Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
LONG-TERM INVESTMENTS – 151.5% (100.0% of Total Investments) | ||||||
MUNICIPAL BONDS – 151.5% (100.0% of Total Investments) | ||||||
Consumer Staples – 5.2% (3.5% of Total Investments) | ||||||
Erie County Tobacco Asset Securitization Corporation, New York, Tobacco Settlement Asset-Backed Bonds, Series 2005A: | ||||||
$12,500 | 5.000%, 6/01/38 | 12/20 at 100.00 | B- | $12,510,500 | ||
3,210 | 5.000%, 6/01/45 | 12/20 at 100.00 | B- | 3,212,697 | ||
New York Counties Tobacco Trust VI, New York, Tobacco Settlement Pass-Through Bonds, Series Series 2016A-1: | ||||||
290 | 5.625%, 6/01/35 | No Opt. Call | BBB | 312,942 | ||
1,145 | 5.750%, 6/01/43 | No Opt. Call | BB+ | 1,392,217 | ||
7,155 | TSASC Inc, New York, Tobacco Asset-Backed Bonds, Series 2006, 5.000%, 6/01/48 | 6/27 at 100.00 | N/R | 7,502,375 | ||
24,300 | Total Consumer Staples | 24,930,731 | ||||
Education and Civic Organizations – 21.5% (14.2% of Total Investments) | ||||||
1,855 | Albany Industrial Development Agency, New York, Revenue Bonds, Brighter Choice Charter Schools, Series 2007A, 5.000%, 4/01/37 | 1/21 at 100.00 | BB | 1,856,929 | ||
3,265 | Buffalo and Erie County Industrial Land Development Corporation, New York, Revenue Bonds, Enterprise Charter School Project, Series 2011A, 7.500%, 12/01/40 | 12/20 at 100.00 | B+ | 3,272,379 | ||
Build New York City Resource Corporation, New York, Revenue Bonds, City University of New York - Queens College, Q Student Residences, LLC Project, Refunding Series 2014A: | ||||||
1,025 | 5.000%, 6/01/32 | 6/24 at 100.00 | Aa2 | 1,182,870 | ||
2,070 | 5.000%, 6/01/43 | 6/24 at 100.00 | Aa2 | 2,361,746 | ||
Build New York City Resource Corporation, New York, Revenue Bonds, Metropolitan College of New York, Series 2014: | ||||||
1,405 | 5.250%, 11/01/34 | 11/24 at 100.00 | BB | 1,493,107 | ||
1,300 | 5.000%, 11/01/39 | 11/24 at 100.00 | BB | 1,359,085 | ||
Build New York City Resource Corporation, New York, Revenue Bonds, South Bronx Charter School for International Cultures and the Arts Project, Series 2013A: | ||||||
950 | 5.000%, 4/15/33 | 4/23 at 100.00 | BB+ | 986,926 | ||
1,380 | 5.000%, 4/15/43 | 4/23 at 100.00 | BB+ | 1,420,903 | ||
1,760 | Dormitory Authority of the State of New York, General Revenue Bonds, Saint Johns University, Series 2013A, 5.000%, 7/01/44 | 7/23 at 100.00 | A- | 1,892,757 | ||
2,000 | Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of Technology, Series 2007, 5.250%, 7/01/29 – FGIC Insured | No Opt. Call | Baa2 | 2,336,860 | ||
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory Facilities, Series 2015A: | ||||||
1,120 | 5.000%, 7/01/31 | 7/25 at 100.00 | Aa3 | 1,324,725 | ||
1,245 | 5.000%, 7/01/33 | 7/25 at 100.00 | Aa3 | 1,460,522 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2020 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Education and Civic Organizations (continued) | ||||||
$1,565 | Dormitory Authority of the State of New York, Revenue Bonds, Fordham University, Series 2020, 4.000%, 7/01/46 | 7/29 at 100.00 | A | $1,785,368 | ||
5,090 | Dormitory Authority of the State of New York, Revenue Bonds, Icahn School of Medicine at Mount Sinai, Refunding Series 2015A, 5.000%, 7/01/40 | 7/25 at 100.00 | A- | 5,817,768 | ||
1,955 | Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series 2015A, 5.000%, 7/01/45 | 7/25 at 100.00 | A- | 2,176,853 | ||
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2015A: | ||||||
1,000 | 5.000%, 7/01/34 | 7/25 at 100.00 | Aa2 | 1,177,590 | ||
2,300 | 5.000%, 7/01/35 | 7/25 at 100.00 | Aa2 | 2,703,926 | ||
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2016A: | ||||||
5,100 | 5.000%, 7/01/33 | 7/26 at 100.00 | Aa2 | 6,214,707 | ||
3,765 | 5.000%, 7/01/36 | 7/26 at 100.00 | Aa2 | 4,546,953 | ||
1,055 | 5.000%, 7/01/39 | 7/26 at 100.00 | Aa2 | 1,262,128 | ||
5,500 | Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2019A, 5.000%, 7/01/49 | 7/29 at 100.00 | Aa2 | 6,844,585 | ||
905 | Dormitory Authority of the State of New York, Revenue Bonds, Rochester Institute of Technology, Series 2019A, 5.000%, 7/01/49 | 7/29 at 100.00 | A1 | 1,121,395 | ||
