0001062993-23-012369.txt : 20230526
0001062993-23-012369.hdr.sgml : 20230526
20230526175301
ACCESSION NUMBER: 0001062993-23-012369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230516
FILED AS OF DATE: 20230526
DATE AS OF CHANGE: 20230526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERNER ROBERT L III
CENTRAL INDEX KEY: 0001075376
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40016
FILM NUMBER: 23970570
MAIL ADDRESS:
STREET 1: C/O CHARTERHOUSE GROUP INTERNATIONAL INC
STREET 2: 535 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vintage Wine Estates, Inc.
CENTRAL INDEX KEY: 0001834045
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 707-346-3640
MAIL ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp
DATE OF NAME CHANGE: 20201125
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-05-16
0001834045
Vintage Wine Estates, Inc.
VWE
0001075376
BERNER ROBERT L III
937 TAHOE BOULEVARD, SUITE 210
INCLINE VILLAGE
NV
89451
1
0
0
0
0
Common Stock
2023-05-16
4
J
0
329250
0
A
525576
D
Warrants to purchase common stock
11.5
2023-05-16
4
J
0
57407
0
A
2021-08-11
2026-06-08
Common stock
57407
86109
D
The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of shares of common stock of the Issuer from Bespoke Sponsor Capital LP.
Includes 168,776 shares of common stock that were previously reported as being indirectly owned by the Reporting Person.
Due to an administrative error, the Reporting Person's previous Form 4 erroneously stated that the Reporting Person was granted 10,478 shares of restricted stock. The Reporting Person was granted 10,478 restricted stock units ("RSUs"). The 10,478 RSUs vest on 11/30/2023.
The transaction reported represents the receipt by the Reporting Person of an in-kind distribution, for no consideration, of warrants to purchase common stock of the Issuer from Bespoke Sponsor Capital LP.
Includes 28,702 warrants to purchase common stock of the Issuer that were previously reported as being indirectly held by the Reporting Person.
Effective March 31, 2023, the Reporting Person is no longer a managing member of Bespoke Capital Partners, LLC, the general partner of Bespoke Sponsor Capital LP (the "Sponsor"), and thus, the Reporting Person no longer may be deemed to have beneficial ownership over the securities owned by the Sponsor.
/s/ Patrick A. Roney, Attorney-in-Fact for Robert L. Berner III
2023-05-26