0001144204-13-016845.txt : 20130322 0001144204-13-016845.hdr.sgml : 20130322 20130322111650 ACCESSION NUMBER: 0001144204-13-016845 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130322 FILED AS OF DATE: 20130322 DATE AS OF CHANGE: 20130322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENHAUS SHELLEY F CENTRAL INDEX KEY: 0001251922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 13709728 MAIL ADDRESS: STREET 1: C/O BARNEYS NEW YORK INC STREET 2: 575 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gendal Steven K. CENTRAL INDEX KEY: 0001434803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 13709727 MAIL ADDRESS: STREET 1: C/O WHIPPOORWILL ASSOCIATES, INC. STREET 2: 11 MARTINE AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US CONCRETE INC CENTRAL INDEX KEY: 0001073429 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 760586680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 331 N. MAIN STREET CITY: EULESS STATE: TX ZIP: 76039 BUSINESS PHONE: 817-835-4116 MAIL ADDRESS: STREET 1: 331 N. MAIN STREET CITY: EULESS STATE: TX ZIP: 76039 FORMER COMPANY: FORMER CONFORMED NAME: RMX INDUSTRIES INC DATE OF NAME CHANGE: 19981113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHIPPOORWILL ASSOCIATES, INC. CENTRAL INDEX KEY: 0001197259 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 13709729 BUSINESS ADDRESS: STREET 1: 11 MARTINE AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10606 BUSINESS PHONE: 9146831002 MAIL ADDRESS: STREET 1: 11 MARTINE AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10606 FORMER NAME: FORMER CONFORMED NAME: WHIPPOORWILL ASSOCIATES INC DATE OF NAME CHANGE: 20021008 4 1 v338959_4.xml OWNERSHIP DOCUMENT X0306 4 2013-03-22 0 0001073429 US CONCRETE INC USCR 0001197259 WHIPPOORWILL ASSOCIATES, INC. 11 MARTINE AVENUE WHITE PLAINS NY 10606 0 0 1 0 0001251922 GREENHAUS SHELLEY F C/O WHIPPOORWILL ASSOCIATES, INC. 11 MARTINE AVENUE WHITE PLAINS NY 10606 0 0 1 0 0001434803 Gendal Steven K. C/O WHIPPOORWILL ASSOCIATES, INC. 11 MARTINE AVENUE WHITE PLAINS NY 10606 0 0 1 0 9.5% Convertible Secured Notes due 2015 10.50 2013-03-22 4 S 0 22717000 D 2010-08-31 2015-08-31 Common Stock, par value $0.001 per share 2163524 0 D This is a joint filing by Whippoorwill Associates, Inc. ("Whippoorwill"), Shelley F. Greenhaus and Steven K. Gendal (collectively, the "Reporting Persons"). Whippoorwill is the designated filer. The Reporting Persons are filing this joint Form 4 because each of them may be deemed to be a beneficial owner of the derivative securities covered by this Form 4. The reporting persons disclaim membership in a group with respect to the securities reported herein. Each Reporting Person's address is 11 Martine Avenue, White Plains, NY 10606. The Reporting Persons disposed of $22,717,000 aggregate principal amount of issuer's 9.5% Convertible Secured Notes due 2015 in exchange for $28,623,420 aggregate principal amount of the issuer's 9.5% Senior Secured Notes due 2015 in an issuer exchange offer that expired on March 21, 2013. /s/ Shelley F. Greenhaus, President on behalf of Whippoorwill Associates, Inc 2013-03-22 /s/ Shelley F. Greenhaus 2013-03-22 /s/ Steven K. Gendal 2013-03-22