0001076809-20-000325.txt : 20201214 0001076809-20-000325.hdr.sgml : 20201214 20201214180942 ACCESSION NUMBER: 0001076809-20-000325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200909 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLAZER CAPITAL, LLC CENTRAL INDEX KEY: 0001076809 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39283 FILM NUMBER: 201387524 BUSINESS ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: SUITE 30A CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-808-7308 MAIL ADDRESS: STREET 1: 250 WEST 55TH STREET STREET 2: SUITE 30A CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: GLAZER CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 19990114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLAZER PAUL J CENTRAL INDEX KEY: 0001133985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39283 FILM NUMBER: 201387525 MAIL ADDRESS: STREET 1: 250 WEST 55TH ST STREET 2: SUITE 30A CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GigCapital3, Inc. CENTRAL INDEX KEY: 0001802749 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 844605714 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1731 EMBARCADERO ROAD, SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6502767040 MAIL ADDRESS: STREET 1: 1731 EMBARCADERO ROAD, SUITE 200 CITY: PALO ALTO STATE: CA ZIP: 94303 4 1 gik20201214.xml OWNERSHIP DOCUMENT X0306 4 2020-09-09 1 0001802749 GigCapital3, Inc. GIK 0001076809 GLAZER CAPITAL, LLC 250 WEST 55TH STREET SUITE 30A NEW YORK NY 10019 0 0 1 0 0001133985 GLAZER PAUL J 250 WEST 55TH STREET SUITE 30A NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.0001 per share 2020-09-09 4 S 0 100 10.67 D 3197307 I See Footnote 1. Common Stock, par value $0.0001 per share 2020-12-10 4 S 0 750000 14.5 D 2447307 I See Footnote 1. The securities reported herein are held by certain funds and accounts to which Glazer Capital, LLC, a Delaware limited liability company, serves as investment manager. Mr. Paul J. Glazer serves as the Managing Member of Glazer Capital, LLC. Each of Glazer Capital, LLC and Mr. Paul J. Glazer disclaims beneficial ownership of the securities reported herein except to the extent of such Reporting Person's pecuniary interest therein. Paul J. Glazer 2020-12-14