13F-HR 1 d83850e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2011 Check here if Amendment [ ] Amendment Number: This Amendment [ ] is a restatement Institutional Investment Manager Filing this Report: Name: TEXAS CAPITAL BANCSHARES Address: 2000 MCKINNEY AVE., SUITE 700 DALLAS, TX 75201 13F File Number: 028-11275 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DAVID A. FOLZ Title: EXECUTIVE VICE PRESIDNET Phone: 214-932-6625 Signature, Place, and Date of Signing: /s/ David A Folz DALLAS, TX 07/28/2011 -------------------------------- Report Type (Check only one) [X] 13F HOLDINGS REPORT [ ] 13F COMBINATION REPORT AGGREGATE TOTAL 101691 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 170 Form 13F Information Table Value Total: $ 101,691 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE Page 2 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ----- ------- ----- ABB LTD SPONSORED COMMON STOCK 000375204 412 15884 SH SOLE 15884 ADR AFLAC INC COM COMMON STOCK 001055102 356 7626 SH SOLE 7626 AT&T INC COM COMMON STOCK 00206R102 229 7296 SH SOLE 1955 SOLE 1206 SOLE 4135 ABBOTT LABS COMMON STOCK 002824100 414 7873 SH SOLE 775 SOLE 5440 SOLE 1658 19 365 SH OTHER 365 ADECCO S.A. COMMON STOCK 006754204 261 8131 SH SOLE 8131 ADIDAS AG ADR COMMON STOCK 00687A107 345 8644 SH SOLE 8644 AETNA INC NEW COM COMMON STOCK 00817Y108 298 6753 SH SOLE 28 SOLE 6725 20 455 SH OTHER 455 AIR LIQUIDE ADR COMMON STOCK 009126202 250 8703 SH SOLE 8703 ALLIANZ SE SP ADR FOREIGN STOCK 018805101 370 26409 SH SOLE 26409 1/10 SH APACHE CORP COM COMMON STOCK 037411105 463 3755 SH SOLE 15 SOLE 3740 29 235 SH OTHER 235 APPLIED MATLS INC COMMON STOCK 038222105 442 33970 SH SOLE 150 COM SOLE 33820 29 2210 SH OTHER 2210 COLUMN TOTALS 3937
Page 3 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ----- ------- ----- ARCHER DANIELS COMMON STOCK 039483102 422 13990 SH SOLE 60 MIDLAND CO SOLE 13930 27 895 SH OTHER 895 AUSTRALIA & NEW COMMON STOCK 052528304 405 17085 SH SOLE 17085 ZEALAND BANKING AXA SPONSORED ADR COMMON STOCK 054536107 386 16955 SH SOLE 16955 BASF-SE COMMON STOCK 055262505 329 3355 SH SOLE 3355 BG PLC ADR FIN COMMON STOCK 055434203 378 3309 SH SOLE 3309 INST N BSD MED CORP DEL COMMON STOCK 055662100 321 78470 SH SOLE 78470 COM BANCO BILBAO VIZ COMMON STOCK 05946K101 247 21053 SH SOLE 21053 CAYA BANCO SANTANDER COMMON STOCK 05965X109 411 4386 SH SOLE 4386 CHILE NEW SP ADR BANK OF AMERICA COMMON STOCK 060505104 239 21830 SH SOLE 110 CRP BACS SOLE 21720 15 1355 SH OTHER 1355 BANK OF NEW YORK COMMON STOCK 064058100 248 9670 SH SOLE 50 MELLON CORPCOM SOLE 9620 16 610 SH OTHER 610 BARCLAYS BK PLC MASTER LIMITED 06738C778 15600 330301 PRN SOLE 330003 PARTNERSHIPS SOLE 298 518 10976 PRN OTHER 10224 OTHER 752 BARCLAYS PLC COMMON STOCK 06738E204 357 21729 SH SOLE 21729 BARRICK GOLD CORP COMMON STOCK 067901108 263 5798 SH SOLE 5798 COM COLUMN TOTALS 20182
