UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09205
| Advantage Advisers Xanthus Fund, L.L.C. | ||
| (Exact name of registrant as specified in charter) | ||
| 85 Broad Street | ||
| New York, NY 10004 | ||
| (Address of principal executive offices) (Zip code) | ||
| Kenneth S. Gerstein, Esq. Schulte, Roth and Zabel LLP 919 3rd Avenue, 24th Floor New York, NY 10122 |
||
| (Name and address of agent for service) |
Registrant’s telephone number, including area code: 212-667-4225
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 – June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
FORM N-PX SPREADSHEET*
REGISTRANT NAME: _______________________________
INVESTMENT COMPANY ACT FILE NUMBER: _____________________________
REPORTING PERIOD: 07/01/2013 - 06/30/2014
REGISTRANT ADDRESS: ____________________________
NAME OF SERIES (AS APPLICABLE): __________________________________
| Issuer
of Portfolio Security |
Exchange Ticker Symbol |
CUSIP # | Shareholder Meeting Date | Summary of Matter Voted On | Who
Proposed Matter: Issuer / Shareholder |
Whether Fund Cast Vote on Matter |
Fund’s
Vote For or Against Proposal, or Abstain; For or Withhold Regarding Election of Directors |
Whether
Vote Was For or Against Management |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Elect Director Leonard S. Coleman | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Elect Director Jay C. Hoag | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Elect Director Jeffrey T. Huber | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Elect Director Vivek Paul | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Elect Director Lawrence F. Probst, III | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Elect Director Richard A. Simonson | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Elect Director Luis A. Ubinas | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Elect Director Denise F. Warren | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Electronic Arts Inc. | EA | 285512109 | 31-Jul-13 | Ratify Auditors | Management | Yes | For | NO |
| Ralph Lauren Corporation | RL | 751212101 | 08-Aug-13 | Elect Director Frank A. Bennack, Jr. | Management | Yes | For | NO |
| Ralph Lauren Corporation | RL | 751212101 | 08-Aug-13 | Elect Director Joel L. Fleishman | Management | Yes | For | NO |
| Ralph Lauren Corporation | RL | 751212101 | 08-Aug-13 | Elect Director Hubert Joly | Management | Yes | For | NO |
| Ralph Lauren Corporation | RL | 751212101 | 08-Aug-13 | Elect Director Steven P. Murphy | Management | Yes | For | NO |
| Ralph Lauren Corporation | RL | 751212101 | 08-Aug-13 | Ratify Auditors | Management | Yes | For | NO |
| Ralph Lauren Corporation | RL | 751212101 | 08-Aug-13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Ralph Lauren Corporation | RL | 751212101 | 08-Aug-13 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Philip T. Gianos | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Moshe N. Gavrielov | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director John L. Doyle | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director William G. Howard, Jr. | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director J. Michael Patterson | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Albert A. Pimentel | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Marshall C. Turner | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Elizabeth W. Vanderslice | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Ratify Auditors | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Philip T. Gianos | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Moshe N. Gavrielov | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director John L. Doyle | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director William G. Howard, Jr. | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director J. Michael Patterson | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Albert A. Pimentel | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Marshall C. Turner | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Elect Director Elizabeth W. Vanderslice | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Xilinx, Inc. | XLNX | 983919101 | 14-Aug-13 | Ratify Auditors | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Elect Director Shaw Hong | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Ratify Auditors | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Elect Director Shaw Hong | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Ratify Auditors | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | NO |
| OmniVision Technologies, Inc. | OVTI | 682128103 | 26-Sep-13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director K. Rupert Murdoch | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director Delphine Arnault | Management | No | For | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director James W. Breyer | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director Chase Carey | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director David F. DeVoe | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director Viet Dinh | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director Roderick I. Eddington | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director James R. Murdoch | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director Lachlan K. Murdoch | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director Jacques Nasser | Management | No | For | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director Robert S. Silberman | Management | No | For | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Elect Director Alvaro Uribe | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Ratify Auditors | Management | No | For | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | No | For | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Approve Omnibus Stock Plan | Management | No | For | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Require Independent Board Chairman | Share Holder | No | For | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | No | For | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 18-Oct-13 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | No | NO | |
| Aspen Technology, Inc. | AZPN | 045327103 | 05-Dec-13 | Elect Director Robert M. Whelan, Jr. | Management | Yes | For | NO |
| Aspen Technology, Inc. | AZPN | 045327103 | 05-Dec-13 | Elect Director Donald P. Casey | Management | Yes | For | NO |
| Aspen Technology, Inc. | AZPN | 045327103 | 05-Dec-13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Guidewire Software, Inc. | GWRE | 40171V100 | 05-Dec-13 | Elect Director John Cavoores | Management | Yes | For | NO |
| Guidewire Software, Inc. | GWRE | 40171V100 | 05-Dec-13 | Elect Director Guy Dubois | Management | Yes | For | NO |
| Guidewire Software, Inc. | GWRE | 40171V100 | 05-Dec-13 | Ratify Auditors | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-Dec-13 | Approve Supplemental Deed of Non-Competition | Management | Yes | Against | YES |
| Golden Eagle Retail Group Ltd. | 03308 | G3958R109 | 23-Jan-14 | Approve 2014 Master Property Management Services Agreement | Management | Yes | For | NO |
| Golden Eagle Retail Group Ltd. | 03308 | G3958R109 | 23-Jan-14 | Approve Proposed Annual Caps under the 2014 Master Property Management Services Agreement | Management | Yes | For | NO |
| Golden Eagle Retail Group Ltd. | 03308 | G3958R109 | 23-Jan-14 | Approve 2014 Decoration Services Agreement | Management | Yes | For | NO |
| Golden Eagle Retail Group Ltd. | 03308 | G3958R109 | 23-Jan-14 | Approve Proposed Annual Caps under the 2014 Decoration Services Agreement | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director Mary B. Cranston | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director Francisco Javier Fernandez-Carbajal | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director Alfred F. Kelly, Jr. | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director Robert W. Matschullat | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director Cathy E. Minehan | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director Suzanne Nora Johnson | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director David J. Pang | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director Charles W. Scharf | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director William S. Shanahan | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director John A. C. Swainson | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Elect Director Maynard G. Webb, Jr. | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Visa Inc. | V | 92826C839 | 29-Jan-14 | Ratify Auditors | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Elect Director Susan L. Decker | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Elect Director Richard M. Libenson | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Elect Director John W. Meisenbach | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Elect Director Charles T. Munger | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Ratify Auditors | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Adopt Simple Majority Vote | Share Holder | Yes | Against | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Declassify the Board of Directors | Management | Yes | Against | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Elect Director Susan L. Decker | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Elect Director Richard M. Libenson | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Elect Director John W. Meisenbach | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Elect Director Charles T. Munger | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Ratify Auditors | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Adopt Simple Majority Vote | Share Holder | Yes | Against | NO |
