EX-1.01 2 exh1012018sdconflictminera.htm EXHIBIT 1.01 Exhibit


Exhibit 1.01

Winnebago Industries, Inc.
Conflict Minerals Report
For the Year Ended December 31, 2018

The "Company," "Winnebago Industries," "we," "our," and "us" are used interchangeably to refer to Winnebago Industries, Inc. and its subsidiaries, Winnebago of Indiana, LLC and Grand Design RV, LLC, as appropriate in this context.

This Conflict Minerals Report of Winnebago Industries, Inc. for calendar year 2018 is presented in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “1934 Act”). Please refer to Rule 13p-1, Form SD and the 1934 Act Release No. 34-67716 for definitions to the terms used in this Report, unless otherwise defined herein.

Winnebago Industries, a manufacturer of recreation vehicles, has determined that its products were manufactured with tin, tantalum, tungsten, and gold, which were necessary for the functionality of such products. In accordance with Rule 13p-1, Winnebago Industries performed due diligence as noted below to determine the conflict minerals’ status of the necessary conflict minerals used in its product manufacturing.

Overview of Conflict Minerals Program and Reasonable Country of Origin Inquiry

We have structured compliance efforts internally to support supply chain due diligence. Winnebago Industries has developed a team responsible for the conflict minerals program. The team reports to the General Counsel.
We have established a system of controls and supply chain transparency through the adoption and use of due diligence tools created by the Electronic Industry Citizenship Coalition and the Global e-Sustainability Initiative (“EICC/GeSI”). This included the use of the Conflict Minerals Reporting Template (“CMRT”), a supply-chain survey.
We have conducted a supply chain survey of our largest suppliers that potentially provided parts and materials containing conflict minerals. The survey requested suppliers to identify smelters and refiners, using the CMRT. As a downstream manufacturer, we rely on our vendors to provide the origins of all of our conflict minerals, including the location of the smelter, mine, or transit route of the minerals.

Design of Due Diligence

We have reviewed our suppliers and sourcing decisions, and integrated into our management programs the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Second Edition (“OECD Framework”), an internationally-recognized due diligence framework. Winnebago Industries communicated to applicable suppliers, our efforts to comply with Rule 13p-1.

Description of Due Diligence Measures Performed

We have included a summary below of the description of the measures performed to exercise due diligence on the source and chain of custody of the necessary conflict minerals contained in our products, which may have originated from the Covered Countries and may not have come from recycled or scrap sources:

We evaluated survey responses to identify: (i) the use and source of Conflict Minerals, and; (ii) any indicators that Conflict Minerals may have come from the Democratic Republic of the Congo or an Adjoining Country.
We compared smelters and refiners identified by the supply chain survey against the list of smelters and refiners that are compliant with the Responsible Minerals Assurance Process assessment protocols (“RMAP”) formerly known as Conflict Free Smelter Program.
We made additional inquiries on a case-by-case basis if smelter and refinery information was deemed inconsistent, inaccurate, or incomplete.
The status of risk mitigation efforts was summarized and provided to Winnebago Industries’ management.
Our conflict minerals compliance results are reported annually to the SEC and are made publicly available on our website.

Product Determination

All products manufactured by Winnebago Industries are deemed to contain conflict minerals only when necessary to the products’ functionality. We produce products that include motorhomes, touring coaches, travel trailers, and fifth wheel trailers, as well as supporting RV products. Based on the surveys provided and notifications that our suppliers’ diligence efforts were incomplete, we do not have sufficient information to conclusively determine all smelters or refiners or Countries of Origin of the conflict minerals. However, based on the data provided by the Reasonable Country of Origin Inquiry, this information has been listed in Annex I. The majority of our suppliers reported conflict minerals’ use at the company level, not at the product level. As such, we cannot definitively state whether these conflict minerals were included in the products supplied to Winnebago or

1



further validate that these smelters or refiners exist in our supply chain.

Future Due Diligence

There were numerous suppliers that did not provide a listing of smelters and refiners used, and an additional group of suppliers that did not provide a response to our survey. In our efforts to obtain timely and accurate information from our supply chain, we intend to execute the following:

Continue to assess the presence of conflict minerals in our supply chain.
Clearly communicate expectations with newly contracted and delinquent suppliers.
Continue to improve our risk mitigation strategy.
Continue to encourage our direct suppliers to assess their supply chain risks.
Continue to encourage our direct suppliers to provide complete and accurate information.

As we progress, we expect that transparency in our supply chain will increase, which will allow for more accurate and detailed levels of risk assessment within our supply chain.