3,925 | Dormitory Authority of the State of New York, Revenue Bonds, Rockefeller University, Series 2019A, 5.000%, 7/01/35 | 7/29 at 100.00 | Aa1 | 5,199,997 | ||
2,625 | Dormitory Authority of the State of New York, Revenue Bonds, Rockefeller University, Series 2020A, 5.000%, 7/01/53 | 7/30 at 100.00 | Aa1 | 3,393,285 | ||
3,140 | Dormitory Authority of the State of New York, Revenue Bonds, Vaughn College of Aeronautics & Technology, Series 2016A, 5.500%, 12/01/36, 144A | 12/26 at 100.00 | BB- | 3,191,245 | ||
2,705 | Glen Cove Local Economic Assistance Corporation, New York, Revenue Bonds, Garvies Point Public Improvement Project, Capital Appreciation Series 2016C, 0.000%, 1/01/55 (4) | 1/34 at 100.00 | N/R | 2,626,880 | ||
Hempstead Town Local Development Corporation, New York, Revenue Bonds, Adelphi University Project, Series 2013: | ||||||
1,005 | 5.000%, 9/01/38 | 9/23 at 100.00 | A- | 1,077,531 | ||
265 | 5.000%, 9/01/43 | 9/23 at 100.00 | A- | 282,864 | ||
5,000 | Madison County Capital Resource Corporation, New York, Revenue Bonds, Colgate University Project, Refunding Series 2015A, 5.000%, 7/01/40 | 7/25 at 100.00 | AA | 5,810,650 | ||
890 | Monroe County Industrial Development Corporation, New York, Revenue Bonds, St John Fisher College, Series 2011, 6.000%, 6/01/30 | 6/21 at 100.00 | A- | 907,328 | ||
3,030 | New Rochelle Corporation, New York, Local Development Revenue Bonds, Iona College Project, Series 2015A, 5.000%, 7/01/45 | 7/25 at 100.00 | BBB | 3,255,159 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Education and Civic Organizations (continued) | ||||||
New York City Industrial Development Agency, New York, PILOT Payment in Lieu of Taxes Revenue Bonds, Queens Baseball Stadium Project, Series 2006: | ||||||
$1,000 | 5.000%, 1/01/31 – AMBAC Insured | 12/20 at 100.00 | Baa3 | $1,000,330 | ||
235 | 5.000%, 1/01/36 – AMBAC Insured | 12/20 at 100.00 | Baa3 | 235,092 | ||
3,515 | 5.000%, 1/01/39 – AMBAC Insured | 12/20 at 100.00 | Baa3 | 3,516,406 | ||
5,050 | 4.750%, 1/01/42 – AMBAC Insured | 12/20 at 100.00 | Baa3 | 5,051,515 | ||
400 | 5.000%, 1/01/46 – AMBAC Insured | 12/20 at 100.00 | Baa3 | 400,040 | ||
1,425 | New York City Industrial Development Agency, New York, PILOT Payment in Lieu of Taxes Revenue Bonds, Yankee Stadium Project, Series 2020A, 4.000%, 3/01/45 | 9/30 at 100.00 | AA | 1,624,685 | ||
1,000 | New York City Trust for Cultural Resources, New York, Revenue Bonds, Whitney Museum of American Art, Series 2011, 5.000%, 7/01/31 | 1/21 at 100.00 | AA | 1,002,910 | ||
2,520 | New York Liberty Development Corporation, New York, Liberty Revenue Bonds, Bank of America Tower at One Bryant Park Project, Second Priority Refunding Series 2019 Class 2, 2.625%, 9/15/69 | 3/29 at 100.00 | A2 | 2,569,871 | ||
1,900 | New York Liberty Development Corporation, New York, Liberty Revenue Bonds, Bank of America Tower at One Bryant Park Project, Second Priority Refunding Series 2019 Class 3, 2.800%, 9/15/69 | 3/29 at 100.00 | Baa2 | 1,844,425 | ||
1,515 | Onondaga Civic Development Corporation, New York, Revenue Bonds, Le Moyne College Project, Series 2015, 5.000%, 7/01/40 | 7/25 at 100.00 | Baa2 | 1,657,410 | ||
Saint Lawrence County Industrial Development Agency Civic Development Corporation, New York, Revenue Bonds, Clarkson University Project, Series 2012A: | ||||||
1,050 | 5.250%, 9/01/33 | 3/22 at 100.00 | Baa1 | 1,086,225 | ||
1,750 | 5.000%, 9/01/41 | 3/22 at 100.00 | Baa1 | 1,798,790 | ||
91,555 | Total Education and Civic Organizations | 102,132,720 | ||||
Financials – 3.6% (2.4% of Total Investments) | ||||||
4,725 | Liberty Development Corporation, New York, Goldman Sachs Headquarter Revenue Bonds, Series 2005, 5.250%, 10/01/35 | No Opt. Call | A | 6,826,491 | ||
6,885 | Liberty Development Corporation, New York, Goldman Sachs Headquarters Revenue Bonds Series 2007, 5.500%, 10/01/37 | No Opt. Call | A | 10,427,264 | ||
11,610 | Total Financials | 17,253,755 | ||||
Health Care – 3.0% (2.0% of Total Investments) | ||||||
