13F-HR 1 d81180e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2011 Check here if Amendment [ ] Amendment Number: _____ This Amendment [ ] is a restatement Institutional Investment Manager Filing this Report: Name: TEXAS CAPITAL BANCSHARES Address: 2000 MCKINNEY AVE., SUITE 700 DALLAS, TX 75201 13F File Number: 028-11275 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DAVID A. FOLZ Title: Executive Vice President Phone: 214-932-6625 Signature, Place, and Date of Signing: /s/ David A Folz Dallas, TX 04/04/2011 Report Type (Check only one) [X] 13F HOLDINGS REPORT [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 169 Form 13F Information Table Value Total: $88,822 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ ABB LTD SPONSORED COMMON STOCK 000375204 345 14261 SH SOLE 14261 ADR AFLAC INC COM COMMON STOCK 001055102 361 6846 SH SOLE 6846 AT&T INC COM COMMON STOCK 00206R102 213 6971 SH SOLE 1675 SOLE 1226 SOLE 4070 ABBOTT LABS COMMON STOCK 002824100 497 10123 SH SOLE 700 SOLE 8125 SOLE 1298 32 645 SH OTHER 645 ADECCO S.A. COMMON STOCK 006754204 242 7306 SH SOLE 7306 ADIDAS AG ADR COMMON STOCK 00687A107 245 7763 SH SOLE 7763 AETNA INC NEW COM COMMON STOCK 00817Y108 245 6550 SH SOLE 30 SOLE 6520 19 505 SH OTHER 505 AIR LIQUIDE ADR COMMON STOCK 009126202 208 7815 SH SOLE 7815 ALLIANZ SE SP ADR FOREIGN STOCK 018805101 339 24030 SH SOLE 24030 1/10 SH APACHE CORP COM COMMON STOCK 037411105 418 3190 SH SOLE 20 SOLE 3170 31 235 SH OTHER 235 APPLIED MATLS INC COMMON STOCK 038222105 373 23900 SH SOLE 120 COM SOLE 23780 29 1840 SH OTHER 1840 COLUMN TOTALS 3597
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ ARCHER DANIELS COMMON STOCK 039483102 366 10175 SH SOLE 50 MIDLAND CO SOLE 10125 28 785 SH OTHER 785 AUSTRALIA & NEW COMMON STOCK 052528304 380 15343 SH SOLE 15343 ZEALAND BANKING AXA SPONSORED ADR COMMON STOCK 054536107 319 15226 SH SOLE 15226 BG PLC ADR FIN COMMON STOCK 055434203 371 2973 SH SOLE 2973 INST N BSD MED CORP DEL COMMON STOCK 055662100 352 78470 SH SOLE 78470 COM BANCO BILBAO VIZ COMMON STOCK 05946K101 224 18687 SH SOLE 18687 CAYA BANCO SANTANDER COMMON STOCK 05965X109 346 3987 SH SOLE 3987 CHILE NEW SP ADR BANK OF AMERICAR COMMON STOCK 060505104 263 19725 SH SOLE 90 CRP BACS SOLE 19635 18 1355 SH OTHER 1355 BANK OF NEW YORK COMMON STOCK 064058100 237 7925 SH SOLE 40 MELLON CORPCOM SOLE 7885 18 610 SH OTHER 610 BARCLAYS BK PLC MASTER LIMITED 06738C778 11414 222288 PRN SOLE 221990 PARTNERSHIPS SOLE 298 372 7238 PRN OTHER 6630 OTHER 608 BARCLAYS PLC COMMON STOCK 06738E204 354 19514 SH SOLE 19514 BAXTER INTL INC COMMON STOCK 071813109 263 4897 SH SOLE 20 COM SOLE 4877 21 390 SH OTHER 390 COLUMN TOTALS 15346