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Annex I
Metal
Smelter Name
Smelter Country
Gold
L'Orfebre S.A.
ANDORRA
Gold
Morris and Watson Gold Coast
AUSTRALIA
Gold
Nyrstar Metals
AUSTRALIA
Gold
Tongling Nonferrous Metals Group Co., Ltd.
AUSTRALIA
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
Gold
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
AUSTRIA
Gold
Tony Goetz NV
BELGIUM
Gold
Umicore S.A. Business Unit Precious Metals Refining
BELGIUM
Gold
AngloGold Ashanti Corrego do Sitio Mineracao
BRAZIL
Gold
House of Currency of Brazil (Casa da Moeda do Brazil)
BRAZIL
Gold
Marsam Metals
BRAZIL
Gold
Nyrstar Metals
BRAZIL
Gold
Umicore Brasil Ltda.
BRAZIL
Gold
Asahi Refining Canada Ltd.
CANADA
Gold
CCR Refinery - Glencore Canada Corporation
CANADA
Gold
Royal Canadian Mint
CANADA
Gold
Codelco - Ventanas Smelter & Refinery
CHILE
Gold
Planta Recuperadora de Metales SpA
CHILE
Gold
Acade Noble Metal (Zhao Yuan) Corporation
CHINA
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
CHINA
Gold
Baiyin Nonferrous Metals Corporation (BNMC)
CHINA
Gold
Chang Cheng Gold And Silver Refinery Co., Ltd.
CHINA
Gold
China Gold International Resources Corp. Ltd.
CHINA
Gold
China GoldDeal Investment Co., Ltd.
CHINA
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
Gold
GCC Gujrat Gold Centre Pvt. Ltd.
CHINA
Gold
Gold Refinery of Zijin Mining Group Co., Ltd.
CHINA
Gold
Great Wall Precious Metals Co., Ltd. of CBPM
CHINA
Gold
Guangdong Hua Jian Trade Co., Ltd.
CHINA
Gold
Guangdong Jinding Gold Limited
CHINA
Gold
Guangdong Jinxian Gaoxin Cai Liao Gong Si
CHINA
Gold
Guangdong macro jin precious metal smelting
CHINA
Gold
Guixi Smelter
CHINA
Gold
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
CHINA
Gold
Hang Seng Technology
CHINA
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
Gold
Henan Province Sanmenxia City Gold Smelter
CHINA
Gold
Henan Yuguang Gold & Lead Co., Ltd.
CHINA
Gold
Heraeus Metals Hong Kong Ltd.
CHINA
Gold
Hetai Gold Mineral Guangdong Co., Ltd.
CHINA
Gold
Hop Hing electroplating factory Zhejiang
CHINA
Gold
Hunan Chenzhou Mining Co., Ltd.
CHINA
Gold
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
CHINA
Gold
Hung Cheong Metal Manufacturing Limited
CHINA
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
CHINA
Gold
Jiangxi Copper Co., Ltd.
CHINA

3



Metal
Smelter Name
Smelter Country
Gold
Jin Jinyin Refining Co., Ltd.
CHINA
Gold
Jinlong Copper Co., Ltd.
CHINA
Gold
Johnson Matthey HongKong Ltd.
CHINA
Gold
LiBaoJia
CHINA
Gold
Lingbao Gold Co., Ltd.
CHINA
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
CHINA
Gold
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
CHINA
Gold
Metalor Technologies (Hong Kong) Ltd.
CHINA
Gold
Metalor Technologies (Suzhou) Ltd.
CHINA
Gold
Penglai Penggang Gold Industry Co., Ltd.
CHINA
Gold
Realized the enterprise Co., Ltd.
CHINA
Gold
Refinery of Seemine Gold Co., Ltd.
CHINA
Gold
Shan Dong Huangjin
CHINA
Gold
Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.
CHINA
Gold
Shandon Jin Jinyin Refining Limited
CHINA
Gold
Shandong GUODA gold Co.,Ltd.
CHINA
Gold
Shandong Hengbang Smelter Co., Ltd.
CHINA
Gold
Shandong Humon Smelting Co., Ltd.
CHINA
Gold
Shandong penglai gold smelter
CHINA
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
CHINA
Gold
Shandong Yanggu Xiangguang Co., Ltd.
CHINA
Gold
Shandong Zhaojin Gold & Silver Refinery Co. Ltd.
CHINA
Gold
Shangdong Humon Smelting Co., Ltd.
CHINA
Gold
Shanghai Gold Group Co., Ltd.
CHINA
Gold
Shenzhen Heng Zhong Industry Co., Ltd.
CHINA
Gold
Shenzhen Kuril company
CHINA
Gold
Shenzhen Zhonghenglong Real Industry Co., Ltd.
CHINA
Gold
Sichuan Tianze Precious Metals Co., Ltd.
CHINA
Gold
Sino-Platinum Metals Co., Ltd.
CHINA
Gold
Super Dragon Technology Co., Ltd.
CHINA
Gold
SuZhou ShenChuang recycling Ltd.
CHINA
Gold
Taizhou Xin Hong Kong electronic material limited company
CHINA
Gold
The Refinery of Shandong Gold Mining Co., Ltd.
CHINA
Gold
The Swiss METALOR Group
CHINA
Gold
Tongling Nonferrous Metals Group Co., Ltd.
CHINA
Gold
Viagra Di precious metals (Zhaoyuan) Co., Ltd.
CHINA
Gold
Wuzhong Group
CHINA
Gold
Xiamen JInbo Metal Co., Ltd.
CHINA
Gold
Yantai Guodasafina High-Tech Environmental Refinery Co., Ltd.
CHINA
Gold
Yunnan Copper Industry Co., Ltd.
CHINA
Gold
Yunnan Gold Mining Group Co., Ltd. (YGMG)
CHINA
Gold
Zhaojun Maifu
CHINA
Gold
Zhaoyuan Li Fu Industrial
CHINA
Gold
Zhaoyuan Lifushiye Co., Ltd.
CHINA
Gold
Zhe Jiang Guang Yuan Noble Metal Smelting Factory
CHINA
Gold
Zhongkuang Gold Industry Co., Ltd.
CHINA
Gold
Zhongshan Hyper-Toxic Substance Monopolized Co., Ltd.
CHINA

