0001077183-23-000052.txt : 20230515
0001077183-23-000052.hdr.sgml : 20230515
20230515170611
ACCESSION NUMBER: 0001077183-23-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230511
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stone Warren
CENTRAL INDEX KEY: 0001955295
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 23924088
MAIL ADDRESS:
STREET 1: 9490 NEOGENOMICS WAY
CITY: FORT MYERS
STATE: FL
ZIP: 33912
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9490 NEOGENOMICS WAY
CITY: FORT MYERS
STATE: FL
ZIP: 33912
BUSINESS PHONE: 2397680600
MAIL ADDRESS:
STREET 1: 9490 NEOGENOMICS WAY
CITY: FORT MYERS
STATE: FL
ZIP: 33912
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
4
1
wf-form4_168418475762442.xml
FORM 4
X0407
4
2023-05-11
0
0001077183
NEOGENOMICS INC
NEO
0001955295
Stone Warren
9490 NEOGENOMICS WAY
FORT MYERS
FL
33912
0
1
0
0
President, Clinical Services
0
Common Stock
89206
D
Stock Option (Right to Buy)
11.21
2029-12-01
Common Stock
166113.0
166113
D
Stock Option (Right to Buy)
19.65
2023-05-11
4
A
0
53969
0
A
2030-05-11
Common Stock
53969.0
53969
D
Restricted Stock Unit
0.0
2023-05-11
4
A
0
28838
0
A
Common Stock
28838.0
28838
D
Performance Stock Unit
0.0
2023-05-11
4
A
0
21204
0
A
2026-05-11
Common Stock
21204.0
21204
D
On December 1, 2022, Mr. Stone was granted 166,113 stock options. These options vest ratably over the first four anniversary dates of the grant date.
On May 11, 2023, Mr. Stone was granted 53,969 stock options. These options vest ratably over the first three anniversary dates of the grant date.
On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date.
Once vested, the shares of common stock are not subject to expiration.
On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company.
/s/ Ali Olivo, Attorney-in-Fact
2023-05-15