X0306
4
2017-07-06
0
0001074828
VISUALANT INC
VSUL
0001140319
ERICKSON RONALD P
500 UNION STREET
SUITE 420
SEATTLE
WA
98101
1
1
0
0
CEO and President
Common Stock
2017-07-06
4
P
0
2000
0.23
A
20934
D
Common Stock
3334
I
.
Common Stock
1467
I
.
Common Stock
20336
I
.
Common Stock
110001
I
.
Common Stock
1014
I
.
Series A Warrant
.15
2013-06-14
2018-06-14
Common Stock
33333
0
I
.
Series B Warrant
.20
2013-06-14
2018-06-14
Common Stock
33334
0
I
.
Option to Purchase Common Stock
22.50
2020-05-09
Common Stock
13334
13334
D
Option to Purchase Common Stock
19.50
2022-06-05
Common Stock
6667
6667
D
Held by Dia Armenta, the Reporting Person's wife.
Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife.
Held by Juliz Limited Partnership- Family LP.
Held by J3E2A2Z Limited Partnership.
Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife.
Option shares fully-vested quarterly over 2 years commencing 05/10/2010.
Option shares fully-vested quarterly over 1 year commencing 06/05/2012.
/s/ Ronald P. Erickson
2017-07-07