4



Metal
Smelter Name
Smelter Country
Gold
Zhongshan Poison Material Proprietary Co., Ltd.
CHINA
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
Gold
Zhuhai toxic materials Monopoly Ltd.
CHINA
Gold
Zhuzhou Smelting Group Co., Ltd.
CHINA
Gold
Zijian Kuang Ye Refinery
CHINA
Gold
SAFINA A.S.
CZECH REPUBLIC
Gold
SAAMP
FRANCE
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
Gold
Aurubis AG
GERMANY
Gold
Bauer Walser AG
GERMANY
Gold
C. Hafner GmbH + Co. KG
GERMANY
Gold
Degussa Sonne / Mond Goldhandel GmbH
GERMANY
Gold
DODUCO Contacts and Refining GmbH
GERMANY
Gold
Heimerle + Meule GmbH
GERMANY
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
Gold
SAXONIA Edelmetalle GmbH
GERMANY
Gold
WIELAND Edelmetalle GmbH
GERMANY
Gold
Bangalore Refinery
INDIA
Gold
GCC Gujrat Gold Centre Pvt. Ltd.
INDIA
Gold
Gujarat Bullion Refinery
INDIA
Gold
MMTC-PAMP India Pvt., Ltd.
INDIA
Gold
Sai Refinery
INDIA
Gold
The Hutti Gold Mines Co., Ltd.
INDIA
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
Gold
PT Timah
INDONESIA
Gold
8853 S.p.A.
ITALY
Gold
Chimet S.p.A.
ITALY
Gold
Faggi Enrico S.p.A.
ITALY
Gold
Italpreziosi
ITALY
Gold
Safimet S.p.A
ITALY
Gold
T.C.A S.p.A
ITALY
Gold
Aida Chemical Industries Co., Ltd.
JAPAN
Gold
Asahi Pretec Corp.
JAPAN
Gold
Asaka Riken Co., Ltd.
JAPAN
Gold
Chugai Mining
JAPAN
Gold
Dowa
JAPAN
Gold
Eco-System Recycling Co., Ltd.
JAPAN
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
Gold
Japan Mint
JAPAN
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
Gold
Kojima Chemicals Co., Ltd.
JAPAN
Gold
Kosak Seiren
JAPAN
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
Gold
Mitsubishi Materials Corporation
JAPAN
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Gold
Nihon Material Co., Ltd.
JAPAN
Gold
Nohon Material Corporation
JAPAN

5



Metal
Smelter Name
Smelter Country
Gold
Ohura Precious Metal Industry Co., Ltd.
JAPAN
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
Gold
Tokuriki Honten Co., Ltd.
JAPAN
Gold
Yamakin Co., Ltd.
JAPAN
Gold
Yokohama Metal Co., Ltd.
JAPAN
Gold
Yunnan Copper Industry Co., Ltd.
JAPAN
Gold
Aktyubinsk Copper Company TOO
KAZAKHSTAN
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
KAZAKHSTAN
Gold
Kazakhmys Smelting LLC
KAZAKHSTAN
Gold
Kazzinc
KAZAKHSTAN
Gold
TOO Tau-Ken-Altyn
KAZAKHSTAN
Gold
DaeryongENC
KOREA, REPUBLIC OF
Gold
Daejin Indus Co., Ltd.
KOREA, REPUBLIC OF
Gold
DS PRETECH Co., Ltd.
KOREA, REPUBLIC OF
Gold
DSC (Do Sung Corporation)
KOREA, REPUBLIC OF
Gold
HeeSung Metal Ltd.
KOREA, REPUBLIC OF
Gold
Hunan Chenzhou Mining Co., Ltd.
KOREA, REPUBLIC OF
Gold
HwaSeong CJ Co., Ltd.
KOREA, REPUBLIC OF
Gold
Korea Metal Co., Ltd.
KOREA, REPUBLIC OF
Gold
Korea Zinc Co., Ltd.
KOREA, REPUBLIC OF
Gold
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
KOREA, REPUBLIC OF
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
Gold
NH Recytech Company
KOREA, REPUBLIC OF
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
Gold
Samwon Metals Corp.
KOREA, REPUBLIC OF
Gold
SungEel HiMetal Co., Ltd.
KOREA, REPUBLIC OF
Gold
Torecom
KOREA, REPUBLIC OF
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
Gold
State Research Institute Center for Physical Sciences and Technology
LITHUANIA
Gold
Metahub Industries Sdn. Bhd.
MALAYSIA
Gold
Modeltech Sdn Bhd
MALAYSIA
Gold
Caridad
MEXICO
Gold
Metalurgica Met-Mex Penoles S.A. De C.V.
MEXICO
Gold
Remondis Argentia B.V.
NETHERLANDS
Gold
Schone Edelmetaal B.V.
NETHERLANDS
Gold
Morris and Watson
NEW ZEALAND
Gold
K.A. Rasmussen
NORWAY
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
Gold
KGHM Polska Miedz Spolka Akcyjna
POLAND
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
Gold
Kyshtym Copper-Electrolytic Plant ZAO
RUSSIAN FEDERATION
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
Gold
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
RUSSIAN FEDERATION
Gold
OJSC Novosibirsk Refinery
RUSSIAN FEDERATION