| Costco Wholesale Corporation | COST | 22160K105 | 30-Jan-14 | Declassify the Board of Directors | Management | Yes | Against | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director William Campbell | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Timothy Cook | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Millard Drexler | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Al Gore | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Robert Iger | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Andrea Jung | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Arthur Levinson | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Ronald Sugar | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Adopt Majority Voting for Uncontested Election of Directors | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Establish a Par Value for Common Stock | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Ratify Auditors | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Approve Omnibus Stock Plan | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Establish Board Committee on Human Rights | Share Holder | Yes | Against | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Share Holder | Yes | Against | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Advisory Vote to Increase Capital Repurchase Program | Share Holder | Yes | Against | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Proxy Access | Share Holder | Yes | Against | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director William Campbell | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Timothy Cook | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Millard Drexler | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Al Gore | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Robert Iger | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Andrea Jung | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Arthur Levinson | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Elect Director Ronald Sugar | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Adopt Majority Voting for Uncontested Election of Directors | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Establish a Par Value for Common Stock | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Ratify Auditors | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Approve Omnibus Stock Plan | Management | Yes | For | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Establish Board Committee on Human Rights | Share Holder | Yes | Against | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Share Holder | Yes | Against | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Advisory Vote to Increase Capital Repurchase Program | Share Holder | Yes | Against | NO |
| Apple Inc. | AAPL | 037833100 | 28-Feb-14 | Proxy Access | Share Holder | Yes | Against | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Aart J. de Geus | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Gary E. Dickerson | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Stephen R. Forrest | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Thomas J. Iannotti | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Susan M. James | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Alexander A. Karsner | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Gerhard H. Parker | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Dennis D. Powell | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Willem P. Roelandts | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director James E. Rogers | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Michael R. Splinter | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Elect Director Robert H. Swan | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Ratify Auditors | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 04-Mar-14 | Amend Bylaws -- Call Special Meetings | Share Holder | Yes | Against | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Steven H. Collis | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Douglas R. Conant | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Richard W. Gochnauer | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Richard C. Gozon | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Lon R. Greenberg | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Edward E. Hagenlocker | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Jane E. Henney | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Kathleen W. Hyle | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Michael J. Long | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Henry W. McGee | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Ratify Auditors | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Approve Omnibus Stock Plan | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Provide Right to Call Special Meeting | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Steven H. Collis | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Douglas R. Conant | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Richard W. Gochnauer | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Richard C. Gozon | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Lon R. Greenberg | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Edward E. Hagenlocker | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Jane E. Henney | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Kathleen W. Hyle | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Michael J. Long | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Elect Director Henry W. McGee | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Ratify Auditors | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Approve Omnibus Stock Plan | Management | Yes | For | NO |
| AmerisourceBergen Corporation | ABC | 03073E105 | 06-Mar-14 | Provide Right to Call Special Meeting | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Howard Schultz | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director William W. Bradley | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Robert M. Gates | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Mellody Hobson | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Kevin R. Johnson | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Olden Lee | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Joshua Cooper Ramo | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director James G. Shennan, Jr. | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Clara Shih | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Javier G. Teruel | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Myron E. Ullman, III | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Craig E. Weatherup | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Ratify Auditors | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Prohibit Political Spending | Share Holder | Yes | Against | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Require Independent Board Chairman | Share Holder | Yes | For | YES |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Howard Schultz | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director William W. Bradley | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Robert M. Gates | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Mellody Hobson | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Kevin R. Johnson | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Olden Lee | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Joshua Cooper Ramo | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director James G. Shennan, Jr. | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Clara Shih | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Javier G. Teruel | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Myron E. Ullman, III | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Election Of Director Craig E. Weatherup | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Ratify Auditors | Management | Yes | For | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Prohibit Political Spending | Share Holder | Yes | Against | NO |