3,700 | Dormitory Authority of the State of New York, Revenue Bonds, North Shore Long Island Jewish Obligated Group, Series 2015A, 5.000%, 5/01/43 | 5/25 at 100.00 | A- | 4,172,120 | ||
4,120 | Dutchess County Local Development Corporation, New York, Revenue Bonds, Health Quest Systems, Inc Project, Series 2016B, 5.000%, 7/01/32 | 7/26 at 100.00 | A- | 4,808,576 | ||
710 | Livingston County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Nicholas H Noyes Hospital, Series 2005, 6.000%, 7/01/30 | 12/20 at 100.00 | BB- | 710,469 | ||
715 | Monroe County Industrial Development Corporation, New York, FHA Insured Mortgage Revenue Bonds, Unity Hospital of Rochestor Project, Series 2010, 5.750%, 8/15/35 | 2/21 at 100.00 | Aa1 | 723,065 | ||
1,000 | Monroe County Industrial Development Corporation, New York, Revenue Bonds, Rochester Regional Health Project, Series 2020A, 4.000%, 12/01/39 | 12/30 at 100.00 | BBB+ | 1,137,830 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2020 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Health Care (continued) | ||||||
$2,730 | Suffolk County Economic Development Corporation, New York, Revenue Bonds, Catholic Health Services of Long Island Obligated Group Project, Refunding Series 2011, 5.000%, 7/01/28 | 7/21 at 100.00 | A- | $2,793,800 | ||
12,975 | Total Health Care | 14,345,860 | ||||
Housing/Single Family – 0.1% (0.1% of Total Investments) | ||||||
645 | Guam Housing Corporation, Mortgage-Backed Securities Program Single Family Mortgage Revenue Bonds, Series 1998A, 5.750%, 9/01/31 (AMT) | No Opt. Call | N/R | 664,060 | ||
Industrials – 3.7% (2.5% of Total Investments) | ||||||
17,145 | New York Liberty Development Corporation, New York, Liberty Revenue Bonds, 3 World Trade Center Project, Class 1 Series 2014, 5.000%, 11/15/44, 144A | 11/24 at 100.00 | N/R | 17,772,164 | ||
Long-Term Care – 0.5% (0.3% of Total Investments) | ||||||
1,275 | Dormitory Authority of the State of New York, Non-State Supported Debt, Ozanam Hall of Queens Nursing Home Revenue Bonds, Series 2006, 5.000%, 11/01/31 | 12/20 at 100.00 | A2 | 1,278,455 | ||
340 | Monroe County Industrial Development Corporation, New York, Revenue Bonds, Saint Ann's Community Project, Series 2019, 5.000%, 1/01/40 | 1/26 at 103.00 | N/R | 357,748 | ||
565 | New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Special Needs Facilities Pooled Program, Series 2008A-1, 5.800%, 7/01/23 | 12/20 at 100.00 | N/R | 536,275 | ||
120 | Yonkers Industrial Development Agency, New York, Civic Facilities Revenue Bonds, Special Needs Facilities Pooled Program Bonds, Series 2008-C1, 5.800%, 7/01/23 | 12/20 at 100.00 | N/R | 117,610 | ||
2,300 | Total Long-Term Care | 2,290,088 | ||||
Materials – 0.5% (0.3% of Total Investments) | ||||||
1,935 | Build New York City Resource Corporation, New York, Solid Waste Disposal Revenue Bonds, Pratt Paper NY, Inc Project, Series 2014, 5.000%, 1/01/35 (AMT), 144A | 1/25 at 100.00 | N/R | 2,137,343 | ||
Tax Obligation/General – 15.4% (10.1% of Total Investments) | ||||||
8,000 | Nassau County, New York, General Obligation Bonds, General Improvement Bonds Series 2019B, 5.000%, 4/01/49 – AGM Insured | 4/30 at 100.00 | AA | 10,146,720 | ||
Nassau County, New York, General Obligation Bonds, General Improvement Series, Refunding 2016A: | ||||||
3,630 | 5.000%, 1/01/28 | 1/26 at 100.00 | A+ | 4,335,672 | ||
500 | 5.000%, 1/01/38 | 1/26 at 100.00 | A+ | 581,050 | ||
Nassau County, New York, General Obligation Bonds, General Improvment Series 2016C: | ||||||
1,395 | 5.000%, 4/01/35 | 4/26 at 100.00 | A+ | 1,640,436 | ||
2,000 | 5.000%, 4/01/43 | 4/26 at 100.00 | A+ | 2,322,960 | ||
1,000 | New York City, New York, General Obligation Bonds, Fiscal 2012 Series B, 5.000%, 8/01/30 | 8/22 at 100.00 | AA | 1,074,180 | ||
980 | New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/32 | 8/22 at 100.00 | AA | 1,052,353 | ||
5,000 | New York City, New York, General Obligation Bonds, Fiscal 2014 Series A-1, 5.000%, 8/01/26 | 8/23 at 100.00 | AA | 5,603,650 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Tax Obligation/General (continued) | ||||||
