0001209191-16-138310.txt : 20160823
0001209191-16-138310.hdr.sgml : 20160823
20160823162822
ACCESSION NUMBER: 0001209191-16-138310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160819
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALBITAR MAHER
CENTRAL INDEX KEY: 0001591950
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 161847473
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: STE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-19
0
0001077183
NEOGENOMICS INC
NEO
0001591950
ALBITAR MAHER
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
33913
0
1
0
0
Chief Medical Officer
Common Stock
63492
I
Shares owned by Albitar Oncology Defined Benefit Plan
Common Stock
2016-08-19
4
M
0
200000
1.43
A
263492
D
Common Stock
2016-08-19
4
M
0
20000
3.45
A
283492
D
Common Stock
2016-08-19
4
M
0
100000
4.78
A
383492
D
Common Stock
2016-08-19
4
M
0
250000
1.43
A
633492
D
Common Stock
2016-08-19
4
S
0
370000
8.23
D
263492
D
Common Stock
2016-08-19
4
F
0
34625
8.26
D
228867
D
Warrants (Right to Buy)
1.43
2016-08-19
4
X
0
200000
1.43
D
2014-05-09
2017-01-09
Common Stock
200000
0
D
Stock Option (Right to Buy)
3.45
2016-08-19
4
X
0
20000
3.45
D
2015-03-05
2019-03-05
Common Stock
20000
10000
D
Stock Option (Right to Buy)
4.78
2016-08-19
4
X
0
100000
4.78
D
2016-05-05
2020-05-05
Common Stock
100000
200000
D
Stock Option (Right to Buy)
1.43
2016-08-19
4
X
0
250000
1.43
D
2013-01-09
2017-01-09
Common Stock
250000
0
D
Stock Option (Right to Buy)
7.15
2017-04-20
2021-04-20
Common Stock
200000
200000
D
Shares withheld by NeoGenomics, Inc. to satisfy the cost of shares in connection with the August 19, 2016 warrant exercise.
Closing stock price on date of exercise, August 19, 2016.
These warrants were issued to Dr. Albitar upon the start of his service to the Company and vest upon the achievement of certain milestones.
On March 5, 2014 Dr. Albitar was granted 30,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On May 5, 2015 Dr. Albitar was granted 300,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
These stock options were granted upon the start of Dr. Albitar's service to the Company and vest ratably over each of his first four anniversaries with the Company.
On April 20, 2016, Dr. Albitar was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
/s/ Maher Albitar
2016-08-23