| Starbucks Corporation | SBUX | 855244109 | 19-Mar-14 | Require Independent Board Chairman | Share Holder | Yes | For | YES |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 21-Mar-14 | Approve Delisting of Shares from Stock Exchange | Management | No | Against | NO |
| Twenty-First Century Fox, Inc. | FOX | 90130A200 | 21-Mar-14 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | No | NO | |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Amend Articles to Expand Board Eligibility | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Mikitani, Hiroshi | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Kunishige, Atsushi | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Yamada, Yoshihisa | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Kobayashi, Masatada | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Shimada, Toru | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Sugihara, Akio | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Takeda, Kazunori | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Hyakuno, Kentaro | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Yasutake, Hiroaki | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Charles B. Baxter | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Kusano, Koichi | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Kutaragi, Ken | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Joshua G. James | Management | Yes | Against | YES |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Fukino, Hiroshi | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Murai, Jun | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Elect Director Hosaka, Masayuki | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Appoint Alternate Statutory Auditor Takahashi, Hiroshi | Management | Yes | For | NO |
| Rakuten Inc. | 4755 | J64264104 | 28-Mar-14 | Approve Deep Discount Stock Option Plan | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Elect Director Aart J. de Geus | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Elect Director Chi-Foon Chan | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Elect Director Alfred Castino | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Elect Director Bruce R. Chizen | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Elect Director Deborah A. Coleman | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Elect Director Chrysostomos L. ‘Max’ Nikias | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Elect Director John G. Schwarz | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Elect Director Roy Vallee | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Elect Director Steven C. Walske | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Amend Non-Employee Director Omnibus Stock Plan | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Synopsys, Inc. | SNPS | 871607107 | 02-Apr-14 | Ratify Auditors | Management | Yes | For | NO |
| TIBCO Software Inc. | TIBX | 88632Q103 | 03-Apr-14 | Elect Director Vivek Y. Ranadivé | Management | Yes | For | NO |
| TIBCO Software Inc. | TIBX | 88632Q103 | 03-Apr-14 | Elect Director Nanci E. Caldwell | Management | Yes | For | NO |
| TIBCO Software Inc. | TIBX | 88632Q103 | 03-Apr-14 | Elect Director Eric C.W. Dunn | Management | Yes | For | NO |
| TIBCO Software Inc. | TIBX | 88632Q103 | 03-Apr-14 | Elect Director Peter J. Job | Management | Yes | For | NO |
| TIBCO Software Inc. | TIBX | 88632Q103 | 03-Apr-14 | Elect Director David J. West | Management | Yes | For | NO |
| TIBCO Software Inc. | TIBX | 88632Q103 | 03-Apr-14 | Elect Director Philip K. Wood | Management | Yes | For | NO |
| TIBCO Software Inc. | TIBX | 88632Q103 | 03-Apr-14 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| TIBCO Software Inc. | TIBX | 88632Q103 | 03-Apr-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | YES |
| TIBCO Software Inc. | TIBX | 88632Q103 | 03-Apr-14 | Ratify Auditors | Management | Yes | For | NO |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Accept Financial Statements and Statutory Reports | Management | Yes | For | NO |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Approve Final Dividend | Management | Yes | For | NO |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Elect Tang Shuangning as Director | Management | Yes | For | NO |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Elect Zang Qiutao as Director | Management | Yes | Against | YES |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Authorize Board to Fix Directors’ Remuneration | Management | Yes | For | NO |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Elect Mar Selwyn as Director and Authorize Board to Fix His Remuneration | Management | Yes | For | NO |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Elect Li Kwok Sing Aubrey as Director and Authorize Board to Fix His Remuneration | Management | Yes | Against | YES |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | NO |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | YES |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | NO |
| China Everbright International Ltd. | 00257 | Y14226107 | 28-Apr-14 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | YES |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Elect Director Leonard Bell | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Elect Director Max Link | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Elect Director William R. Keller | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Elect Director John T. Mollen | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Elect Director R. Douglas Norby | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Elect Director Alvin S. Parven | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Elect Director Andreas Rummelt | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Elect Director Ann M. Veneman | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 05-May-14 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Share Holder | Yes | For | YES |
| Imperva, Inc. | IMPV | 45321L100 | 06-May-14 | Elect Director Shlomo Kramer | Management | Yes | For | NO |
| Imperva, Inc. | IMPV | 45321L100 | 06-May-14 | Elect Director Albert A. Pimentel | Management | Yes | For | NO |
| Imperva, Inc. | IMPV | 45321L100 | 06-May-14 | Elect Director James R. Tolonen | Management | Yes | For | NO |
| Imperva, Inc. | IMPV | 45321L100 | 06-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Dunkin’ Brands Group, Inc. | DNKN | 265504100 | 06-May-14 | Elect Director Michael Hines | Management | Yes | For | NO |
| Dunkin’ Brands Group, Inc. | DNKN | 265504100 | 06-May-14 | Elect Director Joseph Uva | Management | Yes | For | NO |
| Dunkin’ Brands Group, Inc. | DNKN | 265504100 | 06-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Dunkin’ Brands Group, Inc. | DNKN | 265504100 | 06-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Dunkin’ Brands Group, Inc. | DNKN | 265504100 | 06-May-14 | Approve Executive Incentive Bonus Plan | Management | Yes | For | NO |
| Dunkin’ Brands Group, Inc. | DNKN | 265504100 | 06-May-14 | Report on Nanomaterial Product Safety | Share Holder | Yes | For | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director John M. Angelo | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Jessica M. Bibliowicz | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Kevin C. Conroy | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Domenico De Sole | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director The Duke of Devonshire | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Daniel Meyer | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Allen Questrom | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director William F. Ruprecht | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Marsha E. Simms | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Robert S. Taubman | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Diana L. Taylor | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Dennis M. Weibling | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Ratify Auditors | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Do Not Vote | YES |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Daniel S. Loeb | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Harry J. Wilson | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Elect Director Olivier Reza | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Management Nominee - John M. Angelo | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Management Nominee - Kevin C. Conroy | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Management Nominee - Domenico De Sole | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Management Nominee - The Duke of Devonshire | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Management Nominee - Allen Questrom | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Management Nominee - William F. Ruprecht | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Management Nominee - Marsha E. Simms | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Management Nominee - Diana L. Taylor | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Management Nominee - Dennis M. Weibling | Share Holder | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Ratify Auditors | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 06-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Elect Director Susan L. Bostrom | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Elect Director James D. Plummer | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Elect Director Alberto Sangiovanni-Vincentelli | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Elect Director George M. Scalise | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Elect Director John B. Shoven | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Elect Director Roger S. Siboni | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Elect Director Young K. Sohn | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Elect Director Lip-Bu Tan | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 06-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director John F. Cogan | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director Etienne F. Davignon | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director Carla A. Hills | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director Kevin E. Lofton | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director John W. Madigan | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director John C. Martin | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director Nicholas G. Moore | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director Richard J. Whitley | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director Gayle E. Wilson | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Elect Director Per Wold-Olsen | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | Yes | Against | YES |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Require Independent Board Chairman | Share Holder | Yes | Against | NO |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Provide Right to Act by Written Consent | Share Holder | Yes | For | YES |
| Gilead Sciences, Inc. | GILD | 375558103 | 07-May-14 | Link CEO Compensation to Patient Access to the Company’s Medicine | Share Holder | Yes | Against | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Phyllis J. Campbell | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Michelle M. Ebanks | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Enrique Hernandez, Jr. | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Robert G. Miller | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Blake W. Nordstrom | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Erik B. Nordstrom | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Peter E. Nordstrom | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Philip G. Satre | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Brad D. Smith | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director B. Kevin Turner | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Robert D. Walter | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Elect Director Alison A. Winter | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Nordstrom, Inc. | JWN | 655664100 | 07-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Six Flags Entertainment Corporation | SIX | 83001A102 | 07-May-14 | Elect Director Kurt M. Cellar | Management | Yes | For | NO |
| Six Flags Entertainment Corporation | SIX | 83001A102 | 07-May-14 | Elect Director Charles A. Koppelman | Management | Yes | For | NO |
| Six Flags Entertainment Corporation | SIX | 83001A102 | 07-May-14 | Elect Director Jon L. Luther | Management | Yes | For | NO |
| Six Flags Entertainment Corporation | SIX | 83001A102 | 07-May-14 | Elect Director Usman Nabi | Management | Yes | For | NO |
| Six Flags Entertainment Corporation | SIX | 83001A102 | 07-May-14 | Elect Director Stephen D. Owens | Management | Yes | For | NO |
| Six Flags Entertainment Corporation | SIX | 83001A102 | 07-May-14 | Elect Director James Reid-Anderson | Management | Yes | For | NO |
| Six Flags Entertainment Corporation | SIX | 83001A102 | 07-May-14 | Elect Director Richard W. Roedel | Management | Yes | For | NO |
| Six Flags Entertainment Corporation | SIX | 83001A102 | 07-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Six Flags Entertainment Corporation | SIX | 83001A102 | 07-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director Linda G. Alvarado | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director Anne M. Busquet | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director Roger Fradin | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director Anne Sutherland Fuchs | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director S. Douglas Hutcheson | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director Marc B. Lautenbach | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director Eduardo R. Menasce | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director Michael I. Roth | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director David L. Shedlarz | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Elect Director David B. Snow, Jr. | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Pitney Bowes Inc. | PBI | 724479100 | 12-May-14 | Approve Non-Employee Director Restricted Stock Plan | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Elect Director Amy Woods Brinkley | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Elect Director Michael D. Casey | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Elect Director A. Bruce Cleverly | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Elect Director Jevin S. Eagle | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Elect Director Amy Woods Brinkley | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Elect Director Michael D. Casey | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Elect Director A. Bruce Cleverly | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Elect Director Jevin S. Eagle | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Carter’s, Inc. | CRI | 146229109 | 14-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Accept Financial Statements and Statutory Reports | Management | Yes | For | NO |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Declare Final Dividend | Management | Yes | For | NO |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Elect Lau Chi Ping Martin as Director | Management | Yes | For | NO |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Elect Charles St Leger Searle as Director | Management | Yes | For | NO |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Authorize Board to Fix Directors’ Remuneration | Management | Yes | For | NO |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | NO |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | YES |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | NO |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | YES |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Approve Share Subdivision | Management | Yes | For | NO |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Adopt the Option Scheme of Riot Games, Inc. | Management | Yes | Against | YES |
| Tencent Holdings Ltd. | 00700 | G87572148 | 14-May-14 | Amend Existing Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association of the Company | Management | Yes | For | NO |
| Potbelly Corporation | PBPB | 73754Y100 | 15-May-14 | Elect Director Peter Bassi | Management | Yes | For | NO |
| Potbelly Corporation | PBPB | 73754Y100 | 15-May-14 | Elect Director Marla Gottschalk | Management | Yes | For | NO |
| Potbelly Corporation | PBPB | 73754Y100 | 15-May-14 | Elect Director Aylwin Lewis | Management | Yes | For | NO |
| Potbelly Corporation | PBPB | 73754Y100 | 15-May-14 | Ratify Auditors | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Charles R. Crisp | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Jean-Marc Forneri | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Fred W. Hatfield | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Sylvain Hefes | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Jan-Michiel Hessels | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Terrence F. Martell | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Callum McCarthy | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director James J. McNulty | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Robert Reid | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Frederic V. Salerno | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Robert G. Scott | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Jeffrey C. Sprecher | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Judith A. Sprieser | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Elect Director Vincent Tese | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Ratify Auditors | Management | Yes | For | NO |