$8,775 | New York City, New York, General Obligation Bonds, Fiscal 2017 Series B-1, 5.000%, 12/01/41 | 12/26 at 100.00 | AA | $10,416,627 | ||
4,000 | New York City, New York, General Obligation Bonds, Fiscal 2018 Series B-1, 5.000%, 10/01/37 | 10/27 at 100.00 | AA | 4,905,400 | ||
New York City, New York, General Obligation Bonds, Fiscal 2018 Series E-1: | ||||||
7,000 | 5.000%, 3/01/38 (UB) (5) | 3/28 at 100.00 | Aa1 | 8,608,460 | ||
1,000 | 5.000%, 3/01/39 | 3/28 at 100.00 | AA | 1,226,460 | ||
New York City, New York, General Obligation Bonds, Fiscal 2018 Series F-1: | ||||||
6,480 | 5.000%, 4/01/40 | 4/28 at 100.00 | AA | 7,947,915 | ||
1,420 | 5.000%, 4/01/43 | 4/28 at 100.00 | AA | 1,725,825 | ||
7,500 | New York City, New York, General Obligation Bonds, Fiscal 2021 Series C, 5.000%, 8/01/42 | 8/30 at 100.00 | AA | 9,540,900 | ||
1,965 | New York City, New York, General Obligation Bonds, Subseries G-1 Fiscal Series 2012, 5.000%, 4/01/28 | 4/22 at 100.00 | AA | 2,082,291 | ||
60,645 | Total Tax Obligation/General | 73,210,899 | ||||
Tax Obligation/Limited – 29.5% (19.5% of Total Investments) | ||||||
980 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2011C, 5.000%, 3/15/41 | 3/21 at 100.00 | AA+ | 991,642 | ||
1,000 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2012D, 5.000%, 2/15/33 | 2/22 at 100.00 | AA+ | 1,049,770 | ||
2,080 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2014C Group C, 5.000%, 3/15/44 | 3/24 at 100.00 | AA+ | 2,328,435 | ||
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose, Series 2019A Bidding Group 2,3,4: | ||||||
4,800 | 5.000%, 3/15/38 | 3/29 at 100.00 | AA+ | 6,062,832 | ||
5,500 | 5.000%, 3/15/46 | 3/29 at 100.00 | AA+ | 6,821,815 | ||
5,000 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose, Series 2020A Bidding Group 2, 4.000%, 3/15/34 | 9/30 at 100.00 | AA+ | 6,112,500 | ||
1,000 | Dormitory Authority of the State of New York, State Sales Tax Revenue Bonds, Series 2015B Group A,B&C, 5.000%, 3/15/35 | 9/25 at 100.00 | AA+ | 1,179,000 | ||
6,000 | Dormitory Authority of the State of New York, State Sales Tax Revenue Bonds, Series 2018E Group 4, 5.000%, 3/15/44 | 9/28 at 100.00 | AA+ | 7,490,280 | ||
Government of Guam, Business Privilege Tax Bonds, Refunding Series 2015D: | ||||||
3,225 | 5.000%, 11/15/28 | 11/25 at 100.00 | BB | 3,693,496 | ||
2,355 | 5.000%, 11/15/34 | 11/25 at 100.00 | BB | 2,659,714 | ||
3,750 | Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Second Indenture Fiscal 2017 Series A, 5.000%, 2/15/42 | 2/27 at 100.00 | Aa3 | 4,449,525 | ||
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series 2011A: | ||||||
2,550 | 5.750%, 2/15/47 | 2/21 at 100.00 | AA- | 2,577,387 | ||
1,910 | 5.250%, 2/15/47 | 2/21 at 100.00 | AA- | 1,927,954 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2020 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Tax Obligation/Limited (continued) | ||||||
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Refunding Series 2012A: | ||||||
$1,815 | 5.000%, 11/15/27 | 11/22 at 100.00 | AA | $1,948,893 | ||
2,250 | 5.000%, 11/15/29 | 11/22 at 100.00 | AA | 2,406,240 | ||
9,000 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal 2018 Series Subseries S-4A, 5.250%, 7/15/36 | 7/28 at 100.00 | AA | 11,486,430 | ||
3,500 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal 2018, Series 2017S-3, 5.000%, 7/15/38 | 7/28 at 100.00 | AA | 4,364,815 | ||
2,000 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal 2019 Subseries S-1, 5.000%, 7/15/45 | 7/28 at 100.00 | AA | 2,453,460 | ||
890 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal 2019 Subseries S-3A, 5.000%, 7/15/36 | 7/28 at 100.00 | AA | 1,116,202 | ||
1,870 | New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal Series 2013S-1, 5.000%, 7/15/31 | 7/22 at 100.00 | AA | 2,004,098 | ||
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2012 Series E-1: | ||||||
3,775 | 5.000%, 2/01/37 | 2/22 at 100.00 | AAA | 3,967,714 | ||
3,950 | 5.000%, 2/01/42 | 2/22 at 100.00 | AAA | 4,149,278 | ||
3,090 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2013 Series F-1, 5.000%, 2/01/29 | 2/23 at 100.00 | AAA | 3,385,095 | ||
