0000899243-18-025451.txt : 20180927 0000899243-18-025451.hdr.sgml : 20180927 20180927210042 ACCESSION NUMBER: 0000899243-18-025451 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180925 FILED AS OF DATE: 20180927 DATE AS OF CHANGE: 20180927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRACK THOMAS JR CENTRAL INDEX KEY: 0001076343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37980 FILM NUMBER: 181092330 MAIL ADDRESS: STREET 1: C/O COLONY NORTHSTAR, INC. STREET 2: 515 S. FLOWER ST., 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colony Capital, Inc. CENTRAL INDEX KEY: 0001679688 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 464591526 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 515 SOUTH FLOWER STREET STREET 2: 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 310-282-8820 MAIL ADDRESS: STREET 1: 515 SOUTH FLOWER STREET STREET 2: 44TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: Colony NorthStar, Inc. DATE OF NAME CHANGE: 20160714 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-09-25 0 0001679688 Colony Capital, Inc. CLNY 0001076343 BARRACK THOMAS JR C/O COLONY CAPITAL, INC., 515 S. FLOWER ST., 44TH FLOOR LOS ANGELES CA 90071 1 1 0 0 Executive Chairman 7.50% Series G Preferred Stock 2018-09-25 4 S 0 14807 23.7529 D 283034 I By Managed Investment Vehicle 7.125% Series H Preferred Stock 2018-09-25 4 S 0 42093 22.7778 D 250000 I By Managed Investment Vehicle 7.50% Series G Preferred Stock 2018-09-26 4 S 0 4985 23.75 D 278049 I By Managed Investment Vehicle 7.50% Series G Preferred Stock 2018-09-27 4 S 0 900 23.75 D 277149 I By Managed Investment Vehicle The dispositions were executed in a series of intraday transactions with the high sales price at $23.80 and the low sales price at $23.75. The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose. The dispositions were executed in a series of intraday transactions with the high sales price at $22.83 and the low sales price at $22.75. /s/ Jenny B. Neslin, as Attorney-in-fact 2018-09-27