EX-99 4 ex8ci.txt 1 EXHIBIT (8)(c)(i) AMENDMENT TO PARTICIPATION AGREEMENT AMENDMENT NO. 5 THIS AGREEMENT made the 17th day of February, 1998, and amended on December 14, 1998, March 15, 1999, April 17, 2000, May 1, 2001, and September 1, 2001 (the "Participation Agreement"), by and between GOLDMAN SACHS VARIABLE INSURANCE TRUST, an unincorporated business trust formed under the laws of Delaware (the "Trust"), GOLDMAN, SACHS & CO., a New York limited partnership (the "Distributor"), SUN LIFE ASSURANCE COMPANY OF CANADA (U.S.), a life insurance company organized as a corporation under the laws of the State of Delaware, SUN LIFE INSURANCE AND ANNUITY COMPANY OF NEW YORK, a life insurance company organized as a corporation under the laws of the State of New York (each insurance company is hereinafter referred to as the "Company"), on its own behalf and on behalf of each separate account of the Company identified in the Participation Agreement. The parties hereby agree to amend the Participation Agreement as follows: 1. Schedule 1 of the Participation Agreement is hereby deleted in its entirety and replaced with the following: NAME OF ACCOUNT DATE ESTABLISHED BY SEC 1940 ACT AND SUBACCOUNTS BOARD OF DIRECTORS REGISTRATION TYPE OF PRODUCT OF THE COMPANY NUMBER SUPPORTED BY ACCOUNT Sun Life (N.Y.) Variable Account C October 18, 1985 811-04440 Combination Fixed/Variable Annuity Contract Sun Life of Canada July 13, 1989 811-05846 Combination Fixed/Variable (U.S.) Variable Annuity Contract Account F Sun Life of Canada December 1, 1998 811-09137 Combination Fixed/Variable (U.S.) Variable Life Insurance Account I Sun Life of Canada July 25, 1996 811-07837 Combination Fixed/Variable (U.S.) Variable Account G Life Insurance 2. Schedule 2 of the Participation Agreement is hereby deleted in its entirety and replaced with the following: SCHEDULE 2 NAME OF ACCOUNT POLICY MARKETING SEC 1933 ACT AND SUBACCOUNTS NAME REGISTRATION CONTRACT ANNUITY NUMBER FORM NUMBERS OR LIFE Sun Life (N.Y.) Variable Account C FUTURITY - NY 333-05037 NY-MVA-94 Annuity Sun Life (N.Y.) FUTURITY ACCOLADE 333-67864 NY-FA-01 Annuity Variable Account C NY VARIABLE AND FIXED ANNUITY CONTRACT Sun Life of Canada FUTURITY VARIABLE 333-37907 FUT-MVA-CONT-1 Annuity (U.S.) Variable AND FIXED ANNUITY Account F CONTRACT Sun Life of Canada FUTURITY II 333-41628 RP-GR-CONT-98-1 Annuity (U.S.) Variable VARIABLE AND FIXED RP-IND-MVA-98- 1 Account F ANNUITY CONTRACT Sun Life of Canada FUTURITY III 333-30844 RCH-IND-MVA-00- 1 Annuity (U.S.) Variable VARIABLE AND RCH-GR-CERT-00- 1 Account F FIXED ANNUITY RCH-INDMVAPR-00-1 CONTRACT RCH-GRCERT-PR-00-1 Sun Life of Canada FUTURITY FOCUS 333-05227 RC-MVA-CONT-96 Annuity (U.S.) Variable VARIABLE AND RC-MVA-CERT-96 Account F FIXED ANNUITY CONTRACT Sun Life of Canada FUTURITY FOCUS 333-31248 FII-IND-MVA-00-1 Annuity (U.S.) Variable II VARIABLE AND FII-GR-CERT-00-1 Account F FIXED ANNUITY FII-IND-MVAPR-00-1 CONTRACT FII-GR-CERTPR-00-1 Sun Life of Canada FUTURITY ACCOLADE 333-82957 FA-IND-MVA-99- 1 Annuity (U.S.) Variable VARIABLE AND FA-GR-CERT-99- 1 Account F FIXED ANNUITY FA-IND-MVAPR-99-1 CONTRACT FA-GR-CERTPR-99-1 Sun Life of Canada FUTURITY SELECT 333-41438 REF-IND-MVA-00-1 Annuity (U.S.) Variable FOUR VARIABLE REF-GR-CERT-00-1 Account F AND FIXED REF-INDMVAPR-00-1 ANNUITY CONTRACT REF-GRCERT-PR-00-1 NAME OF ACCOUNT POLICY MARKETING SEC 1933 ACT AND SUBACCOUNTS NAME REGISTRATION CONTRACT