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ BAXTER INTL INC COMMON STOCK 071813109 21 390 SH BAYER A G COMMON STOCK 072730302 241 3102 SH SOLE 3102 SPONSORED ADR BHP BILLITON LTD COMMON STOCK 088606108 381 3969 SH SOLE 3969 SPONSORED ADR BRITISH AMERN TOB COMMON STOCK 110448107 227 2807 SH SOLE 2807 PLC SPONSORED CSL LIMITED ADR COMMON STOCK 12637N105 286 15462 SH SOLE 15462 CVS COMMON STOCK 126650100 277 8081 SH SOLE 40 SOLE 8041 20 595 SH OTHER 595 CAMECO CORP COM COMMON STOCK 13321L108 227 7567 SH SOLE 7567 CANADIAN NATURAL COMMON STOCK 136385101 270 5469 SH SOLE 5469 RESOURCES CANON INC ADR COMMON STOCK 138006309 272 6278 SH SOLE 6278 CHEVRON CORP COM COMMON STOCK 166764100 458 4265 SH SOLE 414 SOLE 2906 SOLE 945 36 335 SH OTHER 150 OTHER 185 CLP HOLDINGS LTD COMMON STOCK 18946Q101 152 18832 SH SOLE 18832 SPONSORED ADR COCA COLA COMMON STOCK 1912EP104 326 12037 SH SOLE 12037 HELLENIC BTTLG CO AMBEV-CIA DE PREFERRED STOCK 20441W203 331 11683 SH SOLE 11683 BEBIDAS DAS COMPUTER SCIENCES COMMON STOCK 205363104 250 5138 SH SOLE 30 CORP SOLE 5108 COLUMN TOTALS 3754
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ COMPUTER SCIENCES COMMON STOCK 205363104 19 390 SH OTHER 390 CORP CORNING INC COM COMMON STOCK 219350105 358 17375 SH SOLE 90 SOLE 17285 30 1430 SH OTHER 1430 CRUSADER ENERGY COMMON STOCK 228834107 1 1110725 SH SOLE 1110725 GROUP INC COM DANONE SPONSORED COMMON STOCK 23636T100 155 11832 SH SOLE 11832 ADR DASSAULT SYS S A COMMON STOCK 237545108 260 3369 SH SOLE 3369 SPONSORED ADR DEVON ENERGY CORP COMMON STOCK 25179M103 386 4205 SH SOLE 23 NEW COM SOLE 4182 30 330 SH OTHER 330 EDAP TMS S. A. COMMON STOCK 268311107 35 10000 SH SOLE 10000 ENBRIDGE INC COM COMMON STOCK 29250N105 330 5376 SH SOLE 5376 ERICSSON L M TEL COMMON STOCK 294821608 266 20651 SH SOLE 20651 CO ADR B SEK 10 ERSTE BK DER COMMON STOCK 296036304 238 9378 SH SOLE 9378 EXXON COMMON STOCK 30231G102 3357 39904 SH SOLE 11294 SOLE 1080 SOLE 27530 3674 43675 SH OTHER 1000 OTHER 42675 FANUC LTD ARD COMMON STOCK 307305102 409 16314 SH SOLE 16314 FRESENIUS COMMON STOCK 358029106 254 3764 SH SOLE 3764 GIVAUDAN S. A. F COMMON STOCK 37636P108 202 10040 SH SOLE 10040 COLUMN TOTALS 10004
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ GLAXOSMITHKLINE COMMON STOCK 37733W105 222 5778 SH SOLE 835 PLC SPONSORED SOLE 3078 SOLE 1865 GRUPO TELEVISA SA COMMON STOCK 40049J206 290 11808 SH SOLE 11808 DE CV SP ADR HSBC HLDGS PLC COMMON STOCK 404280406 355 6856 SH SOLE 6856 HALLIBURTON CO COMMON STOCK 406216101 399 8005 SH SOLE 40 COM SOLE 7965 31 615 SH OTHER 615 HENKEL LTD COMMON STOCK 42550U208 252 4045 SH SOLE 4045 PARTNERSHIP SPON HENNES & MAURITZ COMMON STOCK 425883105 292 43845 SH SOLE 43845 AB ADR HESS CORP COM COMMON STOCK 42809H107 572 6713 SH SOLE 30 SOLE 6683 42 490 SH OTHER 490 HONDA MOTOR LTD COMMON STOCK 438128308 270 7202 SH SOLE 7202 AMERN SHS HONEYWELL INTL COMMON STOCK 438516106 398 6668 SH SOLE 33 SOLE 6635 30 510 SH OTHER 510 HOSPIRA INC COM COMMON STOCK 441060100 246 4464 SH SOLE 22 SOLE 4442 19 345 SH OTHER 345 COLUMN TOTALS 3418