7,860 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2013 Series I, 5.000%, 5/01/38 | 5/23 at 100.00 | AAA | 8,619,826 | ||
4,170 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2014 Series D-1, 5.000%, 2/01/35 | 2/24 at 100.00 | AAA | 4,712,475 | ||
5,000 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2017 Series B-1, 5.000%, 8/01/36 | 8/26 at 100.00 | AAA | 6,041,350 | ||
2,000 | New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds, Subordinate Series 2011-D1, 5.000%, 2/01/35 | 2/21 at 100.00 | AAA | 2,014,720 | ||
6,000 | New York City, New York, Educational Construction Fund Revenue Bonds, Series 2011A, 5.750%, 4/01/41 | 4/21 at 100.00 | AA- | 6,107,700 | ||
9,000 | New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, General Purpose, Series 2020A, 4.000%, 3/15/38 | 9/30 at 100.00 | AA+ | 10,825,290 | ||
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Restructured 2018A-1: | ||||||
8,215 | 0.000%, 7/01/46 | 7/28 at 41.38 | N/R | 2,465,814 | ||
10,955 | 5.000%, 7/01/58 | 7/28 at 100.00 | N/R | 12,083,036 | ||
32 | Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Taxable Restructured Cofina Project Series 2019A-2, 4.536%, 7/01/53 | 7/28 at 100.00 | N/R | 34,313 | ||
Syracuse Industrial Development Authority, New York, PILOT Revenue Bonds, Carousel Center Project, Refunding Series 2016A: | ||||||
2,000 | 5.000%, 1/01/29 (AMT) | 1/26 at 100.00 | BB | 1,902,800 | ||
1,000 | 5.000%, 1/01/35 (AMT) | 1/26 at 100.00 | BB | 889,190 | ||
128,522 | Total Tax Obligation/Limited | 140,323,089 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Transportation – 33.5% (22.1% of Total Investments) | ||||||
$5,425 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Green Climate Bond Certified Series 2016A-1, 5.000%, 11/15/46 | 5/26 at 100.00 | A3 | $5,929,850 | ||
1,110 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Green Climate Bond Certified Series 2020C-1, 5.000%, 11/15/50 | 5/30 at 100.00 | A3 | 1,274,780 | ||
5,000 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Refunding Green Series 2016B, 5.000%, 11/15/37 | 11/26 at 100.00 | A3 | 5,532,750 | ||
1,540 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2012E, 5.000%, 11/15/42 | 11/22 at 100.00 | A3 | 1,601,246 | ||
5,000 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2015C-1, 5.250%, 11/15/29 | 11/25 at 100.00 | A3 | 5,587,300 | ||
11,920 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2016C-1, 5.250%, 11/15/56 | 11/26 at 100.00 | A3 | 13,289,489 | ||
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Bronx Parking Development Company, LLC Project, Series 2007: | ||||||
200 | 0.000%, 10/01/37 (6) | 12/20 at 100.00 | N/R | 154,000 | ||
5,500 | 0.000%, 10/01/46 (6) | 12/20 at 100.00 | N/R | 4,235,000 | ||
New York Liberty Development Corporation, New York, Liberty Revenue Bonds, 4 World Trade Center Project, Series 2011: | ||||||
2,850 | 5.000%, 11/15/44 | 11/21 at 100.00 | A | 2,957,274 | ||
5,000 | 5.750%, 11/15/51 | 11/21 at 100.00 | A | 5,231,950 | ||
5,000 | New York State Thruway Authority, General Revenue Bonds, Series 2020N, 4.000%, 1/01/42 | 1/30 at 100.00 | A1 | 5,825,500 | ||
1,350 | New York State Thruway Authority, General Revenue Junior Indebtedness Obligations, Series 2016A, 5.000%, 1/01/51 | 1/26 at 100.00 | A2 | 1,562,045 | ||
3,000 | New York State Thruway Authority, General Revenue Junior Indebtedness Obligations, Series 2019B, 4.000%, 1/01/53 | 1/30 at 100.00 | A2 | 3,393,510 | ||
New York Transportation Development Corporation, New York, Special Facilities Bonds, LaGuardia Airport Terminal B Redevelopment Project, Series 2016A: | ||||||
1,200 | 4.000%, 7/01/41 (AMT) | 7/24 at 100.00 | BBB | 1,256,220 | ||
5,795 | 5.000%, 7/01/46 (AMT) | 7/24 at 100.00 | BBB | 6,325,416 | ||
6,315 | 5.250%, 1/01/50 (AMT) | 7/24 at 100.00 | BBB | 6,936,270 | ||
New York Transportation Development Corporation, New York, Special Facility Revenue Bonds, American Airlines, Inc John F Kennedy International Airport Project, Refunding Series 2016: | ||||||
3,500 | 5.000%, 8/01/26 (AMT) | 8/21 at 100.00 | B+ | 3,531,430 | ||