6



Metal
Smelter Name
Smelter Country
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
Gold
L'azurde Company For Jewelry
SAUDI ARABIA
Gold
Metalor Technologies (Singapore) Pte., Ltd.
SINGAPORE
Gold
AU Traders and Refiners
SOUTH AFRICA
Gold
Harmony Gold Mining
SOUTH AFRICA
Gold
Rand Refinery (Pty) Ltd.
SOUTH AFRICA
Gold
SEMPSA Joyeria Plateria S.A.
SPAIN
Gold
Sudan Gold Refinery
SUDAN
Gold
Boliden AB
SWEDEN
Gold
Argor-Heraeus S.A.
SWITZERLAND
Gold
Cendres + Metaux S.A.
SWITZERLAND
Gold
Metalor Technologies S.A.
SWITZERLAND
Gold
PAMP S.A.
SWITZERLAND
Gold
PX Precinox S.A.
SWITZERLAND
Gold
Valcambi S.A.
SWITZERLAND
Gold
Singway Technology Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Gold
Solar Applied Materials Technology Corp.
TAIWAN, PROVINCE OF CHINA
Gold
Suntain Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Gold
Tsai Brother industries
TAIWAN, PROVINCE OF CHINA
Gold
WAM Technologies Taiwan Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Gold
Hunan Chenzhou Mining Co., Ltd.
THAILAND
Gold
Umicore Precious Metals Thailand
THAILAND
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
Gold
Istanbul Gold Refinery
TURKEY
Gold
Nadir Metal Rafineri San. Ve Tic. A.S.
TURKEY
Gold
African Gold Refinery
UGANDA
Gold
Al Etihad Gold LLC
UNITED ARAB EMIRATES
Gold
ARY Aurum Plus
UNITED ARAB EMIRATES
Gold
Emirates Gold DMCC
UNITED ARAB EMIRATES
Gold
Kaloti Precious Metals
UNITED ARAB EMIRATES
Gold
MCP Mining & Chemical Products Ltd. UK
UNITED KINGDOM
Gold
Abington Reldan Metals, LLC
UNITED STATES OF AMERICA
Gold
Advanced Chemical Company
UNITED STATES OF AMERICA
Gold
Asahi Refining USA Inc.
UNITED STATES OF AMERICA
Gold
AURA-II
UNITED STATES OF AMERICA
Gold
Colt Refining, Inc.
UNITED STATES OF AMERICA
Gold
Elemetal Refining, LLC
UNITED STATES OF AMERICA
Gold
Geib Refining Corporation
UNITED STATES OF AMERICA
Gold
JM USA
UNITED STATES OF AMERICA
Gold
Kennecott Utah Copper LLC
UNITED STATES OF AMERICA
Gold
Materion
UNITED STATES OF AMERICA
Gold
Metalor USA Refining Corporation
UNITED STATES OF AMERICA
Gold
Nyrstar Metals
UNITED STATES OF AMERICA
Gold
Pease & Curren
UNITED STATES OF AMERICA
Gold
Precious Metals Sales Corp.
UNITED STATES OF AMERICA
Gold
QG Refining, LLC
UNITED STATES OF AMERICA