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ ADRINDUSTRIA DED COMMON STOCK 455793109 323 19984 SH SOLE 19984 ISENOF INFOSYS COMMON STOCK 456788108 343 4786 SH SOLE 4786 TECHNOLOGIES LTD ISHARES INC MSCI COMMON STOCK 464286848 215 20868 SH SOLE 20868 ISHARES ETF-EQUITY 464287200 512 3850 SH OTHER 3850 ISHARES ETF-EQUITY 464287465 105 1740 SH SOLE 840 SOLE 900 138 2300 SH OTHER 2300 ISHARES ETF-EQUITY 464287507 276 2800 SH SOLE 2800 ISHARES ETF-EQUITY 464287614 295 4872 SH SOLE 4872 ISHARES ETF-EQUITY 464287630 604 8018 SH SOLE 8018 ISHARES TR COMMON STOCK 464288851 298 4000 SH SOLE 4000 ISREAL CHEM LTD COMMON STOCK 465036200 169 10309 SH SOLE 10309 J P MORGAN CHASE MASTER LIMITED 46625H365 3604 94914 PRN SOLE 94914 PARTNERSHIPS 232 6103 PRN OTHER 5703 OTHER 400 KBR INC COMMON STOCK 48242W106 279 7380 SH SOLE 40 SOLE 7340 22 575 SH OTHER 575 KUBOTA CORP COMMON STOCK 501173207 245 5190 SH SOLE 5190 (FORMERLY KUBOTA KYOCERA CORP COMMON STOCK 501556203 223 2214 SH SOLE 2214 LVMH MOET COMMON STOCK 502441306 331 10442 SH SOLE 10442 HENNESSY LOU VUI LOUISIANA CENT MASTER LIMITED 546234204 140 50 PRN SOLE 50 COLUMN TOTALS 8354
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ LOUISIANA CENT MASTER LIMITED 546234204 140 50 PRN OIL & GAS CO UT PARTNERSHIPS 112 40 PRN OTHER 40 MEDTRONIC COMMON STOCK 585055106 386 9806 SH SOLE 50 SOLE 9756 30 750 SH OTHER 750 METLIFE INC COMMON STOCK 59156R108 377 8420 SH SOLE 40 SOLE 8380 28 615 SH OTHER 615 METTLER TOLEDO COMMON STOCK 592688105 323 1879 SH SOLE 1879 INTERNATIONALCOM MOL MAGYAR COMMON STOCK 608464202 278 4384 SH SOLE 4384 OLAJ-ES GAZIPARI MOTOROLA MOBILITY COMMON STOCK 620097105 355 14535 SH SOLE 70 HOLDINGS SOLE 14465 28 1130 SH OTHER 1130 MUNICH RE GROUP COMMON STOCK 626188106 249 15794 SH SOLE 15794 ADR NATIONAL OILWELL COMMON STOCK 637071101 413 5215 SH SOLE 20 VARCO INC COM SOLE 5195 29 365 SH OTHER 365 NESTLE S A COMMON STOCK 641069406 272 4731 SH SOLE 4731 SPONSORED ADR NIDEC CORP COMMON STOCK 654090109 269 12436 SH SOLE 12436 SPONSORED ADR NITTO DENKO CORP COMMON STOCK 654802206 277 5191 SH SOLE 5191 NORFOLK SOUTHERN COMMON STOCK 655844108 413 5965 SH SOLE 30 COLUMN TOTALS 3839
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ NORFOLK SOUTHERN COMMON STOCK 655844108 413 5965 SH SOLE 5935 CORP COM 33 475 SH OTHER 475 NOVARTIS A G COMMON STOCK 66987V109 307 5651 SH SOLE 575 SPONSORED ADR SOLE 3591 SOLE 1485 ON SEMICONDUCTOR COMMON STOCK 682189105 246 24995 SH SOLE 130 CORP SOLE 24865 19 1930 SH OTHER 1930 OWENS ILL INC COM COMMON STOCK 690768403 239 7915 SH SOLE 40 NEW SOLE 7875 18 605 SH OTHER 605 POSCO SPONSORED COMMON STOCK 693483109 225 1966 SH SOLE 1966 ADR PHILIP MORRIS COMMON STOCK 718172109 225 3423 SH SOLE 3423 INTL INC COM PRUDENTIAL PLC COMMON STOCK 74435K204 427 18810 SH SOLE 18810 ADR RALCORP HLDGS INC COMMON STOCK 751028101 267 3895 SH SOLE 20 NEW COM SOLE 3875 21 310 SH OTHER 310 RECKITT BENCKISER COMMON STOCK 756255105 222 21435 SH SOLE 21435 GROUP PLC ADR SKF AG ADR COMMON STOCK 784375404 360 12380 SH SOLE 12380 SANDVIK AB ADR COMMON STOCK 800212201 339 17937 SH SOLE 17937 SIEMENS A G COMMON STOCK 826197501 433 3151 SH SOLE 3151 SPONSORED ADR COLUMN TOTALS 3381