9,730 | 5.000%, 8/01/31 (AMT) | 8/21 at 100.00 | B+ | 9,779,136 | ||
400 | New York Transportation Development Corporation, New York, Special Facility Revenue Bonds, American Airlines, Inc John F Kennedy International Airport Project, Series 2020, 5.375%, 8/01/36 (AMT) | 8/30 at 100.00 | B+ | 438,992 | ||
140 | New York Transportation Development Corporation, New York, Special Facility Revenue Bonds, American Airlines, Inc John F Kennedy International Airport Project, Series 2020A, 4.000%, 12/01/40 (AMT) | 12/30 at 100.00 | Baa1 | 157,242 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2020 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Transportation (continued) | ||||||
New York Transportation Development Corporation, Special Facility Revenue Bonds, Delta Air Lines, Inc - LaGuardia Airport Terminals C&D Redevelopment Project, Series 2018: | ||||||
$8,515 | 5.000%, 1/01/27 (AMT) | No Opt. Call | Baa3 | $9,872,461 | ||
2,000 | 5.000%, 1/01/31 (AMT) | 1/28 at 100.00 | Baa3 | 2,312,200 | ||
2,745 | 5.000%, 1/01/36 (AMT) | 1/28 at 100.00 | Baa3 | 3,115,328 | ||
8,780 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Eighty-Ninth Series 2015, 5.000%, 5/01/45 | 5/25 at 100.00 | Aa3 | 10,019,648 | ||
5,000 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Sixty Sixth Series 2011, 5.000%, 1/15/41 | 1/21 at 100.00 | Aa3 | 5,022,000 | ||
1,800 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, Two Hundred Eighteen Series 2019, 5.000%, 11/01/39 (AMT) | 11/29 at 100.00 | Aa3 | 2,254,554 | ||
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, Two Hundred Eleventh Series 2018: | ||||||
2,330 | 4.000%, 9/01/43 | 9/28 at 100.00 | Aa3 | 2,676,098 | ||
6,000 | 5.000%, 9/01/48 (UB) (5) | 9/28 at 100.00 | Aa3 | 7,346,220 | ||
4,000 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, Two Hundred Fifth Series 2017, 5.000%, 11/15/47 | 11/27 at 100.00 | Aa3 | 4,829,640 | ||
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, Two Hundred Series 2017: | ||||||
4,000 | 5.000%, 10/15/47 | 4/27 at 100.00 | Aa3 | 4,764,280 | ||
5,000 | 5.250%, 10/15/57 | 4/27 at 100.00 | Aa3 | 5,982,400 | ||
Port Authority of New York and New Jersey, Special Project Bonds, JFK International Air Terminal LLC Project, Eigth Series 2010: | ||||||
1,020 | 6.500%, 12/01/28 | 12/20 at 100.00 | Baa1 | 1,026,620 | ||
5,000 | 6.000%, 12/01/36 | 12/20 at 100.00 | Baa1 | 5,032,500 | ||
3,500 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, MTA Bridges & Tunnels, Series 2017A, 5.000%, 11/15/47 | 5/27 at 100.00 | AA- | 4,207,420 | ||
5,000 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Refunding Series 2016A, 5.000%, 11/15/46 | 5/26 at 100.00 | AA- | 5,778,900 | ||
144,665 | Total Transportation | 159,239,669 | ||||
U.S. Guaranteed – 11.3% (7.4% of Total Investments) (7) | ||||||
3,915 | Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory Facilities, Refunding Series 2013A, 5.000%, 7/01/27 (Pre-refunded 7/01/23) | 7/23 at 100.00 | Aa3 | 4,399,520 | ||
3,500 | Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory Facilities, Series 2012A, 5.000%, 7/01/37 (Pre-refunded 7/01/22) | 7/22 at 100.00 | Aa2 | 3,767,295 | ||
1,000 | Dormitory Authority of the State of New York, Revenue Bonds, North Shore Long Island Jewish Obligated Group, Series 2011A, 5.000%, 5/01/41 (Pre-refunded 5/01/21) | 5/21 at 100.00 | A- | 1,020,100 | ||
5,000 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2013A, 5.000%, 2/15/43 (Pre-refunded 2/15/23) | 2/23 at 100.00 | AA+ | 5,528,400 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
U.S. Guaranteed (7) (continued) | ||||||
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series 2011A: | ||||||
$4,150 | 5.750%, 2/15/47 (Pre-refunded 2/15/21) | 2/21 at 100.00 | Aa3 | $4,197,269 | ||
90 | 5.250%, 2/15/47 (Pre-refunded 2/15/21) | 2/21 at 100.00 | Aa3 | 90,934 | ||
8,265 | Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A, 5.000%, 5/01/38 (Pre-refunded 5/01/21) | 5/21 at 100.00 | A | 8,432,862 | ||
415 | Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2012A, 5.000%, 9/01/37 (Pre-refunded 9/01/22) | 9/22 at 100.00 | N/R | 450,030 | ||