7



Metal
Smelter Name
Smelter Country
Gold
Republic Metals Corporation
UNITED STATES OF AMERICA
Gold
Rio Tinto Group
UNITED STATES OF AMERICA
Gold
Sabin Metal Corp.
UNITED STATES OF AMERICA
Gold
So Accurate Group, Inc.
UNITED STATES OF AMERICA
Gold
United Precious Metal Refining, Inc.
UNITED STATES OF AMERICA
Gold
Williams Gold Refining Co., Inc.
UNITED STATES OF AMERICA
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
Gold
Universal Precious Metals Refining Zambia
ZAMBIA
Gold
Fidelity Printers and Refiners Ltd.
ZIMBABWE
Tantalum
Plansee
AUSTRIA
Tantalum
Plansee SE Liezen
AUSTRIA
Tantalum
Plansee SE Reutte
AUSTRIA
Tantalum
AMG (Advanced Metallurgical Group)
BRAZIL
Tantalum
LSM Brasil S.A.
BRAZIL
Tantalum
Mineracao Taboca S.A.
BRAZIL
Tantalum
Resind Industria e Comercio Ltda.
BRAZIL
Tantalum
Anhui Herrman Impex Co., Ltd.
CHINA
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
Tantalum
Duoluoshan
CHINA
Tantalum
F&X Electro-Materials Ltd.
CHINA
Tantalum
FIR Metals & Resource Ltd.
CHINA
Tantalum
Guangdong Rising Rare Metals-EO Materials Ltd.
CHINA
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
Tantalum
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
CHINA
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
Tantalum
Hunan Chenzhou Mining Co., Ltd.
CHINA
Tantalum
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
Jiangxi Tuohong New Raw Material
CHINA
Tantalum
Jiujiang Janny New Material Co., Ltd.
CHINA
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
King-Tan Tantalum Industry Ltd.
CHINA
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
CHINA
Tantalum
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.
CHINA
Tantalum
Shanghai Jiangxi Metals Co., Ltd.
CHINA
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
CHINA
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
CHINA
Tantalum
Zhuzhou Cemented Carbide Group Co., Ltd.
CHINA
Tantalum
NPM Silmet AS
ESTONIA
Tantalum
H.C. Starck GmbH Laufenburg
GERMANY
Tantalum
H.C. Starck Group
GERMANY
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
Tantalum
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Tantalum
H.C. Starck Tantalum and Niobium GmbH
GERMANY
Tantalum
Metallurgical Products India Pvt., Ltd.
INDIA

8



Metal
Smelter Name
Smelter Country
Tantalum
Asaka Riken Co., Ltd.
JAPAN
Tantalum
Global Advanced Metals Aizu
JAPAN
Tantalum
H.C. Starck Ltd.
JAPAN
Tantalum
Mitsui Mining and Smelting Co., Ltd.
JAPAN
Tantalum
Taki Chemical Co., Ltd.
JAPAN
Tantalum
Ulba Metallurgical Plant JSC
KAZAKHSTAN
Tantalum
Power Resources Ltd.
MACEDONIA
Tantalum
KEMET Blue Metals
MEXICO
Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
Tantalum
Tantalite Resources (Pty) Ltd.
SOUTH AFRICA
Tantalum
H.C. Starck Co., Ltd.
THAILAND
Tantalum
Avon Specialty Metals Ltd.
UNITED KINGDOM
Tantalum
Advanced Metallurgical Group N.V. (AMG)
UNITED STATES OF AMERICA
Tantalum
D Block Metals, LLC
UNITED STATES OF AMERICA
Tantalum
E.S.R. Electronics
UNITED STATES OF AMERICA
Tantalum
Exotech Inc.
UNITED STATES OF AMERICA
Tantalum
Global Advanced Metals
UNITED STATES OF AMERICA
Tantalum
Global Advanced Metals Boyertown
UNITED STATES OF AMERICA
Tantalum
H.C. Starck Inc.
UNITED STATES OF AMERICA
Tantalum
Hi-Temp Specialty Metals, Inc.
UNITED STATES OF AMERICA
Tantalum
KEMET Blue Powder
UNITED STATES OF AMERICA
Tantalum
PM Kalco Inc.
UNITED STATES OF AMERICA
Tantalum
QuantumClean
UNITED STATES OF AMERICA
Tantalum
Sabin Metal Corp.
UNITED STATES OF AMERICA
Tantalum
Telex Metals
UNITED STATES OF AMERICA
Tantalum
Tranzact, Inc.
UNITED STATES OF AMERICA
Tin
Eximetal
ARGENTINA
Tin
LCL Pty Ltd.
AUSTRALIA
Tin
Northern Smelter
AUSTRALIA
Tin
Ju Tai Industrial Co., Ltd.
BELGIUM
Tin
Metallo-Chimique N.V.
BELGIUM
Tin
EM Vinto
BOLIVIA (PLURINATIONAL STATE OF)
Tin
OMSA
BOLIVIA (PLURINATIONAL STATE OF)
Tin
Cooperativa Metalurgica de Rondonia Ltda.
BRAZIL
Tin
Estanho de Rondonia S.A.
BRAZIL
Tin
Magnu's Minerais Metais e Ligas Ltda.
BRAZIL
Tin
Melt Metais e Ligas S.A.
BRAZIL
Tin
Mineracao Taboca S.A.
BRAZIL
Tin
Resind Industria e Comercio Ltda.
BRAZIL
Tin
Soft Metais Ltda.
BRAZIL
Tin
Spectro Alloys Corp.
BRAZIL
Tin
Super Ligas
BRAZIL
Tin
White Solder Metalurgia e Mineracao Ltda.
BRAZIL
Tin
Angelcast Enterprise Co., Ltd.
CHINA
Tin
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
CHINA
Tin
Chifeng Dajingzi Tin Industry Co., Ltd.
CHINA
Tin
China Tin Group Co., Ltd.
CHINA