ANNUITY NUMBER FORM NUMBERS OR LIFE Sun Life of Canada FUTURITY VARIABLE 333-68601 FPVUL-1999 Life (U.S.) Variable UNIVERSAL LIFE Account I INSURANCE POLICIES Sun Life of Canada FUTURITY 333-94359 SVUL-2000 Life (U.S.) Variable SURVIVORSHIP Account I VARIABLE UNIVERSAL LIFE INSURANCE POLICIES Sun Life of Canada FUTURITY 333-94359 SVUL-2001 Life (U.S.) Variable SURVIVORSHIP Account I VARIABLE UNIVERSAL LIFE INSURANCE POLICIES II Sun Life of Canada FUTURITY PROTECTOR 333-68601 DBVUL-2001 Life (U.S.) Variable VARIABLE UNIVERSAL Account I LIFE INSURANCE POLICIES Sun Life of Canada FUTURITY 333-68601 CVVUL-2001 Life (U.S.) Variable ACCUMULATOR Account I VARIABLE UNIVERSAL LIFE INSURANCE POLICIES Sun Life of Canada FUTURITY CORPORATE 333-65048 VUL-COLI-97 Life (U.S.) Variable VARIABLE UNIVERSAL Account G LIFE INSURANCE POLICIES 3. Schedule 3 of the Participation Agreement is hereby deleted in its entirety and replaced with the following: Schedule 3 Trust Classes and Series Available Under Each Class of Contracts Contracts Marketing Name Trust Classes and Series Futurity Variable and Fixed Annuity Contract CORESM Large Cap Growth Fund Futurity - NY Variable and Fixed Annuity Contract CORESM U.S. Equity Fund Futurity Focus Variable and Fixed Annuity Contract CORESM Small Cap Equity Fund Futurity Variable Universal Life Insurance Policies Growth and Income Fund Futurity Survivorship Variable Universal Life Growth and Income Fund Insurance Policies International Equity Fund Futurity II Variable and Fixed Annuity Contract CORESM Large Cap Growth Fund Futurity III Variable and Fixed Annuity Contract CORESM U.S. Equity Fund Futurity Focus II Variable and Fixed Annuity Contract CORESM Small Cap Equity Fund Futurity Accolade Variable and Fixed Annuity Contract Internet Tollkeeper FundSM Futurity Select Four Variable and Fixed Annuity Capital Growth Fund Contract Growth and Income Fund International Equity Fund Futurity Survivorship II Variable Universal CORESM Large Cap Growth Fund Life Insurance Policies CORESM U.S. Equity Fund Futurity Protector Variable Universal Life Insurance Policies Futurity Accumulator Variable Universal Life Insurance Policies Futurity Corporate Variable Universal Life CORESM Large Cap Growth Fund Insurance Policies CORESM U.S. Equity Fund Futurity Accolade NY Variable and Fixed Annuity Capital Growth Fund Contract Internet Tollkeeper FundSM IN WITNESS WHEREOF, the Trust, the Distributor and the Company hereby amend this Agreement thereto. This Amendment shall take effect on September 1, 2001. GOLDMAN SACHS VARIABLE INSURANCE TRUST (Trust) By: _________________________________________ Name: Title: GOLDMAN, SACHS & CO. (Distributor) By: _________________________________________ Name: Title: SUN LIFE ASSURANCE COMPANY OF CANADA (U.S.) (Company) By: ________________________________________ Name: Ronald J. Fernandes Title: Vice President, Retirement Products & Services By: _________________________________________ Name: Edward M. Shea Title: Assistant Vice President & Senior Counsel SUN LIFE INSURANCE AND ANNUITY COMPANY OF NEW YORK (Company) By: ________________________________________ Name: Ronald J. Fernandes Title: Vice President, Retirement Products & Services By: _________________________________________ Name: Edward M. Shea Title: Assistant Vice President & Senior Counsel J/GC/Lawdept/Tremblay2000/Participation Agreement/Goldman Part Agreement Amend No 5 (9.1.01)