0001144204-11-059663.txt : 20111027 0001144204-11-059663.hdr.sgml : 20111027 20111027112406 ACCESSION NUMBER: 0001144204-11-059663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111026 FILED AS OF DATE: 20111027 DATE AS OF CHANGE: 20111027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARDOZA GEORGE CENTRAL INDEX KEY: 0001518734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54384 FILM NUMBER: 111160888 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 1726 MEDICAL BOULEVARD, SUITE 201 STREET 2: SUITE 201 CITY: NAPLES STATE: FL ZIP: 34108 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 form445266_20111027112400-.xml X0304 4 2011-10-26 0 0001077183 NEOGENOMICS INC NGNM.OB 0001518734 CARDOZA GEORGE C/O NEOGENOMICS, INC. 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 0 1 0 0 CFO Common Stock 2011-10-26 4 P 0 3000 1.21 A 41676 D Common Stock 20000 I Trust by Self Stock options (Right to Buy) 1.55 2010-11-30 2014-11-30 Common Stock 150000 0 D Stock options (Right to Buy) 1.46 2012-04-14 2016-04-14 Common Stock 100000 0 D The amount includes exempt purchases made under the Company's stock purchase plan. On November 30, 2009 Mr. Cardoza was granted an option to purchase 150,000 shares. The options were all time based and vest ratable over each of Mr. Cardoza's first four anniversaries with the Company. On April 14, 2011 Mr. Cardoza was granted an option to purchase 100,000 shares. 75% of these options vest ratably at the first three anniversary dates of the grant and 25% of the options are performance based. /s/ George Cardoza 2011-10-27