9



Metal
Smelter Name
Smelter Country
Tin
CNMC (Guangxi) PGMA Co., Ltd.
CHINA
Tin
Dingnan Jiawang environmental Tin technology Co.
CHINA
Tin
Dongguan CiEXPO Environmental Engineering Co., Ltd.
CHINA
Tin
Dongguan City Xida Soldering Tin Products Co.
CHINA
Tin
Ge Jiu City Datun Chengfeng Smelter
CHINA
Tin
Gejiu Fengming Metallurgy Chemical Plant
CHINA
Tin
Gejiu Jinye Mineral Company
CHINA
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
CHINA
Tin
Gejiu Ye Lian Chang
CHINA
Tin
Gejiu Yunxi Group Corp.
CHINA
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
CHINA
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
CHINA
Tin
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHINA
Tin
Guangxi Nonferrous Metals Group
CHINA
Tin
Guangxi Zhongshan Jin Yi Smelting Co., Ltd.
CHINA
Tin
Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
Tin
Hezhou Jinwei Tin Co., Ltd.
CHINA
Tin
Hongqiao Metals (Kunshan) Co., Ltd.
CHINA
Tin
HuiChang Hill Tin Industry Co., Ltd.
CHINA
Tin
Huichang Jinshunda Tin Co., Ltd.
CHINA
Tin
Hunan Xianghualing tin
CHINA
Tin
Jiang Jia Wang Technology Co.
CHINA
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
CHINA
Tin
Jiangxi New Nanshan Technology Ltd.
CHINA
Tin
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Tin
Ju Tai Industrial Co., Ltd.
CHINA
Tin
Kunshan Xin Ding metal material Limited company
CHINA
Tin
Linwu Xianggui Ore Smelting Co., Ltd.
CHINA
Tin
Liuzhou China Tin
CHINA
Tin
Ma An Shan Shu Guang Smelter Corp.
CHINA
Tin
Ming Li Jia smelt Metal Factory
CHINA
Tin
Minmetals Ganzhou Tin Co., Ltd.
CHINA
Tin
Mitsubishi Material
CHINA
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
CHINA
Tin
Ningbo Huaping Metalwork Co., Ltd.
CHINA
Tin
Old City Metals Processing Co., Ltd.
CHINA
Tin
Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co., Ltd.
CHINA
Tin
Shanghai Jiangxi Metals Co., Ltd.
CHINA
Tin
shen zhen qi xiang da hua gong si
CHINA
Tin
Shenzhen Hong Chang Metal Manufacturing Factory
CHINA
Tin
Sichuan Guanghan Jiangnan casting smelters
CHINA
Tin
Sigma Tin Alloy Co., Ltd.
CHINA
Tin
Suzhou Nuonengda Chemical Co., Ltd.
CHINA
Tin
Taicang City Nancang Metal Material Co., Ltd.
CHINA
Tin
Three green surface technology limited company
CHINA
Tin
Tianshui ling bo technology Co., Ltd.
CHINA

10



Metal
Smelter Name
Smelter Country
Tin
Tin Plating Gejiu
CHINA
Tin
Top-Team Technology (Shenzhen) Ltd.
CHINA
Tin
Wang Yu Manufacturing Co., Ltd.
CHINA
Tin
Wu Xi Shi Yi Zheng Ji Xie She Bei Company
CHINA
Tin
Wujiang City luxe Tin Factory
CHINA
Tin
Wuxi Lantronic Electronic Co., Ltd.
CHINA
Tin
Xiamen Honglu Tungsten Molybdenum Co., Ltd.
CHINA
Tin
Xianghualing Tin Industry Co., Ltd.
CHINA
Tin
Xianghualing Tin Minerals
CHINA
Tin
Xin Furukawa Metal ( Wuxi ) Co., Ltd.
CHINA
Tin
XURI
CHINA
Tin
Yao Zhang
CHINA
Tin
YH(Yunnan)
CHINA
Tin
Yifeng Tin
CHINA
Tin
Yiquan Manufacturing
CHINA
Tin
Yuecheng Tin co., Ltd.
CHINA
Tin
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
CHINA
Tin
Yunnan Chengo Electric Smelting Plant
CHINA
Tin
Yunnan Copper Zinc Industry Co., Ltd.
CHINA
Tin
Yunnan Geiju Smelting Corp.
CHINA
Tin
Yunnan Industrial Co., Ltd.
CHINA
Tin
Yunnan Tin Company Limited
CHINA
Tin
Yunnan Xi YE
CHINA
Tin
Zhongshan Jinye Smelting Co., Ltd.
CHINA
Tin
Zhuhai Quanjia
CHINA
Tin
Feinhütte Halsbrücke GmbH
GERMANY
Tin
Heraesu Materials Technology GmbH & Co., Ltd.
GERMANY
Tin
CV Ayi Jaya
INDONESIA
Tin
CV Dua Sekawan
INDONESIA
Tin
CV Gita Pesona
INDONESIA
Tin
CV Tiga Sekawan
INDONESIA
Tin
CV United Smelting
INDONESIA
Tin
CV Venus Inti Perkasa
INDONESIA
Tin
Ney Metals and Alloys
INDONESIA
Tin
PT Alam Lestari Kencana
INDONESIA
Tin
PT Aneka Tambang (Persero) Tbk
INDONESIA
Tin
PT Aries Kencana Sejahtera
INDONESIA
Tin
PT Artha Cipta Langgeng
INDONESIA
Tin
PT ATD Makmur Mandiri Jaya
INDONESIA
Tin
PT Babel Inti Perkasa
INDONESIA
Tin
PT Babel Surya Alam Lestari
INDONESIA
Tin
PT Bangka Kudai Tin
INDONESIA
Tin
PT Bangka Prima Tin
INDONESIA
Tin
PT Bangka Putra Karya
INDONESIA
Tin
PT Bangka Serumpun
INDONESIA
Tin
PT Bangka Timah Utama Sejahtera
INDONESIA
Tin
PT Bangka Tin Industry
INDONESIA

