| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
GSI LUMONICS INC [ GSLI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/30/2004 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 06/30/2004 | M | 11,000 | A | $4.38 | 11,000 | D | |||
| Common Stock | 06/30/2004 | S(1) | 11,000 | D | $16.5 | 0 | D | |||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (right to buy) | $7.424 | 09/18/1996 | A | 2,694 | (2) | 09/18/2006 | Common Stock | 2,694 | $7.424 | 2,694 | D | ||||
| Employee Stock Option (right to buy) | $9.929 | 06/04/1997 | A | 4,983 | (3) | 06/04/2007 | Commons Stock | 4,983 | $9.929 | 4,983 | D | ||||
| Employee Stock Option (right to buy) | $14.662 | 03/11/1998 | A | 13,470 | (4) | 03/11/2008 | Common Stock | 13,470 | $14.662 | 13,470 | D | ||||
| Employee Stock Option (right to buy) | $14.662 | 03/11/1998 | A | 9,428 | (5) | 03/11/2008 | Common Stock | 9,428 | $14.662 | 9,428 | D | ||||
| Employee Stock Option (right to buy) | $4.454 | 12/04/1998 | A | 16,164 | (6) | 12/04/2008 | Common Stock | 16,164 | $4.454 | 16,164 | D | ||||
| Employe Stock Option (right to buy) | $4.38 | 06/30/2004 | M | 11,000 | (7) | 08/11/2005 | Common Stock | 11,000 | $4.38 | 3,500 | D | ||||
| Employee Stock Option (right to buy) | $19.375 | 09/22/2000 | A | 20,000 | (8) | 09/22/2006 | Common Stock | 20,000 | $19.375 | 20,000 | D | ||||
| Employee Stock Option (right to buy) | $8.93 | 04/17/2001 | A | 50,000 | (9) | 04/17/2007 | Common Stock | 50,000 | $8.93 | 50,000 | D | ||||
| Employee Stock Option (right to buy) | $8.35 | 02/26/2002 | A | 15,000 | (10) | 02/26/2008 | Common Stock | 15,000 | $8.35 | 15,000 | D | ||||
| Employee Stock Option (right to buy) | $8.35 | 02/26/2002 | A | 5,000 | (11) | 02/26/2008 | Common Stock | 5,000 | $8.35 | 5,000 | D | ||||
| Explanation of Responses: |
| 1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 19, 2004. |
| 2. The option is exercisable in five equal annual installments beginning September 18, 1997. |
| 3. The option is exercisable in five equal annual installments beginning June 4, 1998. |
| 4. The option is exercisable in five equal annual installments beginning March 11, 1999. |
| 5. The option is exercisable on March 11, 1999. |
| 6. The option is exercisable in five equal annual installments beginning December 4, 1999. |
| 7. The option vested in four equal installments on August 11, 2000, 2001, 2002, and 2003. |
| 8. The option is exercisable in four equal annual installments beginning September 22, 2001. |
| 9. The option is exercisable in four equal annual installments beginning April 17, 2002. |
| 10. The option is exercisable in three equal annual installments beginning February 26, 2003. |
| 11. The option is exercisable in four equal annual installments beginning February 26, 2003. |
| Remarks: |
| Tamblyn Ghanem, Attorney-in-fact for Linda Palmer | 07/02/2004 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||