SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
GREENBERG JACK M

(Last) (First) (Middle)
C/O QUINTILES TRANSNATIONAL HOLDINGS INC
4820 EMPEROR BLVD.

(Street)
DURHAM NC 27703

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/08/2013
3. Issuer Name and Ticker or Trading Symbol
Quintiles Transnational Holdings Inc. [ Q ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 25,000 I See footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 06/01/2018 Common Stock 25,000 $15.88 I See footnote(2)
Stock Option (Right to Buy) (3) 02/12/2020 Common Stock 2,550 $23.7 I See footnote(3)
Stock Option (Right to Buy) (3) 02/12/2020 Common Stock 2,550 $20.88 I See footnote(3)
Stock Option (Right to Buy) (4) 02/12/2020 Common Stock 2,475 $21.22 I See footnote(4)
Stock Option (Right to Buy) (5) 02/12/2020 Common Stock 7,425 $18.4 I See footnote(5)
Stock Option (Right to Buy) (6) 09/12/2021 Common Stock 3,400 $21.2 I See footnote(6)
Stock Option (Right to Buy) (7) 09/12/2021 Common Stock 6,600 $21.2 D
Stock Option (Right to Buy) (8) 08/08/2022 Common Stock 15,000 $24.59 D
Explanation of Responses:
1. The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
2. Grant to the reporting person of options under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 25,000 shares of Quintiles Transnational Holdings Inc. common stock, all of which options are held for the benefit of members of the reporting person's family; 25,000 options remain outstanding under this grant, all 25,000 of which are currently vested. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.
3. Grant to the reporting person of options under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 2,550 shares of Quintiles Transnational Holdings Inc. common stock, all of which options are held for the benefit of members of the reporting person's family; 2,550 options remain outstanding under this grant, all 2,550 of which are currently vested. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.
4. Grant to the reporting person of options under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 2,475 shares of Quintiles Transnational Holdings Inc. common stock, all of which options are held for the benefit of members of the reporting person's family; 2,475 options remain outstanding under this grant, all 2,475 of which are currently vested. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.
5. Grant to the reporting person of options under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 7,425 shares of Quintiles Transnational Holdings Inc. common stock, all of which options are held for the benefit of members of the reporting person's family; 7,425 options remain outstanding under this grant, all 7,425 of which are currently vested. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.
6. Grant to the reporting person of options under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 3,400 shares of Quintiles Transnational Holdings Inc. common stock, all of which options are held for the benefit of members of the reporting person's family; 3,400 options remain outstanding under this grant, all 3,400 of which are currently vested. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein.
7. Grant to the reporting person of options under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 6,600 shares of Quintiles Transnational Holdings Inc. common stock; 6,600 options remain outstanding under this grant, 3,300 of which will vest on each of September 12, 2013 and September 12, 2014.
8. Grant to the reporting person of options under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 15,000 shares of Quintiles Transnational Holdings Inc. common stock; 15,000 options remain outstanding under this grant 5,100 of which will vest on August 8, 2013, 4,950 of which will vest on August 8, 2014, and 4,950 of which will vest on August 8, 2015.
/s/ Beverly L. Rubin, Attorney-in-Fact for Jack M. Greenberg 05/08/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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