0001628280-18-006899.txt : 20180517
0001628280-18-006899.hdr.sgml : 20180517
20180517153511
ACCESSION NUMBER: 0001628280-18-006899
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180517
DATE AS OF CHANGE: 20180517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALLIET JENNIFER
CENTRAL INDEX KEY: 0001640500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 18842839
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
4
1
wf-form4_152658569707611.xml
FORM 4
X0306
4
2018-05-15
0
0001077183
NEOGENOMICS INC
NEO
0001640500
BALLIET JENNIFER
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
33913
0
1
0
0
VP and Chief Culture Officer
Common Stock
2018-05-15
4
M
0
13000
4.78
A
13000
D
Common Stock
2018-05-15
4
S
0
6500
11.21
D
6500
D
Common Stock
2018-05-15
4
S
0
6500
11.26
D
0
D
Stock Option (Right to Buy)
4.78
2018-05-15
4
M
0
13000
0
D
2016-05-04
2020-05-04
Common Stock
13000.0
100000
D
Stock Option (Right to Buy)
7.15
2017-04-20
2021-04-20
Common Stock
50000.0
50000
D
Restricted Stock
0.0
2018-05-25
Common Stock
20000.0
20000
D
Stock Option (Right to Buy)
8.03
2019-02-26
2023-02-26
Common Stock
72500.0
72500
D
Stock Option (Right to Buy)
7.52
2018-04-28
2022-04-28
Common Stock
60000.0
60000
D
On May 4, 2015, Jennifer Balliet was granted 120,000 stock options,these options vest ratably over the first three anniversary dates of the grant date. On March 26, 2018, 7,000 of these options were exercised leaving a balance of 113,000 options.
On April 20, 2016, Jennifer Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
Restricted stock will vest as follows; 6,666 units will vest on May 25, 2018 and 6,667 units will vest on May 25, 2019 and 2020.
These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.
On February 26, 2018, Jennifer Balliet was granted 72,500 stock options which vested ratably over the first three anniversary dates of the grant date.
On April 28, 2017, Jennifer Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
/s/Jennifer Balliet
2018-05-17