Page 4 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- --------- ------ ------- ---- ----- -------- -------- ----- ------- ----- BAXTER INTL INC COMMON STOCK 071813109 288 4825 SH SOLE 20 COM SOLE 4805 19 320 SH OTHER 320 BAYER A G COMMON STOCK 072730302 278 3456 SH SOLE 3456 SPONSORED ADR BAYERISCHE MOTOR COMMON STOCK 072743206 208 6294 SH SOLE 6294 EN BHP BILLITON LTD COMMON STOCK 088606108 414 4377 SH SOLE 4377 SPONSORED ADR BRITISH AMERN TOB COMMON STOCK 110448107 275 3128 SH SOLE 3128 PLC SPONSORED CSL LIMITED ADR COMMON STOCK 12637N105 268 14750 SH SOLE 14750 CVS COMMON STOCK 126650100 309 8231 SH SOLE 30 SOLE 8201 20 525 SH OTHER 525 CANADIAN NATURAL COMMON STOCK 136385101 255 6091 SH SOLE 6091 RESOURCES CANON INC ADR COMMON STOCK 138006309 333 6993 SH SOLE 6993 CHEVRON CORP COM COMMON STOCK 166764100 504 4900 SH SOLE 412 SOLE 3693 SOLE 795 24 235 SH OTHER 50 OTHER 185 CLP HOLDINGS LTD COMMON STOCK 18946Q101 187 20969 SH SOLE 20969 SPONSORED ADR COCA COLA COMMON STOCK 1912EP104 359 13408 SH SOLE 13408 HELLENIC BTTLG CO COLUMN TOTALS 3741
Page 5 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- ---------- ------ ------- ---- ----- -------- -------- ----- ------- ----- AMBEV-CIA DE PREFERRED STOCK 20441W203 439 13002 SH SOLE 13002 BEBIDAS DAS CORNING INC COM COMMON STOCK 219350105 393 21650 SH SOLE 90 SOLE 21560 26 1430 SH OTHER 1430 CRUSADER ENERGY COMMON STOCK 228834107 1 1110725 SH SOLE 1110725 GROUP INC COM DANONE SPONSORED COMMON STOCK 23636T100 197 13176 SH SOLE 13176 ADR DASSAULT SYS S A COMMON STOCK 237545108 321 3749 SH SOLE 3749 SPONSORED ADR DEVON ENERGY CORP COMMON STOCK 25179M103 405 5138 SH SOLE 23 NEW COM SOLE 5115 26 330 SH OTHER 330 EDAP TMS S. A. COMMON STOCK 268311107 33 10000 SH SOLE 10000 EATON CORP COM COMMON STOCK 278058102 308 5995 SH SOLE 30 SOLE 5965 20 390 SH OTHER 390 ENBRIDGE INC COM COMMON STOCK 29250N105 385 11849 SH SOLE 11849 ERICSSON L M TEL COMMON STOCK 294821608 331 22994 SH SOLE 22994 CO ADR B SEK 10 ERSTE BK DER COMMON STOCK 296036304 351 13352 SH SOLE 13352 EXXON COMMON STOCK 30231G102 3192 39224 SH SOLE 10044 SOLE 1650 SOLE 27530 3554 43675 SH OTHER 1000 COLUMN TOTALS 9982
Page 6 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- ------------- ---------- ------ ------- ---- ----- -------- -------- ----- ------- ----- EXXON COMMON STOCK 30231G102 3554 43675 SH OTHER 42675 FANUC LTD ARD COMMON STOCK 307305102 509 18166 SH SOLE 18166 FRESENIUS COMMON STOCK 358029106 314 4197 SH SOLE 4197 GIVAUDAN S. A. F COMMON STOCK 37636P108 238 11182 SH SOLE 11182 GLAXOSMITHKLINE COMMON STOCK 37733W105 272 6340 SH SOLE 925 PLC SPONSORED SOLE 3430 SOLE 1985 GRUPO TELEVISA SA COMMON STOCK 40049J206 324 13152 SH SOLE 13152 DE CV SP ADR HSBC HLDGS PLC COMMON STOCK 404280406 379 7630 SH SOLE 7630 HALLIBURTON CO COMMON STOCK 406216101 467 9165 SH SOLE 40 COM SOLE 9125 30 595 SH OTHER 595 HENKEL LTD COMMON STOCK 42550U208 310 4453 SH SOLE 4453 PARTNERSHIP SPON HENNES & MAURITZ COMMON STOCK 425883105 336 48823 SH SOLE 48823 AB ADR HESS CORP COM COMMON STOCK 42809H107 593 7930 SH SOLE 30 SOLE 7900 37 490 SH OTHER 490 HONDA MOTOR LTD COMMON STOCK 438128308 511 13232 SH SOLE 13232 AMERN SHS HONEYWELL INTL COMMON STOCK 438516106 466 7815 SH SOLE 33 SOLE 7782 30 510 SH OTHER 510 HOSPIRA INC COM COMMON STOCK 441060100 304 5359 SH SOLE 22 COLUMN TOTALS 5120
