Folz Dallas, TX 10/03/2011 Report Type (Check only one) [X] 13F HOLDINGS REPORT [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 164 Form 13F Information Table Value Total: $ 91,867 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE Page 2 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ----- ------- ----- ABB LTD SPONSORED COMMON STOCK 000375204 334 19580 SH SOLE 19580 ADR AFLAC INC COM COMMON STOCK 001055102 329 9412 SH SOLE 9412 ABBOTT LABS COMMON STOCK 002824100 415 8115 SH SOLE 775 SOLE 5682 SOLE 1658 15 295 SH OTHER 295 ADECCO S.A. COMMON STOCK 006754204 198 10019 SH SOLE 10019 ADIDAS AG ADR COMMON STOCK 00687A107 324 10645 SH SOLE 10645 AETNA INC NEW COM COMMON STOCK 00817Y108 281 7721 SH SOLE 28 SOLE 7693 15 415 SH OTHER 415 AIR LIQUIDE ADR COMMON STOCK 009126202 250 10720 SH SOLE 10720 ALLIANZ SE SP ADR FOREIGN STOCK 018805101 302 32372 SH SOLE 32372 1/10 SH APACHE CORP COM COMMON STOCK 037411105 390 4855 SH SOLE 15 SOLE 4840 20 245 SH OTHER 245 APPLIED MATLS INC COMMON STOCK 038222105 359 34675 SH SOLE 120 COM SOLE 34555 19 1850 SH OTHER 1850 ARCHER DANIELS COMMON STOCK 039483102 427 17225 SH SOLE 60 MIDLAND CO SOLE 17165 22 895 SH OTHER 895 COLUMN TOTALS 3700
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VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ----- ------- ----- AXA SPONSORED ADR COMMON STOCK 054536107 275 20906 SH SOLE 20906 BASF-SE COMMON STOCK 055262505 252 4138 SH SOLE 4138 BG PLC ADR FIN COMMON STOCK 055434203 389 4075 SH SOLE 4075 INST N BSD MED CORP DEL COMMON STOCK 055662100 209 78470 SH SOLE 78470 COM BAKER HUGHES INC COMMON STOCK 057224107 270 5845 SH SOLE 20 COM SOLE 5825 15 320 SH OTHER 320 BANCO BILBAO VIZ COMMON STOCK 05946K101 210 25773 SH SOLE 25773 CAYA BANCO SANTANDER COMMON STOCK 05965X109 396 5394 SH SOLE 5394 CHILE NEW SP ADR BANK OF NEW YORK COMMON STOCK 064058100 293 15765 SH SOLE 60 MELLON CORPCOM SOLE 15705 16 850 SH OTHER 850 BARCLAYS BK PLC MASTER LIMITED 06738C778 15739 377079 PRN SOLE 376781 PARTNERSHIPS SOLE 298 495 11870 PRN OTHER 11118 OTHER 752 BARCLAYS PLC COMMON STOCK 06738E204 262 26775 SH SOLE 26775 BARRICK GOLD CORP COMMON STOCK 067901108 372 7981 SH SOLE 7981 COM BAXTER INTL INC COMMON STOCK 071813109 313 5575 SH SOLE 20 COM SOLE 5555 16 290 SH OTHER 290 BAYER A G COMMON STOCK 072730302 233 4244 SH SOLE 4244 SPONSORED ADR COLUMN TOTALS 19755
Page 4 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- ----- BHP BILLITON LTD COMMON STOCK 088606108 358 5383 SH SOLE 5383 SPONSORED ADR BRITISH AMERN TOB COMMON STOCK 110448107 327 3857 SH SOLE 3857 PLC SPONSORED CSL LIMITED ADR COMMON STOCK 12637N105 257 18126 SH SOLE 18126 CVS COMMON STOCK 126650100 434 12915 SH SOLE 50 SOLE 12865 23 695 SH OTHER 695 CANADIAN NATURAL COMMON STOCK 136385101 220 7521 SH SOLE 7521 RESOURCES CANON