| IntercontinentalExchange Group, Inc. | ICE | 45866F104 | 16-May-14 | Change Company Name | Management | Yes | For | NO |
| Tumi Holdings, Inc. | TUMI | 89969Q104 | 16-May-14 | Elect Director Joseph R. Gromek | Management | Yes | For | NO |
| Tumi Holdings, Inc. | TUMI | 89969Q104 | 16-May-14 | Elect Director Michael J. Mardy | Management | Yes | For | NO |
| Tumi Holdings, Inc. | TUMI | 89969Q104 | 16-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Tumi Holdings, Inc. | TUMI | 89969Q104 | 16-May-14 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | NO |
| Tumi Holdings, Inc. | TUMI | 89969Q104 | 16-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director Glynis A. Bryan | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director Jerry W. Burris | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director Carol Anthony (John) Davidson | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director T. Michael Glenn | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director David H.Y. Ho | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director Randall J. Hogan | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director David A. Jones | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director Ronald L. Merriman | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director William T. Monahan | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Director Billie Ida Williamson | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Elect Randall J. Hogan as Board Chairman | Management | Yes | Against | YES |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Appoint David A. Jones as Member of the Compensation Committee | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Appoint William T. Monahan as Member of the Compensation Committee | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Accept Financial Statements and Statutory Reports | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Approve Discharge of Board and Senior Management | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Ratify Deloitte AG as Statutory Auditors | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Ratify PricewaterhouseCoopers as Special Auditors | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Approve the Appropriation of results for the year ended December 31, 2013 | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Approve Dividends | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Advisory Vote to Ratify Names Executive Officers’ Compensation | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | Yes | Against | YES |
| Pentair Ltd. | PNR | H6169Q111 | 20-May-14 | Change State of Incorporation [from Switzerland to Ireland] | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q111 | 20-May-14 | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland’s Articles of Association | Management | Yes | For | NO |
| Pentair Ltd. | PNR | H6169Q111 | 20-May-14 | Approval to Create Distributable Reserves of Pentair-Ireland | Management | Yes | For | NO |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Elect Director Eric Lefkofsky | Management | Yes | For | NO |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Elect Director Peter Barris | Management | Yes | For | NO |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Elect Director Robert Bass | Management | Yes | For | NO |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Elect Director Daniel Henry | Management | Yes | For | NO |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Elect Director Jeffrey Housenbold | Management | Yes | For | NO |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Elect Director Bradley Keywell | Management | Yes | Withhold | YES |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Elect Director Theodore Leonsis | Management | Yes | For | NO |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Groupon, Inc. | GRPN | 399473107 | 20-May-14 | Amend Omnibus Stock Plan | Management | Yes | Against | YES |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Michael A. Bradley | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Daniel W. Christman | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Edwin J. Gillis | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Timothy E. Guertin | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Mark E. Jagiela | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Paul J. Tufano | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Roy A. Vallee | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Michael A. Bradley | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Daniel W. Christman | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Edwin J. Gillis | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Timothy E. Guertin | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Mark E. Jagiela | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Paul J. Tufano | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Elect Director Roy A. Vallee | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Teradyne, Inc. | TER | 880770102 | 20-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 21-May-14 | Elect Director Frank J. Coyne | Management | Yes | For | NO |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 21-May-14 | Elect Director Christopher M. Foskett | Management | Yes | For | NO |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 21-May-14 | Elect Director David B. Wright | Management | Yes | For | NO |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 21-May-14 | Elect Director Thomas F. Motamed | Management | Yes | For | NO |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 21-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 21-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Elect Director Jeffrey P. Bezos | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Elect Director Tom A. Alberg | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Elect Director John Seely Brown | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Elect Director William B. Gordon | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Elect Director Jamie S. Gorelick | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Elect Director Alain Monie | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Elect Director Jonathan J. Rubinstein | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Elect Director Thomas O. Ryder | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Elect Director Patricia Q. Stonesifer | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Amazon.com, Inc. | AMZN | 023135106 | 21-May-14 | Report on Political Contributions | Share Holder | Yes | For | YES |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Kenneth J. Bacon | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Sheldon M. Bonovitz | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Edward D. Breen | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Joseph J. Collins | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director J. Michael Cook | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Gerald L. Hassell | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Jeffrey A. Honickman | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Eduardo G. Mestre | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Brian L. Roberts | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Ralph J. Roberts | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Johnathan A. Rodgers | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Elect Director Judith Rodin | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | YES |
| Comcast Corporation | CMCSA | 20030N101 | 21-May-14 | Pro-rata Vesting of Equity Plans | Share Holder | Yes | For | YES |
| Informatica Corporation | INFA | 45666Q102 | 23-May-14 | Elect Director Mark A. Bertelsen | Management | Yes | For | NO |
| Informatica Corporation | INFA | 45666Q102 | 23-May-14 | Elect Director Hilarie Koplow-McAdams | Management | Yes | For | NO |
| Informatica Corporation | INFA | 45666Q102 | 23-May-14 | Elect Director A. Brooke Seawell | Management | Yes | For | NO |
