0001077183-21-000276.txt : 20211230 0001077183-21-000276.hdr.sgml : 20211230 20211230180423 ACCESSION NUMBER: 0001077183-21-000276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211230 FILED AS OF DATE: 20211230 DATE AS OF CHANGE: 20211230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKenzie Kathryn B CENTRAL INDEX KEY: 0001720001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 211533927 MAIL ADDRESS: STREET 1: 12780 WESTLINKS DRIVE CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 BUSINESS PHONE: 2397680600 MAIL ADDRESS: STREET 1: 9490 NEOGENOMICS WAY CITY: FORT MYERS STATE: FL ZIP: 33912 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 wf-form4_164090544806977.xml FORM 4 X0306 4 2021-12-30 0 0001077183 NEOGENOMICS INC NEO 0001720001 McKenzie Kathryn B 9490 NEOGENOMICS WAY FORT MYERS FL 33912 0 1 0 0 Chief Financial Officer Common Stock 2021-12-30 4 A 0 30572 0 A 47261 D Stock Option (Right to Buy) 9.07 2022-10-18 Common Stock 20000.0 20000 D Stock Option (Right to Buy) 8.03 2023-02-26 Common Stock 40000.0 40000 D Stock Option (Right to Buy) 19.6 2024-03-01 Common Stock 13894.0 13894 D Stock Option (Right to Buy) 28.33 2027-03-02 Common Stock 37514.0 37514 D Stock Option (Right to Buy) 53.17 2028-03-02 Common Stock 35171.0 35171 D On December 30, 2021, Ms. McKenzie was granted 30,572 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022. On October 17, 2017, Ms. McKenzie was granted 25,000 stock options. These options vested ratably over the first three anniversary dates of the grant date. On February 26, 2018, Ms. McKenzie was granted 48,000 stock options. These options vested ratably over the first three anniversary dates of the grant date. On March 1, 2019, Ms. McKenzie was granted 13,894 stock options. These options vest ratably over the first four anniversary dates of the grant date. On March 2, 2020, Ms. McKenzie was granted 37,514 stock options. These options vest ratably over the first four anniversary dates of the grant date. On March 2, 2021, Ms. McKenzie was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date. /s/ Kathryn B McKenzie 2021-12-30