0000899243-18-025451.txt : 20180927
0000899243-18-025451.hdr.sgml : 20180927
20180927210042
ACCESSION NUMBER: 0000899243-18-025451
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180925
FILED AS OF DATE: 20180927
DATE AS OF CHANGE: 20180927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARRACK THOMAS JR
CENTRAL INDEX KEY: 0001076343
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37980
FILM NUMBER: 181092330
MAIL ADDRESS:
STREET 1: C/O COLONY NORTHSTAR, INC.
STREET 2: 515 S. FLOWER ST., 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colony Capital, Inc.
CENTRAL INDEX KEY: 0001679688
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 464591526
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 515 SOUTH FLOWER STREET
STREET 2: 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 310-282-8820
MAIL ADDRESS:
STREET 1: 515 SOUTH FLOWER STREET
STREET 2: 44TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: Colony NorthStar, Inc.
DATE OF NAME CHANGE: 20160714
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-09-25
0
0001679688
Colony Capital, Inc.
CLNY
0001076343
BARRACK THOMAS JR
C/O COLONY CAPITAL, INC.,
515 S. FLOWER ST., 44TH FLOOR
LOS ANGELES
CA
90071
1
1
0
0
Executive Chairman
7.50% Series G Preferred Stock
2018-09-25
4
S
0
14807
23.7529
D
283034
I
By Managed Investment Vehicle
7.125% Series H Preferred Stock
2018-09-25
4
S
0
42093
22.7778
D
250000
I
By Managed Investment Vehicle
7.50% Series G Preferred Stock
2018-09-26
4
S
0
4985
23.75
D
278049
I
By Managed Investment Vehicle
7.50% Series G Preferred Stock
2018-09-27
4
S
0
900
23.75
D
277149
I
By Managed Investment Vehicle
The dispositions were executed in a series of intraday transactions with the high sales price at $23.80 and the low sales price at $23.75.
The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.
The dispositions were executed in a series of intraday transactions with the high sales price at $22.83 and the low sales price at $22.75.
/s/ Jenny B. Neslin, as Attorney-in-fact
2018-09-27