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ SMITH & NEPHEW COMMON STOCK 83175M205 235 4166 SH SOLE 4166 PLC SPDN ADR NEW SOCIEDAD QUIMICA COMMON STOCK 833635105 202 3653 SH SOLE 3653 Y MINERA DE SPRINT NEXTEL COMMON STOCK 852061100 385 83000 SH SOLE 430 CORP COM FON SOLE 82570 30 6420 SH OTHER 6420 SVENSKA CELLULOSA COMMON STOCK 869587402 162 10000 SH SOLE 10000 SYNGENTA AG COMMON STOCK 87160A100 224 3430 SH SOLE 3430 SPONSORED ADR TAIWAN COMMON STOCK 874039100 282 23119 SH SOLE 23119 SEMICONDUCTOR MFG TARGET CORP COMMON STOCK 87612E106 370 7405 SH SOLE 35 SOLE 7370 29 575 SH OTHER 575 TELEFONICA S A COMMON STOCK 879382208 237 9411 SH SOLE 9411 SPONSORED ADR TEVA FOREIGN STOCK 881624209 463 9235 SH SOLE 23 PHARMACEUTICAL SOLE 9212 INDS LTDADR 19 375 SH OTHER 375 TEXAS CAPITAL COMMON STOCK 88224Q107 1369 52661 SH SOLE 52661 BANCSHARES, INC. TEXTRON INC COMMON STOCK 883203101 216 7884 SH SOLE 7884 TIME WARNER INC COMMON STOCK 887317303 261 7310 SH SOLE 40 SOLE 7270 20 565 SH OTHER 565 COLUMN TOTALS 4504
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ TIME WARNER INC COMMON STOCK 887317303 20 565 SH TORONTO DOMINION COMMON STOCK 891160509 556 6277 SH SOLE 6277 BK ONT COM NEW UNILEVER N V N Y COMMON STOCK 904784709 378 12040 SH SOLE 1090 SHS NEW SOLE 8270 SOLE 2680 20 645 SH OTHER 645 UNION COMMON STOCK 907818108 259 2634 SH SOLE 14 SOLE 2620 19 195 SH OTHER 195 UNITED OVERSEAS COMMON STOCK 911271302 398 13409 SH SOLE 13409 BK LTD SPONSORED VALE S A COMMON STOCK 91912E105 246 7363 SH SOLE 7363 VANGUARD ETF-EQUITY 922908595 2124 24611 SH SOLE 24611 VANGUARD ETF-EQUITY 922908736 23297 362311 SH SOLE 361861 SOLE 450 2228 34653 SH OTHER 33710 OTHER 943 VODAFONE GROUP COMMON STOCK 92857W209 543 18873 SH SOLE 70 PLC NEW SPONS ADR SOLE 18803 21 720 SH OTHER 720 WAL MART DE COMMON STOCK 93114W107 280 9368 SH SOLE 9368 MEXICO S A B DE WESTERN UN CO COM COMMON STOCK 959802109 396 19070 SH SOLE 100 SOLE 18970 COLUMN TOTALS 30765
FORM 13F INFORMATION TABLE
VALUE SHS VOTING AUTHORITY NAME OF ISSUER TITLE X PRN SH PUT INVSTMT OTHER ------------------------- SECURITY NAME OF CLASS CUSIP $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ----------------- --------------- --------- ----- ------- --- ---- ------- -------- ------- ------ ------ WESTERN UN CO COM COMMON STOCK 959802109 396 19070 SH 30 1435 SH OTHER 1435 WOODSIDE PETE LTD COMMON STOCK 980228308 232 4735 SH SOLE 4735 SPONSORED ADR COOPER INDUSTRIES COMMON STOCK G24140108 261 4020 SH SOLE 20 SOLE 4000 20 315 SH OTHER 315 WILLIS GROUP COMMON STOCK G96666105 265 6555 SH SOLE 30 HOLDINGS PLC SOLE 6525 21 520 SH OTHER 520 ACE LTD SHS COMMON STOCK H0023R105 258 3985 SH SOLE 20 SOLE 3965 20 315 SH OTHER 315 MILLICOM INTL COMMON STOCK L6388F110 252 2621 SH SOLE 2621 CELLULAR S A SHS FLEXTRONICS INTL COMMON STOCK Y2573F102 475 63574 SH SOLE 230 LTD ORD SOLE 63344 26 3475 SH OTHER 3475 COLUMN TOTALS 1860 AGGREGATE TOTAL 88822