0001076418-15-000001.txt : 20150616
0001076418-15-000001.hdr.sgml : 20150616
20150616160554
ACCESSION NUMBER: 0001076418-15-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150612
FILED AS OF DATE: 20150616
DATE AS OF CHANGE: 20150616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Northern Power Systems Corp.
CENTRAL INDEX KEY: 0001605997
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 826503088
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
BUSINESS PHONE: 802-461-2955
MAIL ADDRESS:
STREET 1: 29 PITMAN ROAD
CITY: BARRE
STATE: VT
ZIP: 05641
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOKIN RICHARD N
CENTRAL INDEX KEY: 0001076418
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55184
FILM NUMBER: 15934426
MAIL ADDRESS:
STREET 1: 800 POST RD
CITY: DARIEN
STATE: CT
ZIP: 06820
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-06-12
0
0001605997
Northern Power Systems Corp.
NPS
0001076418
HOKIN RICHARD N
800 POST RD
DARIEN
CT
06820
1
0
0
0
Common Shares
2015-06-12
4
P
0
213500
0.7368
A
213500
D
Common Shares
1870260
I
Footnote
Shares are held directly by CWE LLC. Reporting Person is the Manager of CWE LLC, and therefore may be deemed to hold voting and dispositive power over the shares held by CWE LLC. Reporting person disclaims beneficial ownership of the shares held by CWE LLC.
/s/ Elliot J. Mark, Attorney-in-Fact
2015-06-16