11



Metal
Smelter Name
Smelter Country
Tin
PT Belitung Industri Sejahtera
INDONESIA
Tin
PT BilliTin Makmur Lestari
INDONESIA
Tin
PT Bukit Timah
INDONESIA
Tin
PT Cipta Persada Mulia
INDONESIA
Tin
PT DS Jaya Abadi
INDONESIA
Tin
PT Eunindo Usaha Mandiri
INDONESIA
Tin
PT Fang Di MulTindo
INDONESIA
Tin
PT Indra Eramulti Logam industri
INDONESIA
Tin
PT Inti Stania Prima
INDONESIA
Tin
PT Justindo
INDONESIA
Tin
PT Karimun Mining
INDONESIA
Tin
PT Kijang Jaya Mandiri
INDONESIA
Tin
PT Koba Tin
INDONESIA
Tin
PT Lautan Harmonis Sejahtera
INDONESIA
Tin
PT Menara Cipta Mulia
INDONESIA
Tin
PT Mitra Stania Prima
INDONESIA
Tin
PT NATARI
INDONESIA
Tin
PT O.M. Indonesia
INDONESIA
Tin
PT Panca Mega Persada
INDONESIA
Tin
PT Pelat Timah Nusantara Tbk
INDONESIA
Tin
PT Premium Tin Indonesia
INDONESIA
Tin
PT Prima Timah Utama
INDONESIA
Tin
PT Rajawali Rimba Perkasa
INDONESIA
Tin
PT Refined Bangka Tin
INDONESIA
Tin
PT Sariwiguna Binasentosa
INDONESIA
Tin
PT Seirama Tin investment
INDONESIA
Tin
PT Stanindo Inti Perkasa
INDONESIA
Tin
PT Sukses Inti Makmur
INDONESIA
Tin
PT Sumber Jaya Indah
INDONESIA
Tin
PT Supra Sukses Trinusa
INDONESIA
Tin
PT Timah (Persero) Tbk Kundur
INDONESIA
Tin
PT Timah (Persero) Tbk Mentok
INDONESIA
Tin
PT Tinindo Inter Nusa
INDONESIA
Tin
PT Tirus Putra Mandiri
INDONESIA
Tin
PT Tommy Utama
INDONESIA
Tin
PT Wahana Perkit Jaya
INDONESIA
Tin
ALMAG
ITALY
Tin
OMODEO A. E S. METALLEGHE SRL
ITALY
Tin
Asahiseiren Co., Ltd.
JAPAN
Tin
ASUKA Industries Inc.
JAPAN
Tin
Dowa
JAPAN
Tin
Fuji Metal Mining Corp.
JAPAN
Tin
Furukawa Company, Ltd.
JAPAN
Tin
Materials Eco-Refining Co., Ltd.
JAPAN
Tin
Mitsubishi Materials Corporation
JAPAN
Tin
Morigin Company
JAPAN
Tin
Xianghualing Tin Industry Co., Ltd.
JAPAN

