0001123292-16-001970.txt : 20160314 0001123292-16-001970.hdr.sgml : 20160314 20160314084854 ACCESSION NUMBER: 0001123292-16-001970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Capital, Inc. CENTRAL INDEX KEY: 0001467076 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270419483 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O COLONY CAPITAL, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: C/O COLONY CAPITAL, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: Colony Financial, Inc. DATE OF NAME CHANGE: 20090625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRACK THOMAS JR CENTRAL INDEX KEY: 0001076343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34456 FILM NUMBER: 161502551 MAIL ADDRESS: STREET 1: PO BOX 358 CITY: SANTA YNEZ STATE: CA ZIP: 93460 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-10 0001467076 Colony Capital, Inc. CLNY 0001076343 BARRACK THOMAS JR C/O COLONY CAPITAL, INC. 515 S. FLOWER ST., 44TH FLOOR LOS ANGELES CA 90071 1 1 1 0 Executive Chairman Series A 8.5% Preferred Stock 2016-03-10 4 A 0 373784 22.83 A 373784 I By Managed Investment Vehicle Series B 7.5% Preferred Stock 2016-03-10 4 A 0 297841 19.85 A 297841 I By Managed Investment Vehicle Series C 7.125% Preferred Stock 2016-03-10 4 A 0 292093 19.01 A 292093 I By Managed Investment Vehicle Class A Common Stock 763690 I By Family Trust Class B Common Stock 546275 I By Family Trust OP Units Class A Common Stock 628773 19392757 I See footnote Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of the Company and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. These units are held by limited liability companies controlled by the reporting person. The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the issuer. The OP Units do not have expiration dates. /s/ David A. Palame, as Attorney-in-fact 2016-03-14