0001077183-23-000052.txt : 20230515 0001077183-23-000052.hdr.sgml : 20230515 20230515170611 ACCESSION NUMBER: 0001077183-23-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230511 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stone Warren CENTRAL INDEX KEY: 0001955295 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 23924088 MAIL ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 BUSINESS PHONE: 2397680600 MAIL ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_168418475762442.xml FORM 4 X0407 4 2023-05-11 0 0001077183 NEOGENOMICS INC NEO 0001955295 Stone Warren 9490 NEOGENOMICS WAY FORT MYERS FL 33912 0 1 0 0 President, Clinical Services 0 Common Stock 89206 D Stock Option (Right to Buy) 11.21 2029-12-01 Common Stock 166113.0 166113 D Stock Option (Right to Buy) 19.65 2023-05-11 4 A 0 53969 0 A 2030-05-11 Common Stock 53969.0 53969 D Restricted Stock Unit 0.0 2023-05-11 4 A 0 28838 0 A Common Stock 28838.0 28838 D Performance Stock Unit 0.0 2023-05-11 4 A 0 21204 0 A 2026-05-11 Common Stock 21204.0 21204 D On December 1, 2022, Mr. Stone was granted 166,113 stock options. These options vest ratably over the first four anniversary dates of the grant date. On May 11, 2023, Mr. Stone was granted 53,969 stock options. These options vest ratably over the first three anniversary dates of the grant date. On May 11, 2023, Mr. Stone was granted 28,838 restricted stock units. These restricted stock units vest ratably over the first three anniversary dates of the grant date. Once vested, the shares of common stock are not subject to expiration. On May 11, 2023, Mr. Stone was granted 21,204 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is 31,806. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at the applicable measurement dates, subject to continued service with the Company. /s/ Ali Olivo, Attorney-in-Fact 2023-05-15