| Informatica Corporation | INFA | 45666Q102 | 23-May-14 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Informatica Corporation | INFA | 45666Q102 | 23-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Informatica Corporation | INFA | 45666Q102 | 23-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | YES |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Elect Director Edward N. Antoian | Management | Yes | For | NO |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Elect Director Scott A. Belair | Management | Yes | Against | YES |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Elect Director Margaret A. Hayne | Management | Yes | Against | YES |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Elect Director Joel S. Lawson, III | Management | Yes | For | NO |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Elect Director Robert H. Strouse | Management | Yes | For | NO |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Adopt Policy and Report on Board Diversity | Share Holder | Yes | For | YES |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Report on Human Rights Risk Assessment Process | Share Holder | Yes | For | YES |
| Urban Outfitters, Inc. | URBN | 917047102 | 27-May-14 | Require Independent Board Chairman | Share Holder | Yes | For | YES |
| 21Vianet Group Inc. | VNET | 90138A103 | 29-May-14 | Increase Authorized Common Stock | Management | Yes | Against | YES |
| 21Vianet Group Inc. | VNET | 90138A103 | 29-May-14 | Approve Share Incentive Plan | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director John M. Angelo | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Jessica M. Bibliowicz | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Kevin C. Conroy | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Domenico De Sole | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director The Duke Of Devonshire | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Daniel S. Loeb | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Daniel Meyer | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Allen Questrom | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Olivier Reza | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director William F. Ruprecht | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Marsha E. Simms | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Robert S. Taubman | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Diana L. Taylor | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Dennis M. Weibling | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Elect Director Harry J. Wilson | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Ratify Auditors | Management | Yes | For | NO |
| SOTHEBY’S | BID | 835898107 | 29-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Crown Castle International Corp. | CCI | 228227104 | 30-May-14 | Elect Director P. Robert Bartolo | Management | Yes | For | NO |
| Crown Castle International Corp. | CCI | 228227104 | 30-May-14 | Elect Director Dale N. Hatfield | Management | Yes | For | NO |
| Crown Castle International Corp. | CCI | 228227104 | 30-May-14 | Elect Director Lee W. Hogan | Management | Yes | For | NO |
| Crown Castle International Corp. | CCI | 228227104 | 30-May-14 | Elect Director Robert F. McKenzie | Management | Yes | For | NO |
| Crown Castle International Corp. | CCI | 228227104 | 30-May-14 | Ratify Auditors | Management | Yes | For | NO |
| Crown Castle International Corp. | CCI | 228227104 | 30-May-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Accept Financial Statements and Statutory Reports | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Declare Final Dividend | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Elect Wang Yusuo as Director | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Elect Yu Jianchao as Director | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Elect Yien Yu Yu, Catherine as Director | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Elect Wang Zizheng as Director | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Elect Ma Zixiang as Director | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Elect Yuen Po Kwong as Director | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Resolve Not to Fill Up Vacancy Resulting From the Retirement of Zhao Jinfeng and Kong Chung Kau as Directors | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Authorize Board to Fix Directors’ Remuneration | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | NO |
| ENN Energy Holdings Ltd. | 02688 | G3066L101 | 30-May-14 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | YES |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Richard Haythornthwaite | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Ajay Banga | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Silvio Barzi | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director David R. Carlucci | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Steven J. Freiberg | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Julius Genachowski | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Merit E. Janow | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Nancy J. Karch | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Marc Olivie | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Rima Qureshi | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Jose Octavio Reyes Lagunes | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Jackson P. Tai | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Edward Suning Tian | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Richard Haythornthwaite | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Ajay Banga | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Silvio Barzi | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director David R. Carlucci | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Steven J. Freiberg | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Julius Genachowski | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Merit E. Janow | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Nancy J. Karch | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Marc Olivie | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Rima Qureshi | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Jose Octavio Reyes Lagunes | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Jackson P. Tai | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Elect Director Edward Suning Tian | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| MasterCard Incorporated | MA | 57636Q104 | 03-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Elect Director Peter Chernin | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Elect Director Brian McAndrews | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Elect Director Tim Westergren | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Elect Director Peter Chernin | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Elect Director Brian McAndrews | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Elect Director Tim Westergren | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Pandora Media, Inc. | P | 698354107 | 04-Jun-14 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director Jean-Jacques Bienaime | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director Michael Grey | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director Elaine J. Heron | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director Pierre Lapalme | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director V. Bryan Lawlis | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director Richard A. Meier | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director Alan J. Lewis | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director William D. Young | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director Kenneth M. Bate | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Elect Director Dennis J. Slamon | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| BioMarin Pharmaceutical Inc. | BMRN | 09061G101 | 04-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director Theodore M. Armstrong | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director James W. Cabela | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director John H. Edmondson | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director John Gottschalk | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director Dennis Highby | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director Reuben Mark | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director Michael R. McCarthy | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director Thomas L. Millner | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director Donna M. Milrod | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Elect Director Beth M. Pritchard | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Cabela’s Incorporated | CAB | 126804301 | 04-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Qualys, Inc. | QLYS | 74758T303 | 04-Jun-14 | Elect Director Donald R. Dixon | Management | Yes | For | NO |
| Qualys, Inc. | QLYS | 74758T303 | 04-Jun-14 | Elect Director Peter Pace | Management | Yes | For | NO |
| Qualys, Inc. | QLYS | 74758T303 | 04-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Las Vegas Sands Corp. | LVS | 517834107 | 04-Jun-14 | Elect Director Charles D. Forman | Management | Yes | For | NO |