Page 7 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE --------------- ----------- ------- ----- ------ --- ---- -------- --------- ---- ------ ----- HOSPIRA INC COM COMMON STOCK 441060100 304 5359 SH SOLE 5337 20 345 SH OTHER 345 ADRINDUSTRIA DED COMMON STOCK 455793109 403 22253 SH SOLE 22253 ISENOF INFOSYS COMMON STOCK 456788108 348 5332 SH SOLE 5332 TECHNOLOGIES LTD ISHARES INC MSCI COMMON STOCK 464286848 454 43521 SH SOLE 43521 ISHARES ETF-EQUITY 464287507 209 2136 SH SOLE 2136 ISHARES ETF-EQUITY 464287630 589 8018 SH SOLE 8018 ISREAL CHEM LTD COMMON STOCK 465036200 182 11311 SH SOLE 11311 J P MORGAN CHASE MASTER LIMITED 46625H365 4978 134078 PRN SOLE 134036 PARTNERSHIPS SOLE 42 230 6192 PRN OTHER 5792 OTHER 400 KBR INC COMMON STOCK 48242W106 323 8560 SH SOLE 35 SOLE 8525 22 575 SH OTHER 575 KONINKLIJKE AHOLD COMMON STOCK 500467402 145 10805 SH SOLE 10805 N V SPON ADR KUBOTA CORP COMMON STOCK 501173207 257 5781 SH SOLE 5781 (FORMERLY KUBOTA KYOCERA CORP COMMON STOCK 501556203 250 2440 SH SOLE 2440 LVMH MOET COMMON STOCK 502441306 420 11629 SH SOLE 11629 HENNESSY LOU VUI LOUISIANA CENT MASTER LIMITED 546234204 145 50 PRN SOLE 50 OIL & GAS CO UT PARTNERSHIPS 116 40 PRN OTHER 40 COLUMN TOTALS 9091
Page 8 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE --------------- ----------- ------- ----- ------ --- ---- ------- -------- ---- ------ ----- MAGNA COMMON STOCK 559222401 202 3729 SH SOLE 3729 INTERNATIONAL INC MCDONALDS CORP COMMON STOCK 580135101 210 2490 SH SOLE 750 COM SOLE 75 SOLE 1665 MEDTRONIC COMMON STOCK 585055106 444 11527 SH SOLE 50 SOLE 11477 29 750 SH OTHER 750 METLIFE INC COMMON STOCK 59156R108 445 10155 SH SOLE 40 SOLE 10115 27 615 SH OTHER 615 METTLER TOLEDO I COMMON STOCK 592688105 353 2091 SH SOLE 2091 NTERNATIONALCOM MOL MAGYAR COMMON STOCK 608464202 276 4825 SH SOLE 4825 OLAJ-ES GAZIPARI MOSAIC CO COMMON STOCK 61945C103 426 6295 SH SOLE 25 SOLE 6270 28 410 SH OTHER 410 MOTOROLA MOBILITY COMMON STOCK 620097105 387 17560 SH SOLE 80 HOLDINGS SOLE 17480 25 1130 SH OTHER 1130 MUNICH RE GROUP COMMON STOCK 626188106 358 23324 SH SOLE 23324 ADR NII HLDGS INC CL COMMON STOCK 62913F201 272 6426 SH SOLE 6426 COLUMN TOTALS 3482
Page 9 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE --------------- ----------- ------- ----- ------ --- ---- -------- --------- ---- ------ ----- NII HLDGS INC CL COMMON STOCK 62913F201 272 6426 SH NATIONAL OILWELL COMMON STOCK 637071101 550 7035 SH SOLE 30 VARCO INC COM SOLE 7005 34 435 SH OTHER 435 NESTLE S A COMMON STOCK 641069406 329 5278 SH SOLE 5278 SPONSORED ADR NIDEC CORP COMMON STOCK 654090109 324 13853 SH SOLE 13853 SPONSORED ADR NITTO DENKO CORP COMMON STOCK 654802206 294 5777 SH SOLE 5777 NORFOLK SOUTHERN COMMON STOCK 655844108 456 6085 SH SOLE 30 CORP COM SOLE 6055 30 395 SH OTHER 395 NOVARTIS A G COMMON STOCK 66987V109 378 6191 SH SOLE 721 SPONSORED ADR SOLE 4000 SOLE 1470 ON SEMICONDUCTOR COMMON STOCK 682189105 308 29425 SH SOLE 130 CORP SOLE 29295 20 1930 SH OTHER 1930 OWENS ILL INC COM COMMON STOCK 690768403 252 9755 SH SOLE 40 NEW SOLE 9715 16 605 SH OTHER 605 PHILIP MORRIS COMMON STOCK 718172109 285 4274 SH SOLE 4274 INTL INC COM PRUDENTIAL PLC COMMON STOCK 74435K204 376 16268 SH SOLE 16268 ADR RECKITT BENCKISER COMMON STOCK 756255105 265 23887 SH SOLE 23887 GROUP PLC ADR COLUMN TOTALS 3917
