0001209191-11-055931.txt : 20111114 0001209191-11-055931.hdr.sgml : 20111111 20111114205237 ACCESSION NUMBER: 0001209191-11-055931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111109 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH PETER L CENTRAL INDEX KEY: 0001219344 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03657 FILM NUMBER: 111205313 MAIL ADDRESS: STREET 1: 250 PARKCENTER BLVD PO BOX 20 CITY: BOISE STATE: ID ZIP: 83726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINN DIXIE STORES INC CENTRAL INDEX KEY: 0000107681 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 590514290 STATE OF INCORPORATION: FL FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5050 EDGEWOOD CT CITY: JACKSONVILLE STATE: FL ZIP: 32254 BUSINESS PHONE: 9047835000 MAIL ADDRESS: STREET 1: 5050 EDGEWOOD CT CITY: JACKSONVILLE STATE: FL ZIP: 32254 FORMER COMPANY: FORMER CONFORMED NAME: WINN & LOVETT GROCERY INC DATE OF NAME CHANGE: 19710927 FORMER COMPANY: FORMER CONFORMED NAME: WINN & LOVETT GROCERY CO DATE OF NAME CHANGE: 19671119 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-11-09 0 0000107681 WINN DIXIE STORES INC WINN 0001219344 LYNCH PETER L 5050 EDGEWOOD COURT JACKSONVILLE FL 32254 1 1 0 0 President, Chairman and CEO Common Stock 2011-11-09 4 A 0 36172 0.00 A 407083 D Common Stock 2011-11-10 4 A 0 10654 0.00 A 417737 D Common Stock 2011-11-11 4 S 0 9049 6.55 D 408688 D Option 6.24 2011-11-09 4 A 0 66985 0.00 A 2018-11-09 Common Stock 66985 66985 D Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2012 Equity Incentive Plan. The RSUs become vested, and certificates for shares of common stock become deliverable, in three annual installments beginning on the first anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Winn-Dixie Stores, Inc. common stock. Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan that were subject to achievement of certain performance criteria determined as to 1/3 of the award each year beginning with the first year after grant. The aggregate performance RSU's were originally awarded on November 10, 2010. The first year performance criteria were met on November 10, 2011 and the RSU's vested as to 1/3 of the original award. Each RSU represents a right to receive one share of Winn-Dixie Stores, Inc. common stock. Shares sold to satisfy tax withholding obligations that became due upon the vesting of RSU's. The price shown is the weighted averge price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $6.52 to $6.58. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. The amount of securities owned balance includes 120,305 RSUs for which stock certificates will be issued upon vesting. The Option shall vest in equal annual installments over 3 years beginning with the first anniversary of the date of grant. /s/ Timothy L. Williams, as attorney-in-fact 2011-11-14