0001209191-18-004757.txt : 20180122
0001209191-18-004757.hdr.sgml : 20180122
20180122171352
ACCESSION NUMBER: 0001209191-18-004757
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180122
DATE AS OF CHANGE: 20180122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOKIN RICHARD N
CENTRAL INDEX KEY: 0001076418
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55184
FILM NUMBER: 18540517
MAIL ADDRESS:
STREET 1: 800 POST RD
CITY: DARIEN
STATE: CT
ZIP: 06820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northern Power Systems Corp.
CENTRAL INDEX KEY: 0001605997
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 826503088
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
BUSINESS PHONE: 802-461-2955
MAIL ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2017-12-31
0
0
0
0001605997
Northern Power Systems Corp.
NPS
0001076418
HOKIN RICHARD N
800 POST RD
DARIEN
CT
06820
1
0
0
0
Common Shares
2017-12-14
5
G
0
41000
0.00
D
353883
D
Common Shares
1870260
I
By CWE LLC
Shares are held directly by CWE LLC. Mr. Hokin is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Mr. Hokin disclaims beneficial ownership of the shares held by CWE LLC.
/s/ William St. Lawrence, Attorney-in-Fact
2018-01-22