INC ADR COMMON STOCK 138006309 390 8607 SH SOLE 8607 CHEVRON CORP COM COMMON STOCK 166764100 523 5650 SH SOLE 412 SOLE 4443 SOLE 795 22 235 SH OTHER 50 OTHER 185 CLP HOLDINGS LTD COMMON STOCK 18946Q101 232 25847 SH SOLE 25847 SPONSORED ADR COCA COLA COMMON STOCK 1912EP104 296 16534 SH SOLE 16534 HELLENIC BTTLG CO AMBEV-CIA DE PREFERRED STOCK 20441W203 336 10977 SH SOLE 10977 BEBIDAS DAS CORNING INC COM COMMON STOCK 219350105 368 29810 SH SOLE 90 SOLE 29720 19 1560 SH OTHER 1560 CRUSADER ENERGY COMMON STOCK 228834107 1 1110725 SH SOLE 1110725 COLUMN TOTALS 3806
Page 5 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- ----- CRUSADER ENERGY COMMON STOCK 228834107 1 1110725 SH DANONE SPONSORED COMMON STOCK 23636T100 202 16233 SH SOLE 16233 ADR DASSAULT SYS S A COMMON STOCK 237545108 328 4630 SH SOLE 4630 SPONSORED ADR DEVON ENERGY CORP COMMON STOCK 25179M103 407 7338 SH SOLE 23 NEW COM SOLE 7315 21 380 SH OTHER 380 EDAP TMS S. A. COMMON STOCK 268311107 18 10000 SH SOLE 10000 EATON CORP COM COMMON STOCK 278058102 314 8855 SH SOLE 30 SOLE 8825 16 440 SH OTHER 440 ENBRIDGE INC COM COMMON STOCK 29250N105 464 14519 SH SOLE 14519 ERICSSON L M TEL COMMON STOCK 294821608 271 28360 SH SOLE 28360 CO ADR B SEK 10 ERSTE BK DER COMMON STOCK 296036304 214 16428 SH SOLE 16428 EXXON COMMON STOCK 30231G102 2513 34603 SH SOLE 7139 SOLE 1650 SOLE 25814 3172 43675 SH OTHER 1000 OTHER 42675 FANUC CORP COMMON STOCK 307305102 519 22398 SH SOLE 22398 FRESENIUS COMMON STOCK 358029106 349 5164 SH SOLE 5164 GIVAUDAN S. A. F COMMON STOCK 37636P108 216 13794 SH SOLE 13794 GLAXOSMITHKLINE COMMON STOCK 37733W105 294 7129 SH SOLE 925 PLC SPONSORED SOLE 4219 SOLE 1985 COLUMN TOTALS 9318
Page 6 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- ----- GLAXOSMITHKLINE COMMON STOCK 37733W105 294 7129 SH GRUPO TELEVISA SA COMMON STOCK 40049J206 298 16209 SH SOLE 16209 DE CV SP ADR HSBC HLDGS PLC COMMON STOCK 404280406 347 9110 SH SOLE 9110 HALLIBURTON CO COMMON STOCK 406216101 371 12170 SH SOLE 40 COM SOLE 12130 18 605 SH OTHER 605 HENKEL LTD COMMON STOCK 42550U208 295 5474 SH SOLE 5474 PARTNERSHIP SPON HENNES & MAURITZ COMMON STOCK 425883105 356 60207 SH SOLE 60207 AB ADR HESS CORP COM COMMON STOCK 42809H107 473 9020 SH SOLE 30 SOLE 8990 26 490 SH OTHER 490 HONDA MOTOR LTD COMMON STOCK 438128308 475 16279 SH SOLE 16279 AMERN SHS HONEYWELL INTL COMMON STOCK 438516106 471 10725 SH SOLE 43 SOLE 10682 26 600 SH OTHER 600 HOSPIRA INC COM COMMON STOCK 441060100 261 7064 SH SOLE 22 SOLE 7042 13 345 SH OTHER 345 ADRINDUSTRIA DED COMMON STOCK 455793109 476 27446 SH SOLE 27446 ISENOF INFOSYS COMMON STOCK 456788108 335 6565 SH SOLE 6565 COLUMN TOTALS 4241