12



Metal
Smelter Name
Smelter Country
Tin
Dae Kil Metal Co., Ltd.
KOREA, REPUBLIC OF
Tin
Lee Ku Industrial Co., Ltd.
KOREA, REPUBLIC OF
Tin
Wonil Metal Co., Ltd.
KOREA, REPUBLIC OF
Tin
Amalgamated Metal Corporation PLC
MALAYSIA
Tin
Butterworth smelter
MALAYSIA
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
Tin
Metahub Industries Sdn. Bhd
MALAYSIA
Tin
Modeltech Sdn Bhd
MALAYSIA
Tin
Pongpipat Company Limited
MYANMAR
Tin
Minsur
PERU
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
Tin
Fenix Metals
POLAND
Tin
Phoenix Metal Ltd.
RWANDA
Tin
M/s ECO Tropical Resources
SINGAPORE
Tin
Metales Fragmentados, S.A.
SPAIN
Tin
Metallo Spain S.L.U.
SPAIN
Tin
S. Izaguirre
SPAIN
Tin
Jau Janq Enterprise Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Tin
Malaysia Smelting Corporation (MSC)
TAIWAN, PROVINCE OF CHINA
Tin
Minchali Metal Industry Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Tin
Pan Light Corporation
TAIWAN, PROVINCE OF CHINA
Tin
Rui Da Hung
TAIWAN, PROVINCE OF CHINA
Tin
Taiwan high-tech Co., Ltd.
TAIWAN, PROVINCE OF CHINA
Tin
Taiwan qinggao qiye you xian gong si
TAIWAN, PROVINCE OF CHINA
Tin
Taiwan's lofty Enterprises Ltd.
TAIWAN, PROVINCE OF CHINA
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
Tin
Thailand Mine Factory
THAILAND
Tin
Thaisarco
THAILAND
Tin
Amalgamated Metal Corporation PLC
UNITED KINGDOM
Tin
Alpha
UNITED STATES OF AMERICA
Tin
Metallic Resources, Inc.
UNITED STATES OF AMERICA
Tin
Ney Metals and Alloys
UNITED STATES OF AMERICA
Tin
Shapiro
UNITED STATES OF AMERICA
Tin
Spectro Alloys Corp.
UNITED STATES OF AMERICA
Tin
Thorock Metals
UNITED STATES OF AMERICA
Tin
Tin Technology & Refining
UNITED STATES OF AMERICA
Tin
An Thai Minerals Co., Ltd.
VIET NAM
Tin
An Vinh Joint Stock Mineral Processing Company
VIET NAM
Tin
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
VIET NAM
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
Tin
Tuyen Quang Non-Ferrous Metals Joint Stock Company
VIET NAM
Tin
VQB Mineral and Trading Group JSC
VIET NAM
Tungsten
Wolfram Bergbau und Hutten AG
AUSTRIA
Tungsten
ACL Metais Eireli
BRAZIL
Tungsten
Chaozhou Xianglu Tungsten Industry Co., Ltd.
CHINA
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
Tungsten
China Minmetals Nonferrous Metals Co., Ltd.
CHINA

13



Metal
Smelter Name
Smelter Country
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CHINA
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
Tungsten
Ganxian Shirui New Material Co., Ltd.
CHINA
Tungsten
Ganzhou Beseem Ferrotungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Haichuang Tungsten Industry Co., Ltd.
CHINA
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
Tungsten
Ganzhou Sinda W&Mo Co., Ltd.
CHINA
Tungsten
Ganzhou Te Jing Tungsten Co., Ltd.
CHINA
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
CHINA
Tungsten
Gold Refinery of Zijin Mining Group Co., Ltd.
CHINA
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
Tungsten
Han River Pelican State Alloy Co., Ltd.
CHINA
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CHINA
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CHINA
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin
CHINA
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
Tungsten
Hunan Litian Tungsten Industry Co., Ltd.
CHINA
Tungsten
Jiangsu Hetian Sci-Tech Material Co., Ltd.
CHINA
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CHINA
Tungsten
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
CHINA
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
Tungsten
Jiangxi Richsea New Materials Co., Ltd.
CHINA
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
Tungsten
Jiangxi Tungsten Industry Group Co., Ltd.
CHINA
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
CHINA
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
Tungsten
Luoyang Mudu Tungsten & Molybdenum Technology Co., Ltd.
CHINA
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
Tungsten
South-East Nonferrous Metal Company Limited of Hengyang City
CHINA
Tungsten
Toshiba Material Co., Ltd.
CHINA
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CHINA
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
Tungsten
Zhangzhou Chuen Bao Apt Smeltery Co., Ltd.
CHINA
Tungsten
Zhuzhou Decheng Non Ferrous Metals Industries Co., Ltd.
CHINA
Tungsten
H.C. Starck Smelting GmbH & Co. KG
GERMANY
Tungsten
H.C. Starck Tungsten GmbH
GERMANY
Tungsten
Mehra Ferro-Alloys Pvt. Ltd.
INDIA
Tungsten
A.L.M.T. Tungsten Corp.
JAPAN
Tungsten
Japan New Metals Co., Ltd.
JAPAN

14



Metal
Smelter Name
Smelter Country
Tungsten
Woltech Korea Co., Ltd.
KOREA, REPUBLIC OF
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHILIPPINES
Tungsten
Hydrometallurg, JSC
RUSSIAN FEDERATION
Tungsten
Moliren Ltd.
RUSSIAN FEDERATION
Tungsten
Unecha Refractory metals plant
RUSSIAN FEDERATION
Tungsten
Avon Metals
UNITED KINGDOM
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES OF AMERICA
Tungsten
Kennametal Fallon
UNITED STATES OF AMERICA
Tungsten
Kennametal Huntsville
UNITED STATES OF AMERICA
Tungsten
Niagara Refining LLC
UNITED STATES OF AMERICA
Tungsten
Asia Tungsten Products Vietnam Ltd.
VIET NAM
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIET NAM
Tungsten
Sanher Tungsten Vietnam Co., Ltd.
VIET NAM
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
Tungsten
Vietnam Youngsun Tungsten Industry Co., Ltd.
VIET NAM

15