Page 10 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------ SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE --------------- ----------- ------- ----- ------ --- ---- -------- --------- ---- ------ ----- ROYAL DUTCH SHELL COMMON STOCK 780259107 800 11152 SH SOLE 605 PLC SOLE 9442 SOLE 1105 29 410 SH OTHER 410 RYANAIR HLDGS PLC COMMON STOCK 783513104 215 7318 SH SOLE 7318 SPONSORED ADR SKF AG ADR COMMON STOCK 784375404 399 13790 SH SOLE 13790 SANDVIK AB ADR COMMON STOCK 800212201 350 19971 SH SOLE 19971 SIEMENS A G COMMON STOCK 826197501 476 3458 SH SOLE 3458 SPONSORED ADR SMITH & NEPHEW COMMON STOCK 83175M205 251 4636 SH SOLE 4636 PLC SPDN ADR NEW SOCIEDAD QUIMICA COMMON STOCK 833635105 264 4073 SH SOLE 4073 Y MINERA DE SPRINT NEXTEL COMMON STOCK 852061100 434 80510 SH SOLE 340 CORP COM FON SOLE 80170 28 5190 SH OTHER 5190 SVENSKA CELLULOSA COMMON STOCK 869587402 158 11130 SH SOLE 11130 SYNGENTA AG COMMON STOCK 87160A100 258 3820 SH SOLE 3820 SPONSORED ADR TAIWAN COMMON STOCK 874039100 320 25367 SH SOLE 25367 SEMICONDUCTOR MFG TARGET CORP COMMON STOCK 87612E106 416 8870 SH SOLE 35 SOLE 8835 27 575 SH OTHER 575 TECK RESOURCES L COMMON STOCK 878742204 230 4537 SH SOLE 4537 IMITED COLUMN TOTALS 4655
Page 11 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE --------------- ----------- ------- ----- ------ --- ---- --------- --------- ---- ------ ----- TEVA FOREIGN STOCK 881624209 519 10771 SH SOLE 23 PHARMACEUTICAL SOLE 10748 INDS LTDADR 18 375 SH OTHER 375 TEXAS CAPITAL COMMON STOCK 88224Q107 1360 52661 SH SOLE 2000 BANCSHARES, INC. SOLE 50661 TIME WARNER INC COMMON STOCK 887317303 311 8545 SH SOLE 40 SOLE 8505 21 565 SH OTHER 565 TORONTO DOMINION COMMON STOCK 891160509 594 6992 SH SOLE 6992 BK ONT COM NEW UNILEVER N V N Y COMMON STOCK 904784709 426 12970 SH SOLE 1290 SHS NEW SOLE 9055 SOLE 2625 20 595 SH OTHER 595 UNION COMMON STOCK 907818108 318 3049 SH SOLE 14 SOLE 3035 20 195 SH OTHER 195 UNITED OVERSEAS COMMON STOCK 911271302 484 14933 SH SOLE 14933 BK LTD SPONSORED VALE S A COMMON STOCK 91912E105 262 8196 SH SOLE 8196 VANGUARD ETF-EQUITY 922908595 2546 29635 SH SOLE 29635 VANGUARD ETF-EQUITY 922908736 25092 387875 SH SOLE 387425 SOLE 450 COLUMN TOTALS 31991
Page 12 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE --------------- ----------- ------- ----- ------ --- ---- ------- -------- ---- ------ ----- VANGUARD ETF-EQUITY 922908736 2317 35810 SH OTHER 34867 OTHER 943 VODAFONE GROUP COMMON STOCK 92857W209 704 26364 SH SOLE 70 PLC NEW SPONS ADR SOLE 26294 27 1010 SH OTHER 1010 WAL MART DE COMMON STOCK 93114W107 317 10632 SH SOLE 10632 MEXICO S A B DE WESTERN UN CO COM COMMON STOCK 959802109 452 22550 SH SOLE 100 SOLE 22450 29 1435 SH OTHER 1435 WOODSIDE PETE LTD COMMON STOCK 980228308 235 5278 SH SOLE 5278 SPONSORED ADR COOPER INDUSTRIES COMMON STOCK G24140108 285 4770 SH SOLE 20 SOLE 4750 19 315 SH OTHER 315 WILLIS GROUP COMMON STOCK G96666105 314 7630 SH SOLE 30 HOLDINGS PLC SOLE 7600 21 520 SH OTHER 520 ACE LTD SHS COMMON STOCK H0023R105 307 4658 SH SOLE 18 SOLE 4640 21 315 SH OTHER 315 FLEXTRONICS INTL COMMON STOCK Y2573F102 520 81009 SH SOLE 280 LTD ORD SOLE 80729 COLUMN TOTALS 5568
Page 13 FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE --------------- ----------- ------- ----- ------ --- ---- ------- -------- ---- ------ ----- FLEXTRONICS INTL COMMON STOCK Y2573F102 25 3855 SH OTHER 3855 LTD ORD COLUMN TOTALS 25
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