5,100 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2012E, 5.000%, 11/15/42 (Pre-refunded 11/15/22) | 11/22 at 100.00 | A3 | 5,573,688 | ||
2,000 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2013E, 5.000%, 11/15/31 (Pre-refunded 11/15/23) | 11/23 at 100.00 | A3 | 2,281,860 | ||
1,500 | New York City Trust for Cultural Resources, New York, Revenue Bonds, Wildlife Conservation Society, Series 2013A, 5.000%, 8/01/33 (Pre-refunded 8/01/23) | 8/23 at 100.00 | A+ | 1,689,045 | ||
1,810 | New York City, New York, General Obligation Bonds, Subseries G-1 Fiscal Series 2012, 5.000%, 4/01/28 (Pre-refunded 4/01/22) | 4/22 at 100.00 | N/R | 1,923,867 | ||
New York City, New York, General Obligation Bonds, Tender Option Bond Trust 2016-XG0082: | ||||||
3,125 | 17.526%, 3/01/31 (Pre-refunded 3/01/23), 144A (IF) (5) | 3/23 at 100.00 | AA | 4,390,438 | ||
1,525 | 17.526%, 3/01/31 (Pre-refunded 3/01/23), 144A (IF) (5) | 3/23 at 100.00 | AA | 2,142,534 | ||
470 | Suffolk County Economic Development Corporation, New York, Revenue Bonds, Catholic Health Services of Long Island Obligated Group Project, Refunding Series 2011, 5.000%, 7/01/28 (Pre-refunded 7/01/21) | 7/21 at 100.00 | N/R | 482,887 | ||
6,985 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Series 1999B, 5.500%, 1/01/30 (Pre-refunded 1/01/22) | 1/22 at 100.00 | AA+ | 7,360,793 | ||
48,850 | Total U.S. Guaranteed | 53,731,522 | ||||
Utilities – 21.1% (13.9% of Total Investments) | ||||||
370 | Guam Power Authority, Revenue Bonds, Series 2012A, 5.000%, 10/01/34 | 10/22 at 100.00 | BBB | 389,000 | ||
1,460 | Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2014A, 5.000%, 9/01/44 | 9/24 at 100.00 | A | 1,663,305 | ||
1,590 | Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2017, 5.000%, 9/01/47 | 9/27 at 100.00 | A | 1,931,230 | ||
835 | Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2012A, 5.000%, 9/01/37 | 9/22 at 100.00 | A2 | 896,364 | ||
4,140 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue Bonds, Second General Resolution, Fiscal 2012 Series BB, 5.000%, 6/15/44 | 12/21 at 100.00 | AA+ | 4,334,911 | ||
5,000 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2014 Series DD, 5.000%, 6/15/35 | 6/24 at 100.00 | AA+ | 5,729,250 | ||
9,285 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2018 Series EE, 5.000%, 6/15/40 (UB) | 12/27 at 100.00 | AA+ | 11,610,985 | ||
1,000 | New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects, Second Resolution, 5.000%, 6/15/40 | 6/25 at 100.00 | AAA | 1,171,580 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2020 | |
(Unaudited) |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Utilities (continued) | ||||||
$9,750 | New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects, Second Resolution Series, 5.000%, 6/15/41 | 6/21 at 100.00 | AAA | $9,968,595 | ||
New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects-Second Resolution Bonds,: | ||||||
3,990 | 5.000%, 6/15/42 | 6/27 at 100.00 | AAA | 4,946,323 | ||
7,500 | 5.000%, 6/15/43 | 6/28 at 100.00 | AAA | 9,485,475 | ||
400 | 5.000%, 6/15/47 | 6/27 at 100.00 | AAA | 492,032 | ||
3,680 | 5.000%, 6/15/48 | 6/28 at 100.00 | AAA | 4,621,050 | ||
3,500 | New York State Power Authority, General Revenue Bonds, Series 2020A, 4.000%, 11/15/55 | 5/30 at 100.00 | AA | 4,105,605 | ||
1,920 | Niagara Area Development Corporation, New York, Solid Waste Disposal Facility Revenue Refunding Bonds, Covanta Energy Project, Series 2018A, 4.750%, 11/01/42 (AMT), 144A | 7/23 at 100.00 | B1 | 1,973,414 | ||
635 | Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2008A, 6.000%, 7/01/44 | 12/20 at 100.00 | CCC | 644,525 | ||
Puerto Rico Aqueduct and Sewerage Authority, Revenue Bonds, Senior Lien Series 2012A: | ||||||
345 | 5.500%, 7/01/28 | 7/22 at 100.00 | CCC | 361,819 | ||
1,270 | 5.750%, 7/01/37 | 7/22 at 100.00 | CCC | 1,333,500 | ||
1,040 | 6.000%, 7/01/47 | 7/22 at 100.00 | CCC | 1,094,600 | ||
1,955 | Suffolk County Industrial Development Agency, New York, Revenue Bonds, Nissequogue Cogeneration Partners Facility, Series 1998, 5.500%, 1/01/23 (AMT) | 12/20 at 100.00 | N/R | 1,973,318 | ||
