0001077183-23-000032.txt : 20230503 0001077183-23-000032.hdr.sgml : 20230503 20230503165946 ACCESSION NUMBER: 0001077183-23-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Olivo Alicia C CENTRAL INDEX KEY: 0001951869 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 23885149 MAIL ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 BUSINESS PHONE: 2397680600 MAIL ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_168314757102888.xml FORM 4 X0407 4 2023-05-01 0 0001077183 NEOGENOMICS INC NEO 0001951869 Olivo Alicia C 9490 NEOGENOMICS WAY FORT MYERS FL 33912 0 1 0 0 General Counsel 0 Common Stock 2023-05-01 4 F 0 662 0 D 40694 D Stock Option (Right to Buy) 19.12 2026-09-30 Common Stock 1046.0 1046 D Stock Option (Right to Buy) 27.34 2027-05-01 Common Stock 1024.0 1024 D Stock Option (Right to Buy) 48.99 2028-05-01 Common Stock 516.0 516 D Stock Option (Right to Buy) 46.1 2028-08-01 Common Stock 1117.0 1117 D Stock Option (Right to Buy) 9.45 2029-05-01 Common Stock 22222.0 22222 D Stock Option (Right to Buy) 10.05 2029-09-01 Common Stock 55332.0 55332 D Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the May 1, 2023 vesting of restricted stock. This balance includes 357 shares that were acquired pursuant to NeoGenomics's Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3. On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vest ratably over the first four anniversary dates of the grant date. On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date. On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date. On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date. On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date. On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date. /s/ Alicia C. Olivo 2023-05-03