0001209191-16-138310.txt : 20160823 0001209191-16-138310.hdr.sgml : 20160823 20160823162822 ACCESSION NUMBER: 0001209191-16-138310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160819 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALBITAR MAHER CENTRAL INDEX KEY: 0001591950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 161847473 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: STE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-19 0 0001077183 NEOGENOMICS INC NEO 0001591950 ALBITAR MAHER 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 Chief Medical Officer Common Stock 63492 I Shares owned by Albitar Oncology Defined Benefit Plan Common Stock 2016-08-19 4 M 0 200000 1.43 A 263492 D Common Stock 2016-08-19 4 M 0 20000 3.45 A 283492 D Common Stock 2016-08-19 4 M 0 100000 4.78 A 383492 D Common Stock 2016-08-19 4 M 0 250000 1.43 A 633492 D Common Stock 2016-08-19 4 S 0 370000 8.23 D 263492 D Common Stock 2016-08-19 4 F 0 34625 8.26 D 228867 D Warrants (Right to Buy) 1.43 2016-08-19 4 X 0 200000 1.43 D 2014-05-09 2017-01-09 Common Stock 200000 0 D Stock Option (Right to Buy) 3.45 2016-08-19 4 X 0 20000 3.45 D 2015-03-05 2019-03-05 Common Stock 20000 10000 D Stock Option (Right to Buy) 4.78 2016-08-19 4 X 0 100000 4.78 D 2016-05-05 2020-05-05 Common Stock 100000 200000 D Stock Option (Right to Buy) 1.43 2016-08-19 4 X 0 250000 1.43 D 2013-01-09 2017-01-09 Common Stock 250000 0 D Stock Option (Right to Buy) 7.15 2017-04-20 2021-04-20 Common Stock 200000 200000 D Shares withheld by NeoGenomics, Inc. to satisfy the cost of shares in connection with the August 19, 2016 warrant exercise. Closing stock price on date of exercise, August 19, 2016. These warrants were issued to Dr. Albitar upon the start of his service to the Company and vest upon the achievement of certain milestones. On March 5, 2014 Dr. Albitar was granted 30,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. On May 5, 2015 Dr. Albitar was granted 300,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. These stock options were granted upon the start of Dr. Albitar's service to the Company and vest ratably over each of his first four anniversaries with the Company. On April 20, 2016, Dr. Albitar was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. /s/ Maher Albitar 2016-08-23