3,785 | Utility Debt Securitization Authority, New York, Restructuring Bonds, Refunding Series 2015, 5.000%, 12/15/37 | 12/25 at 100.00 | AAA | 4,585,944 | ||
Utility Debt Securitization Authority, New York, Restructuring Bonds, Series 2013TE: | ||||||
3,800 | 5.000%, 12/15/33 | 12/23 at 100.00 | AAA | 4,317,712 | ||
1,060 | 5.000%, 12/15/34 | 12/23 at 100.00 | AAA | 1,203,386 | ||
8,030 | 5.000%, 12/15/41 | 12/23 at 100.00 | AAA | 9,043,547 | ||
1,515 | Utility Debt Securitization Authority, New York, Restructuring Bonds, Series 2016A, 5.000%, 12/15/35 | 6/26 at 100.00 | AAA | 1,854,087 | ||
Utility Debt Securitization Authority, New York, Restructuring Bonds, Series 2017: | ||||||
4,500 | 5.000%, 12/15/38 | 12/27 at 100.00 | AAA | 5,680,350 | ||
4,000 | 5.000%, 12/15/39 | 12/27 at 100.00 | AAA | 5,041,240 | ||
86,355 | Total Utilities | 100,453,147 |
Principal Amount (000) | Description (1) | Optional Call Provisions (2) | Ratings (3) | Value | ||
Water and Sewer – 2.6% (1.7% of Total Investments) | ||||||
$10,000 | New York City Municipal Water Finance Authority, New York, Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2018 Series DD-2, 5.000%, 6/15/48 (UB) | 12/27 at 100.00 | AA+ | $12,328,000 | ||
$641,502 | Total Long-Term Investments (cost $667,754,656) | 720,813,047 | ||||
Floating Rate Obligations – (5.4)% | (25,825,000) | |||||
Adjustable Rate MuniFund Term Preferred Shares, net of deferred offering costs – (30.9)% | (146,909,969) | |||||
Variable Rate Demand Preferred Shares, net of deferred offering costs – (18.5)% (9) | (88,125,446) | |||||
Other Assets Less Liabilities – 3.3% | 15,967,799 | |||||
Net Asset Applicable to Common Shares – 100% | $475,920,431 |
Level 1 | Level 2 | Level 3 | Total | |
Long-Term Investments: | ||||
Municipal Bonds | $ — | $720,813,047 | $ — | $720,813,047 |
NAN | Nuveen New York Quality Municipal Income Fund (continued) |
Portfolio of Investments November 30, 2020 | |
(Unaudited) |
(1) | All percentages shown in the Portfolio of Investments are based on net assets applicable to common shares unless otherwise noted. | |
(2) | Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities may be subject to periodic principal paydowns. | |
(3) | For financial reporting purposes, the ratings disclosed are the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. This treatment of split-rated securities may differ from that used for other purposes, such as for Fund investment policies. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. | |
(4) | Step-up coupon bond, a bond with a coupon that increases ("steps up"), usually at regular intervals, while the bond is outstanding. The rate shown is the coupon as of the end of the reporting period. | |
(5) | Investment, or portion of investment, has been pledged to collateralize the net payment obligations for investments in inverse floating rate transactions. | |
(6) | Defaulted security. A security whose issuer has failed to fully pay principal and/or interest when due, or is under the protection of bankruptcy. | |
(7) | Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities, which ensure the timely payment of principal and interest. | |
(8) | Adjustable Rate MuniFund Term Preferred Shares, net of deferred offering cost as a percentage of Total Investments is 20.4%. | |
(9) | Variable Rate Demand Preferred Shares, net of deferred offering costs as a percentage of Total Investments is 12.2%. | |
144A | Investment is exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These investments may only be resold in transactions exempt from registration, which are normally those transactions with qualified institutional buyers. | |
AMT | Alternative Minimum Tax | |
IF | Inverse floating rate security issued by a tender option bond (“TOB”) trust, the interest rate on which varies inversely with the Securities Industry Financial Markets Association (SIFMA) short-term rate, which resets weekly, or a similar short-term rate, and is reduced by the expenses related to the TOB trust. | |
UB | Underlying bond of an inverse floating rate trust reflected as a financing transaction. |