0001123292-16-001970.txt : 20160314
0001123292-16-001970.hdr.sgml : 20160314
20160314084854
ACCESSION NUMBER: 0001123292-16-001970
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160310
FILED AS OF DATE: 20160314
DATE AS OF CHANGE: 20160314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony Capital, Inc.
CENTRAL INDEX KEY: 0001467076
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270419483
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O COLONY CAPITAL, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: C/O COLONY CAPITAL, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Colony Financial, Inc.
DATE OF NAME CHANGE: 20090625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARRACK THOMAS JR
CENTRAL INDEX KEY: 0001076343
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34456
FILM NUMBER: 161502551
MAIL ADDRESS:
STREET 1: PO BOX 358
CITY: SANTA YNEZ
STATE: CA
ZIP: 93460
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-03-10
0001467076
Colony Capital, Inc.
CLNY
0001076343
BARRACK THOMAS JR
C/O COLONY CAPITAL, INC.
515 S. FLOWER ST., 44TH FLOOR
LOS ANGELES
CA
90071
1
1
1
0
Executive Chairman
Series A 8.5% Preferred Stock
2016-03-10
4
A
0
373784
22.83
A
373784
I
By Managed Investment Vehicle
Series B 7.5% Preferred Stock
2016-03-10
4
A
0
297841
19.85
A
297841
I
By Managed Investment Vehicle
Series C 7.125% Preferred Stock
2016-03-10
4
A
0
292093
19.01
A
292093
I
By Managed Investment Vehicle
Class A Common Stock
763690
I
By Family Trust
Class B Common Stock
546275
I
By Family Trust
OP Units
Class A Common Stock
628773
19392757
I
See footnote
Represents acquisitions by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of the Company and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.
These units are held by limited liability companies controlled by the reporting person.
The OP Units are redeemable for shares of Class A Common Stock or cash at the discretion of the issuer. The OP Units do not have expiration dates.
/s/ David A. Palame, as Attorney-in-fact
2016-03-14