-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LIFgj4fSRvo9hpRtK6+ExbUGgFpMAm+htxWmfSS2H8U1QUG8hdC5Bp33g8D8Byx2 raNXAdtMPQo3/0+ah70PJA== 0000891618-00-000025.txt : 20000107 0000891618-00-000025.hdr.sgml : 20000107 ACCESSION NUMBER: 0000891618-00-000025 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NIKU CORP CENTRAL INDEX KEY: 0001076641 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 770473454 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: SEC FILE NUMBER: 000-28797 FILM NUMBER: 502391 BUSINESS ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 6502984600 MAIL ADDRESS: STREET 1: 305 MAIN STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 8-A12G 1 FORM 8-A12G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF l934 NIKU CORPORATION ------------------------------------------------------ (Exact name of registrant as specified in its charter) DELAWARE 77-0473454 - ---------------------------------------- ------------------------------------ (State of incorporation or organization) (I.R.S. Employer Identification No.) 305 MAIN STREET REDWOOD CITY, CA 94063 - ---------------------------------------- ---------- (Address of principal executive offices) (Zip Code) If this Form relates to the registration If this Form relates to the registration of a class of securities pursuant to of a class of securities pursuant to Section 12(b) of the Exchange Act and is Section 12(g) of the Exchange Act and is effective pursuant to General Instruction effective pursuant to General Instruction A.(c), check the following box. [ ] A.(d), check the following box. [X]
Securities Act registration statement file number to which this form relates: 333-93439 --------- Securities to be registered pursuant to Section 12(b) of the Act: NONE ---- Securities to be registered pursuant to Section 12(g) of the Act: COMMON STOCK, $0.0001 PAR VALUE PER SHARE ----------------------------------------- (Title of Class) 2 ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The description of the Common Stock of Registrant set forth under the caption "Description of Capital Stock" in Registrant's Registration Statement on Form S-1 (File No. 333-93439) as originally filed with the Securities and Exchange Commission on December 22, 1999, or as subsequently amended (the "Registration Statement"), and in the Prospectus included in the Registration Statement, is hereby incorporated by reference in response to this item. ITEM 2. EXHIBITS. The following exhibits are filed herewith or incorporated herein by reference:
Exhibit Number Exhibit Title or Description - ------- ---------------------------- 3.01 Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.01 to the Registration Statement). 3.02 Form of Amended and Restated Certificate of Incorporation of the Registrant to be effective upon the closing of the offering made pursuant to this Registration Statement (incorporated by reference to Exhibit 3.02 to the Registration Statement). 3.03 Bylaws of the Registrant, as amended through May 12, 1999 (incorporated by reference to Exhibit 3.03 to the Registration Statement). 3.04 Amended and Restated Bylaws of the Registrant to be effective upon the closing of the offering made pursuant to this Registration Statement (incorporated by reference to Exhibit 3.04 to the Registration Statement). 4.01 Form of Specimen Certificate for Registrant's common stock (incorporated by reference to Exhibit 4.01 to the Registration Statement). 4.02 Fourth Amended and Restated Investors Rights Agreement dated November 18, 1999, as amended on December 8, 1999 (incorporated by reference to Exhibit 4.02 to the Registration Statement).
2 3
Exhibit Number Exhibit Title or Description - ------- ---------------------------- 4.03 Series F Preferred Stock Purchase Agreement, dated January 23, 1998 (incorporated by reference to Exhibit 4.03 to the Registration Statement). 4.04 Series A Preferred Stock Purchase Agreement, dated February 13, 1998 (incorporated by reference to Exhibit 4.04 to the Registration Statement). 4.05 Series B Preferred Stock Purchase Agreement, dated October 13, 1998 (incorporated by reference to Exhibit 4.05 to the Registration Statement). 4.06 Series C Preferred Stock Purchase Agreement, dated May 13, 1999 (incorporated by reference to Exhibit 4.06 to the Registration Statement). 4.07 Series D Preferred Stock Purchase Agreement, dated November 18, 1999 (incorporated by reference to Exhibit 4.07 to the Registration Statement).
3 4 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: December 22, 1999 Niku Corporation By: /s/ Mark Nelson -------------------------------- Mark Nelson Chief Financial Officer 4 5 INDEX TO EXHIBITS
Exhibit Number Exhibit Title or Description - ------- ---------------------------- 3.01 Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.01 to the Registration Statement). 3.02 Form of Amended and Restated Certificate of Incorporation of the Registrant to be effective upon the closing of the offering made pursuant to this Registration Statement (incorporated by reference to Exhibit 3.02 to the Registration Statement). 3.03 Bylaws of the Registrant, as amended through May 12, 1999 (incorporated by reference to Exhibit 3.03 to the Registration Statement). 3.04 Amended and Restated Bylaws of the Registrant to be effective upon the closing of the offering made pursuant to this Registration Statement (incorporated by reference to Exhibit 3.04 to the Registration Statement). 4.01 Form of Specimen Certificate for Registrant's common stock (incorporated by reference to Exhibit 4.01 to the Registration Statement). 4.02 Fourth Amended and Restated Investors Rights Agreement dated November 18, 1999, as amended on December 8, 1999 (incorporated by reference to Exhibit 4.02 to the Registration Statement). 4.03 Series F Preferred Stock Purchase Agreement, dated January 23, 1998 (incorporated by reference to Exhibit 4.03 to the Registration Statement). 4.04 Series A Preferred Stock Purchase Agreement, dated February 13, 1998 (incorporated by reference to Exhibit 4.04 to the Registration Statement). 4.05 Series B Preferred Stock Purchase Agreement, dated October 13, 1998 (incorporated by reference to Exhibit 4.05 to the Registration Statement). 4.06 Series C Preferred Stock Purchase Agreement, dated May 13, 1999 (incorporated by reference to Exhibit 4.06 to the Registration Statement). 4.07 Series D Preferred Stock Purchase Agreement, dated November 18, 1999 (incorporated by reference to Exhibit 4.07 to the Registration Statement).
5 -----END PRIVACY-ENHANCED MESSAGE-----