-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MIN88FaBgMUoBj1k98kBPHAaOxjw48eBZVWiIjpQO+ZUbMnrtToLlsq1/bjCgsYW Lga32WxDJ0e9BL2fPxTvMw== 0001209191-09-054961.txt : 20091202 0001209191-09-054961.hdr.sgml : 20091202 20091202150223 ACCESSION NUMBER: 0001209191-09-054961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091130 FILED AS OF DATE: 20091202 DATE AS OF CHANGE: 20091202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DREWES ALFRED H CENTRAL INDEX KEY: 0001197003 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14893 FILM NUMBER: 091217367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEPSI BOTTLING GROUP INC CENTRAL INDEX KEY: 0001076405 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 134038356 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: ONE PEPSI WAY CITY: SOMERS STATE: NY ZIP: 10589-2201 BUSINESS PHONE: 9147676000 MAIL ADDRESS: STREET 1: ONE PEPSI WAY CITY: SOMERS STATE: NY ZIP: 10589-2201 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-11-30 0 0001076405 PEPSI BOTTLING GROUP INC PBG 0001197003 DREWES ALFRED H THE PEPSI BOTTLING GROUP, INC. ONE PEPSI WAY SOMERS NY 10589 0 1 0 0 SVP and CFO Common Stock 2009-11-30 4 M 0 100011 23.50 A 159493 D Common Stock 2009-11-30 4 S 0 100011 38.05 D 59482 D Common Stock 2009-12-01 4 M 0 27649 23.50 A 87131 D Common Stock 2009-12-01 4 M 0 104407 29.50 A 191538 D Common Stock 2009-12-01 4 M 0 113274 28.25 A 304812 D Common Stock 2009-12-01 4 M 0 51160 29.32 A 355972 D Common Stock 2009-12-01 4 M 0 32091 30.85 A 388063 D Common Stock 2009-12-01 4 M 0 14419 34.33 A 402482 D Common Stock 2009-12-01 4 S 0 27649 38.31 D 374833 D Common Stock 2009-12-01 4 S 0 104407 38.31 D 270426 D Common Stock 2009-12-01 4 S 0 113274 38.31 D 157152 D Common Stock 2009-12-01 4 S 0 51160 38.31 D 105992 D Common Stock 2009-12-01 4 S 0 32091 38.31 D 73901 D Common Stock 2009-12-01 4 S 0 14419 38.31 D 59482 D Common Stock by 401(k) Plan 1601 I By 401(k) Plan Officer Stock Options (Right to Buy) 23.50 2009-11-30 4 M 0 100011 0.00 D 2006-03-30 2013-03-29 Common Stock 100011 27649 D Officer Stock Options (Right to Buy) 23.50 2009-12-01 4 M 0 27649 0.00 D 2006-03-30 2013-03-29 Common Stock 27649 0 D Officer Stock Options (Right to Buy) 29.50 2009-12-01 4 M 0 104407 0.00 D 2007-03-30 2014-03-29 Common Stock 104407 0 D Officer Stock Options (Right to Buy) 28.25 2009-12-01 4 M 0 113274 0.00 D 2008-03-30 2015-02-28 Common Stock 113274 0 D Officer Stock Options (Right to Buy) 29.32 2009-12-01 4 M 0 51160 0.00 D 2009-03-01 2016-02-29 Common Stock 51160 0 D Stock Options (Right to Buy) 30.85 2009-12-01 4 M 0 32091 0.00 D 2017-02-28 Common Stock 32091 16532 D Stock Options (Right to Buy) 34.33 2009-12-01 4 M 0 14419 0.00 D 2018-02-28 Common Stock 14419 29275 D The reporting person sold these shares of common stock which were acquired as a result of the exercise of stock options (as reflected in Table II). The sale was conducted pursuant to a Rule 10b5-1 trading plan, which became effective October 30, 2009. The shares with respect to this transaction were sold at prices ranging from $38.00 to $38.10. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. The shares with respect to this transaction were sold at prices ranging from $38.04 to $38.46. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. This number includes 1,031 restricted stock units ("RSUs") accumulated as a result of dividend equivalents credited to the reporting person on various dates between March 31, 2009 and September 30, 2009 at the same time and in the same amount as dividends were paid to shareholders of common stock in accordance with the agreement governing the reporting person's RSU awards. Reflects the number of shares of PBG common stock attributed to the reporting person based on his holdings in the PBG common stock fund of the PBG 401(k) Plan as of November 30, 2009. The number of shares was calculated by dividing the dollar value of the reporting person's holdings in such fund by the closing price of PBG common stock on November 30, 2009. The exercise of these stock options was conducted pursuant to a Rule 10b5-1 trading plan, which became effective October 30, 2009. There is no price for this derivative security. The stock options become exercisable as follows: 33% on March 1, 2008; 33% on March 1, 2009; and 34% on March 1, 2010. The stock options become exercisable as follows: 33% on March 1, 2009; 33% on March 1, 2010; and 34% on March 1, 2011. /s/ David Yawman, Attorney-in-Fact 2009-12-02 -----END PRIVACY-ENHANCED MESSAGE-----