0001628280-18-006899.txt : 20180517 0001628280-18-006899.hdr.sgml : 20180517 20180517153511 ACCESSION NUMBER: 0001628280-18-006899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLIET JENNIFER CENTRAL INDEX KEY: 0001640500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 18842839 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_152658569707611.xml FORM 4 X0306 4 2018-05-15 0 0001077183 NEOGENOMICS INC NEO 0001640500 BALLIET JENNIFER 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 VP and Chief Culture Officer Common Stock 2018-05-15 4 M 0 13000 4.78 A 13000 D Common Stock 2018-05-15 4 S 0 6500 11.21 D 6500 D Common Stock 2018-05-15 4 S 0 6500 11.26 D 0 D Stock Option (Right to Buy) 4.78 2018-05-15 4 M 0 13000 0 D 2016-05-04 2020-05-04 Common Stock 13000.0 100000 D Stock Option (Right to Buy) 7.15 2017-04-20 2021-04-20 Common Stock 50000.0 50000 D Restricted Stock 0.0 2018-05-25 Common Stock 20000.0 20000 D Stock Option (Right to Buy) 8.03 2019-02-26 2023-02-26 Common Stock 72500.0 72500 D Stock Option (Right to Buy) 7.52 2018-04-28 2022-04-28 Common Stock 60000.0 60000 D On May 4, 2015, Jennifer Balliet was granted 120,000 stock options,these options vest ratably over the first three anniversary dates of the grant date. On March 26, 2018, 7,000 of these options were exercised leaving a balance of 113,000 options. On April 20, 2016, Jennifer Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. Restricted stock will vest as follows; 6,666 units will vest on May 25, 2018 and 6,667 units will vest on May 25, 2019 and 2020. These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. On February 26, 2018, Jennifer Balliet was granted 72,500 stock options which vested ratably over the first three anniversary dates of the grant date. On April 28, 2017, Jennifer Balliet was granted 60,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. /s/Jennifer Balliet 2018-05-17