| Las Vegas Sands Corp. | LVS | 517834107 | 04-Jun-14 | Elect Director George Jamieson | Management | Yes | For | NO |
| Las Vegas Sands Corp. | LVS | 517834107 | 04-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Las Vegas Sands Corp. | LVS | 517834107 | 04-Jun-14 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Las Vegas Sands Corp. | LVS | 517834107 | 04-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | YES |
| Alliance Data Systems Corporation | ADS | 018581108 | 05-Jun-14 | Elect Director Bruce K. Anderson | Management | Yes | For | NO |
| Alliance Data Systems Corporation | ADS | 018581108 | 05-Jun-14 | Elect Director Roger H. Ballou | Management | Yes | For | NO |
| Alliance Data Systems Corporation | ADS | 018581108 | 05-Jun-14 | Elect Director Lawrence M. Benveniste | Management | Yes | For | NO |
| Alliance Data Systems Corporation | ADS | 018581108 | 05-Jun-14 | Elect Director D. Keith Cobb | Management | Yes | For | NO |
| Alliance Data Systems Corporation | ADS | 018581108 | 05-Jun-14 | Elect Director E. Linn Draper, Jr. | Management | Yes | For | NO |
| Alliance Data Systems Corporation | ADS | 018581108 | 05-Jun-14 | Elect Director Kenneth R. Jensen | Management | Yes | For | NO |
| Alliance Data Systems Corporation | ADS | 018581108 | 05-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Alliance Data Systems Corporation | ADS | 018581108 | 05-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 06-Jun-14 | Elect Director Michael Borer | Management | Yes | For | NO |
| ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 06-Jun-14 | Elect Director Mary Ann Gray | Management | Yes | For | NO |
| ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 06-Jun-14 | Elect Director Lester J. Kaplan | Management | Yes | For | NO |
| ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 06-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 06-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| LinkedIn Corporation | LNKD | 53578A108 | 10-Jun-14 | Elect Director Reid Hoffman | Management | Yes | For | NO |
| LinkedIn Corporation | LNKD | 53578A108 | 10-Jun-14 | Elect Director Stanley J. Meresman | Management | Yes | Withhold | YES |
| LinkedIn Corporation | LNKD | 53578A108 | 10-Jun-14 | Elect Director David Sze | Management | Yes | For | NO |
| LinkedIn Corporation | LNKD | 53578A108 | 10-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| LinkedIn Corporation | LNKD | 53578A108 | 10-Jun-14 | Approve Executive Incentive Bonus Plan | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Elect Director Lisa M. Caputo | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Elect Director Russell P. Fradin | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Elect Director Kathy J. Higgins Victor | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Elect Director Hubert Joly | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Elect Director David W. Kenny | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Elect Director Thomas L. ‘Tommy’ Millner | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Elect Director Gerard R. Vittecoq | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Best Buy Co., Inc. | BBY | 086516101 | 10-Jun-14 | Approve Omnibus Stock Plan | Management | Yes | For | NO |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Accept Financial Statements and Statutory Reports | Management | Yes | For | NO |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Elect Paddy Tang Lui Wai Yu as Director | Management | Yes | For | NO |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Elect William Yip Shue Lam as Director | Management | Yes | For | NO |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Authorize Board to Fix Directors’ Remuneration | Management | Yes | For | NO |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | NO |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | NO |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | YES |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | YES |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Delete Memorandum of Association | Management | Yes | For | NO |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Amend Articles of Association | Management | Yes | For | NO |
| Galaxy Entertainment Group Ltd. | 00027 | Y2679D118 | 11-Jun-14 | Adopt New Articles of Association | Management | Yes | For | NO |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Elect Director Gregory B. Maffei | Management | Yes | Withhold | YES |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Elect Director Stephen Kaufer | Management | Yes | Withhold | YES |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Elect Director Jonathan F. Miller | Management | Yes | For | NO |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Elect Director Dipchand (Deep) Nishar | Management | Yes | For | NO |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Elect Director Jeremy Philips | Management | Yes | For | NO |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Elect Director Spencer M. Rascoff | Management | Yes | For | NO |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Elect Director Christopher W. Shean | Management | Yes | Withhold | YES |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Elect Director Sukhinder Singh Cassidy | Management | Yes | For | NO |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Elect Director Robert S. Wiesenthal | Management | Yes | For | NO |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| TripAdvisor, Inc. | TRIP | 896945201 | 12-Jun-14 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | YES |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director Samuel T. Byrne | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director Dwight D. Churchill | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director Niall Ferguson | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director Sean M. Healey | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director Harold J. Meyerman | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director William J. Nutt | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director Tracy P. Palandjian | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director Rita M. Rodriguez | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director Patrick T. Ryan | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Elect Director Jide J. Zeitlin | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Affiliated Managers Group, Inc. | AMG | 008252108 | 16-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Hayashi, Masakazu | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Saito, Atsushi | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Yoneda, Michio | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Kiyota, Akira | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Yamaji, Hiromi | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Christina L. Ahmadjian | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Okuda, Tsutomu | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Kubori, Hideaki | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Tomonaga, Michiko | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Hirose, Masayuki | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Honda, Katsuhiko | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Matsuo, Kunihiro | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Morimoto, Shigeru | Management | Yes | For | NO |
| Japan Exchange Group Inc. | 8697 | J2740B106 | 17-Jun-14 | Elect Director Charle Ditmars Lake II | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Robert J. Hugin | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Richard W. Barker | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Michael D. Casey | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Carrie S. Cox | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Rodman L. Drake | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Michael A. Friedman | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Gilla Kaplan | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director James J. Loughlin | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Ernest Mario | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Increase Authorized Common Stock and Approve Stock Split | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Amend Omnibus Stock Plan | Management | Yes | Against | YES |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | YES |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Robert J. Hugin | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Richard W. Barker | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Michael D. Casey | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Carrie S. Cox | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Rodman L. Drake | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Michael