0001062993-23-012369.txt : 20230526 0001062993-23-012369.hdr.sgml : 20230526 20230526175301 ACCESSION NUMBER: 0001062993-23-012369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230516 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNER ROBERT L III CENTRAL INDEX KEY: 0001075376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40016 FILM NUMBER: 23970570 MAIL ADDRESS: STREET 1: C/O CHARTERHOUSE GROUP INTERNATIONAL INC STREET 2: 535 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vintage Wine Estates, Inc. CENTRAL INDEX KEY: 0001834045 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 707-346-3640 MAIL ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp DATE OF NAME CHANGE: 20201125 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-16 0001834045 Vintage Wine Estates, Inc. VWE 0001075376 BERNER ROBERT L III 937 TAHOE BOULEVARD, SUITE 210 INCLINE VILLAGE NV 89451 1 0 0 0 0 Common Stock 2023-05-16 4 J 0 329250 0 A 525576 D Warrants to purchase common stock 11.5 2023-05-16 4 J 0 57407 0 A 2021-08-11 2026-06-08 Common stock 57407 86109 D The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP. Includes 168,776 shares of common stock that were previously reported as being indirectly owned by the Reporting Person. Due to an administrative error, the Reporting Person's previous Form 4 erroneously stated that the Reporting Person was granted 10,478 shares of restricted stock. The Reporting Person was granted 10,478 restricted stock units ("RSUs"). The 10,478 RSUs vest on 11/30/2023. The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP. Includes 28,702 warrants to purchase common stock of the Issuer that were previously reported as being indirectly held by the Reporting Person. Effective March 31, 2023, the Reporting Person is no longer a managing member of Bespoke Capital Partners, LLC, the general partner of Bespoke Sponsor Capital LP (the "Sponsor"), and thus, the Reporting Person no longer may be deemed to have beneficial ownership over the securities owned by the Sponsor. /s/ Patrick A. Roney, Attorney-in-Fact for Robert L. Berner III 2023-05-26