Page 7 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- ----- INFOSYS COMMON STOCK 456788108 335 6565 SH ISHARES INC MSCI COMMON STOCK 464286848 507 53563 SH SOLE 53563 ISHARES ETF-EQUITY 464287630 223 3907 SH SOLE 3907 ISREAL CHEM LTD COMMON STOCK 465036200 160 13879 SH SOLE 13879 J P MORGAN CHASE MASTER LIMITED 46625H365 5415 159021 PRN SOLE 158979 PARTNERSHIPS SOLE 42 211 6192 PRN OTHER 5792 OTHER 400 KBR INC COMMON STOCK 48242W106 274 11585 SH SOLE 45 SOLE 11540 15 625 SH OTHER 625 KONINKLIJKE AHOLD COMMON STOCK 500467402 154 13323 SH SOLE 13323 N V SPON ADR KUBOTA CORP COMMON STOCK 501173207 284 7120 SH SOLE 7120 (FORMERLY KUBOTA KYOCERA CORP COMMON STOCK 501556203 249 2989 SH SOLE 2989 LVMH MOET COMMON STOCK 502441306 381 14346 SH SOLE 14346 HENNESSY LOU VUI LOUISIANA CENT MASTER LIMITED 546234204 130 50 PRN SOLE 50 OIL & GAS CO UT PARTNERSHIPS 104 40 PRN OTHER 40 MCDONALDS CORP COMMON STOCK 580135101 212 2415 SH SOLE 750 COM SOLE 1665 MEDTRONIC COMMON STOCK 585055106 460 13852 SH SOLE 50 SOLE 13802 25 750 SH OTHER 750 COLUMN TOTALS 8804
Page 8 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- ----- METLIFE INC COMMON STOCK 59156R108 424 15120 SH SOLE 50 SOLE 15070 22 795 SH OTHER 795 METTLER TOLEDO I COMMON STOCK 592688105 362 2584 SH SOLE 2584 NTERNATIONALCOM MOL MAGYAR COMMON STOCK 608464202 205 5921 SH SOLE 5921 OLAJ-ES GAZIPARI MOSAIC CO COMMON STOCK 61945C103 384 7850 SH SOLE 30 SOLE 7820 21 430 SH OTHER 430 MUNICH RE GROUP COMMON STOCK 626188106 363 29018 SH SOLE 29018 ADR NII HLDGS INC CL COMMON STOCK 62913F201 213 7910 SH SOLE 7910 B NEW NTT DOCOMO INC COMMON STOCK 62942M201 198 10824 SH SOLE 10824 SPONS ADR NYSE EURONEXT COM COMMON STOCK 629491101 277 11935 SH SOLE 40 SOLE 11895 15 640 SH OTHER 640 NATIONAL OILWELL COMMON STOCK 637071101 391 7630 SH SOLE 20 VARCO INC COM SOLE 7610 18 345 SH OTHER 345 NAVISTAR INTL COMMON STOCK 63934E108 272 8465 SH SOLE 30 CORP NEW COM SOLE 8435 14 450 SH OTHER 450 COLUMN TOTALS 3179
Page 9 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- ----- NAVISTAR INTL COMMON STOCK 63934E108 14 450 SH NESTLE S A COMMON STOCK 641069406 358 6501 SH SOLE 6501 SPONSORED ADR NIDEC CORP COMMON STOCK 654090109 342 17061 SH SOLE 17061 SPONSORED ADR NITTO DENKO CORP COMMON STOCK 654802206 279 7112 SH SOLE 7112 NORFOLK SOUTHERN COMMON STOCK 655844108 413 6770 SH SOLE 30 CORP COM SOLE 6740 24 395 SH OTHER 395 NOVARTIS A G COMMON STOCK 66987V109 397 7119 SH SOLE 721 SPONSORED ADR SOLE 4928 SOLE 1470 ON SEMICONDUCTOR COMMON STOCK 682189105 300 41740 SH SOLE 150 CORP SOLE 41590 17 2310 SH OTHER 2310 PHILIP MORRIS COMMON STOCK 718172109 334 5357 SH SOLE 5357 INTL INC COM PRUDENTIAL PLC COMMON STOCK 74435K204 341 20010 SH SOLE 20010 ADR RECKITT BENCKISER COMMON STOCK 756255105 297 29446 SH SOLE 29446 GROUP PLC ADR ROYAL DUTCH SHELL COMMON STOCK 780259107 802 12930 SH SOLE 605 PLC SOLE 11220 SOLE 1105 25 410 SH OTHER 410 RYANAIR HLDGS PLC COMMON STOCK 783513104 232 9017 SH SOLE 9017 SPONSORED ADR COLUMN TOTALS 4161