A. Friedman | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Gilla Kaplan | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director James J. Loughlin | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Elect Director Ernest Mario | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Increase Authorized Common Stock and Approve Stock Split | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Amend Omnibus Stock Plan | Management | Yes | Against | YES |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Celgene Corporation | CELG | 151020104 | 18-Jun-14 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | YES |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director Arnold S. Barron | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director Macon F. Brock, Jr. | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director Mary Anne Citrino | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director H. Ray Compton | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director Conrad M. Hall | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director Lemuel E. Lewis | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director J. Douglas Perry | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director Bob Sasser | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director Thomas A. Saunders III | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director Thomas E. Whiddon | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Elect Director Carl P. Zeithaml | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Dollar Tree, Inc. | DLTR | 256746108 | 19-Jun-14 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | YES |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Amend Articles To Reduce Directors’ Term | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Elect Director Kataoka, Masataka | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Elect Director Kuriyama, Toshihiro | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Elect Director Komeya, Nobuhiko | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Elect Director Takamura, Shuuji | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Elect Director Kimoto, Takashi | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Elect Director Umehara, Junichi | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Elect Director Amagishi, Yoshitada | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Elect Director Sasao, Yasuo | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Elect Director Daiomaru, Takeshi | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Appoint Statutory Auditor Akiyama, Hiroshi | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Approve Adjustment to Aggregate Compensation Ceiling for Directors and Deep Discount Stock Option Plan | Management | Yes | For | NO |
| Alps Electric Co. Ltd. | 6770 | J01176114 | 20-Jun-14 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 23-Jun-14 | Approve Merger Agreement | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 23-Jun-14 | Advisory Vote on Golden Parachutes | Management | Yes | For | NO |
| Applied Materials, Inc. | AMAT | 038222105 | 23-Jun-14 | Adjourn Meeting | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Inoue, Makoto | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Urata, Haruyuki | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Umaki, Tamio | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Kojima, Kazuo | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Yamaya, Yoshiyuki | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Kamei, Katsunobu | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Takahashi, Hideaki | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Sasaki, Takeshi | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Tsujiyama, Eiko | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Robert Feldman | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Niinami, Takeshi | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Usui, Nobuaki | Management | Yes | For | NO |
| Orix Corp. | 8591 | J61933123 | 24-Jun-14 | Elect Director Yasuda, Ryuji | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Elect Director Seto, Kaoru | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Elect Director Kigawa, Makoto | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Elect Director Kanda, Haruo | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Elect Director Minaki, Kenji | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Elect Director Yamauchi, Masaki | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Elect Director Hagiwara, Toshitaka | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Elect Director Mori, Masakatsu | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Appoint Statutory Auditor Takahara, Kazuko | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Appoint Alternate Statutory Auditor Kawada, Hiroshi | Management | Yes | For | NO |
| Yamato Holdings Co Ltd | 9064 | J96612114 | 24-Jun-14 | Appoint Alternate Statutory Auditor Okawa, Koji | Management | Yes | Against | YES |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Elect Director David Filo | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Elect Director Susan M. James | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Elect Director Max R. Levchin | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Elect Director Marissa A. Mayer | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Elect Director Thomas J. McInerney | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Elect Director Charles R. Schwab | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Elect Director H. Lee Scott, Jr. | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Elect Director Jane E. Shaw | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Elect Director Maynard G. Webb, Jr. | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Amend Omnibus Stock Plan | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Provide Right to Call Special Meeting | Management | Yes | For | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Establish Board Committee on Human Rights | Share Holder | Yes | Against | NO |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | YES |
| Yahoo! Inc. | YHOO | 984332106 | 25-Jun-14 | Report on Political Contributions | Share Holder | Yes | Against | NO |
| Restoration Hardware Holdings, Inc. | RH | 761283100 | 25-Jun-14 | Elect Director Katie Mitic | Management | Yes | For | NO |
| Restoration Hardware Holdings, Inc. | RH | 761283100 | 25-Jun-14 | Elect Director Thomas Mottola | Management | Yes | Withhold | YES |
| Restoration Hardware Holdings, Inc. | RH | 761283100 | 25-Jun-14 | Elect Director Barry Sternlicht | Management | Yes | Withhold | YES |
| Restoration Hardware Holdings, Inc. | RH | 761283100 | 25-Jun-14 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | YES |
| Restoration Hardware Holdings, Inc. | RH | 761283100 | 25-Jun-14 | Ratify Auditors | Management | Yes | For | NO |
| Minebea Co. Ltd. | 6479 | J42884130 | 27-Jun-14 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | Yes | For | NO |
| Minebea Co. Ltd. | 6479 | J42884130 | 27-Jun-14 | Appoint Statutory Auditor Shibasaki, Shinichiro | Management | Yes | For | NO |
| Minebea Co. Ltd. | 6479 | J42884130 | 27-Jun-14 | Approve Takeover Defense Plan (Poison Pill) | Management | Yes | Against | YES |
| Oriental Land Co. | 4661 | J6174U100 | 27-Jun-14 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | Yes | For | NO |
| Oriental Land Co. | 4661 | J6174U100 | 27-Jun-14 | Appoint Statutory Auditor Suda, Tetsuo | Management | Yes | Against | YES |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Tsunekage, Hitoshi | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Kitamura, Kunitaro | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Otsuka, Akio | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Iwasaki, Nobuo | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Okubo, Tetsuo | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Hashimoto, Masaru | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Okuno, Jun | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Mukohara, Kiyoshi | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Hoshino, Toshio | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Elect Director Shinohara, Soichi | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Appoint Statutory Auditor Sugita, Teruhiko | Management | Yes | For | NO |
| Sumitomo Mitsui Trust Holdings, Inc. | 8309 | J0752J108 | 27-Jun-14 | Approve Deep Discount Stock Option Plan | Management | Yes | For | NO |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Advantage Advisers Xanthus Fund, L.L.C. |
| By (Signature and Title)* | /s/ Bryan McKigney | |
| Bryan McKigney, Principle Executive Officer | ||
| (principal executive officer) |
| Date | 8/7/2014 |
*Print the name and title of each signing officer under his or her signature.