-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KT5045plk5GAUTcmlYLPkNnm9S109hhQu0AWzFI5oRrt6XENXr1ieDG0QoNFiL8G Sg4hFARNVwCy+WvnnFQGgA== 0001209191-09-053231.txt : 20091117 0001209191-09-053231.hdr.sgml : 20091117 20091117163501 ACCESSION NUMBER: 0001209191-09-053231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091116 FILED AS OF DATE: 20091117 DATE AS OF CHANGE: 20091117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEPSI BOTTLING GROUP INC CENTRAL INDEX KEY: 0001076405 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 134038356 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: ONE PEPSI WAY CITY: SOMERS STATE: NY ZIP: 10589-2201 BUSINESS PHONE: 9147676000 MAIL ADDRESS: STREET 1: ONE PEPSI WAY CITY: SOMERS STATE: NY ZIP: 10589-2201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALVARADO LINDA G CENTRAL INDEX KEY: 0001122788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14893 FILM NUMBER: 091190832 MAIL ADDRESS: STREET 1: 2140 LAKE PARK BOULEVARD CITY: RICHARDSON STATE: TX ZIP: 75080-2254 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-11-16 0 0001076405 PEPSI BOTTLING GROUP INC PBG 0001122788 ALVARADO LINDA G C/O THE PEPSI BOTTLING GROUP, INC. ONE PEPSI WAY SOMERS NY 10589 1 0 0 0 Common Stock 2009-11-16 4 M 0 22750 9.89 A 36306 D Common Stock 2009-11-16 4 M 0 10784 25.50 A 47090 D Common Stock 2009-11-16 4 M 0 16438 18.25 A 63528 D Common Stock 2009-11-16 4 M 0 9917 30.25 A 73445 D Common Stock 2009-11-16 4 M 0 10811 27.75 A 84256 D Common Stock 2009-11-16 4 S 0 22750 37.87 D 61506 D Common Stock 2009-11-16 4 S 0 10784 37.87 D 50722 D Common Stock 2009-11-16 4 S 0 16438 37.87 D 34284 D Common Stock 2009-11-16 4 S 0 9917 37.87 D 24367 D Common Stock 2009-11-16 4 S 0 10811 37.87 D 13556 D Director Stock Options (Right to Buy) 9.89 2009-11-16 4 M 0 22750 0.00 D 2000-04-01 2010-04-01 Common Stock 22750 0 D Director Stock Options (Right to Buy) 25.50 2009-11-16 4 M 0 10784 0.00 D 2002-04-01 2012-03-31 Common Stock 10784 0 D Director Stock Options (Right to Buy) 18.25 2009-11-16 4 M 0 16438 0.00 D 2003-04-01 2013-03-31 Common Stock 16438 0 D Director Stock Options (Right to Buy) 30.25 2009-11-16 4 M 0 9917 0.00 D 2004-04-01 2014-03-31 Common Stock 9917 0 D Director Stock Options (Right to Buy) 27.75 2009-11-16 4 M 0 10811 0.00 D 2005-04-01 2015-03-31 Common Stock 10811 0 D The reporting person sold these shares of common stock which were acquired as a result of the exercise of stock options (as reflected in Table II). The sale was conducted pursuant to a Rule 10b5-1 trading plan, which became effective October 16, 2009. The stock options expire if the reporting person ceases to serve as a Director of the Company. The reporting person shall cease to serve as a Director of the Company upon the closing of the pending merger of the Company and PepsiCo, Inc., which is anticipated to occur in late 2009 or early 2010. The shares with respect to this transaction were sold at prices ranging from $37.78 to $37.98. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price. This number includes 42 shares of restricted stock accumulated as a result of dividend equivalents credited to the director on various dates between March 31, 2009 and September 30, 2009 at the same time and in the same amount as dividends were paid to shareholders of common stock in accordance with the agreement governing the directors's award of restricted stock. This number also includes 38 restricted stock units ("RSUs") accumulated as a result of dividend equivalents credited to the director on various dates between March 31, 2009 and September 30, 2009 at the same time and in the same amount as dividends were paid to shareholders of common stock in accordance with the agreement governing the director's RSU award. The exercise of these stock options was conducted pursuant to a Rule 10b5-1 trading plan, which became effective October 16, 2009. There is no price for this derivative security. /s/ David Yawman, Attorney-in-Fact 2009-11-17 -----END PRIVACY-ENHANCED MESSAGE-----