Page 10 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- ----- SKF AG ADR COMMON STOCK 784375404 322 16989 SH SOLE 16989 SAB MILLER PLC COMMON STOCK 78572M105 272 8396 SH SOLE 8396 SANDVIK AB ADR COMMON STOCK 800212201 284 24607 SH SOLE 24607 SIEMENS A G COMMON STOCK 826197501 372 4146 SH SOLE 4146 SPONSORED ADR SMITH & NEPHEW COMMON STOCK 83175M205 255 5715 SH SOLE 5715 PLC SPDN ADR NEW SOCIEDAD QUIMICA COMMON STOCK 833635105 240 5011 SH SOLE 5011 Y MINERA DE SPRINT NEXTEL COMMON STOCK 852061100 432 142180 SH SOLE 510 CORP COM FON SOLE 141670 23 7680 SH OTHER 7680 SVENSKA CELLULOSA COMMON STOCK 869587402 236 19442 SH SOLE 19442 SYNGENTA AG COMMON STOCK 87160A100 244 4707 SH SOLE 4707 SPONSORED ADR TAIWAN COMMON STOCK 874039100 355 31063 SH SOLE 31063 SEMICONDUCTOR MFG TARGET CORP COMMON STOCK 87612E106 566 11550 SH SOLE 45 SOLE 11505 30 605 SH OTHER 605 TEVA FOREIGN STOCK 881624209 560 15045 SH SOLE 23 PHARMACEUTICAL SOLE 15022 INDS LTDADR 14 375 SH OTHER 375 TEXAS CAPITAL COMMON STOCK 88224Q107 1149 50281 SH SOLE 50281 BANCSHARES, INC. TIME WARNER INC COMMON STOCK 887317303 303 10105 SH SOLE 40 SOLE 10065 COLUMN TOTALS 5657
Page 11 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- ----- TIME WARNER INC COMMON STOCK 887317303 303 10105 SH 17 565 SH OTHER 565 TORONTO DOMINION COMMON STOCK 891160509 611 8606 SH SOLE 8606 BK ONT COM NEW UNILEVER N V N Y COMMON STOCK 904784709 409 13000 SH SOLE 1280 SHS NEW SOLE 9095 SOLE 2625 15 475 SH OTHER 475 UNION COMMON STOCK 907818108 295 3614 SH SOLE 14 SOLE 3600 16 195 SH OTHER 195 UNITED OVERSEAS COMMON STOCK 911271302 401 15815 SH SOLE 15815 BK LTD SPONSORED VANGUARD ETF-EQUITY 922908595 882 13194 SH SOLE 13194 VANGUARD ETF-EQUITY 922908736 21566 385524 SH SOLE 385074 SOLE 450 1980 35400 SH OTHER 34457 OTHER 943 VODAFONE GROUP COMMON STOCK 92857W209 760 29616 SH SOLE 60 PLC NEW SPONS ADR SOLE 29556 23 900 SH OTHER 900 WAL MART DE COMMON STOCK 93114W107 304 13206 SH SOLE 13206 MEXICO S A B DE WESTERN UN CO COM COMMON STOCK 959802109 430 28145 SH SOLE 100 COLUMN TOTALS 27709
Page 12 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER -------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ------- ------- ----- WESTERN UN CO COM COMMON STOCK 959802109 430 28145 SH SOLE 28045 23 1495 SH OTHER 1495 COOPER INDUSTRIES COMMON STOCK G24140108 280 6080 SH SOLE 20 SOLE 6060 15 315 SH OTHER 315 WILLIS GROUP COMMON STOCK G96666105 291 8465 SH SOLE 30 HOLDINGS PLC SOLE 8435 15 450 SH OTHER 450 ACE LTD SHS COMMON STOCK H0023R105 299 4933 SH SOLE 18 SOLE 4915 16 265 SH OTHER 265 FLEXTRONICS INTL COMMON STOCK Y2573F102 576 102341 SH SOLE 280 LTD ORD SOLE 102061 22 3855 SH OTHER 3855 COLUMN TOTALS 1537 AGGREGATE TOTAL 91867
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