0001073429-18-000062.txt : 20180305 0001073429-18-000062.hdr.sgml : 20180305 20180305151801 ACCESSION NUMBER: 0001073429-18-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peabody Mark Baker CENTRAL INDEX KEY: 0001553058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 18665746 MAIL ADDRESS: STREET 1: 331 N. MAIN STREET CITY: EULESS STATE: TX ZIP: 76039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US CONCRETE INC CENTRAL INDEX KEY: 0001073429 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 760586680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 331 N. MAIN STREET CITY: EULESS STATE: TX ZIP: 76039 BUSINESS PHONE: 817-835-4105 MAIL ADDRESS: STREET 1: 331 N. MAIN STREET CITY: EULESS STATE: TX ZIP: 76039 FORMER COMPANY: FORMER CONFORMED NAME: RMX INDUSTRIES INC DATE OF NAME CHANGE: 19981113 4 1 wf-form4_152028106752650.xml FORM 4 X0306 4 2018-03-01 0 0001073429 US CONCRETE INC USCR 0001553058 Peabody Mark Baker C/O US CONCRETE, INC. 331 N. MAIN ST. EULESS TX 76039 0 1 0 0 VP - Human Resources Common stock 2018-03-01 4 S 0 1000 70 D 24263 D Common stock 2018-03-01 4 A 0 4200 0 A 28463 D Common stock 2018-03-01 4 F 0 218 69.75 D 28245 D Common stock 2018-03-01 4 F 0 291 69.75 D 27954 D The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2017. Represents restricted shares granted under the Company's Long Term Incentive Plan, to vest as follows: (i) 60% of the total number of the awarded shares are Time-Based Restricted Stock that will become vested over three years in equal annual installments from the date of grant, and (ii) the remaining 40% of the awarded shares are Performance-Based Restricted Stock, half (or 50%) of which shall vest on the day that the average of the daily volume-weighted average share price of the Company's stock over any period of 20 consecutive trading days attains $91.10 per share within the three-year period beginning on the date of grant, and the remaining half of which shall vest on the day that the average of the daily volume-weighted average share price of the Company's stock over any period of 20 consecutive trading days attains $99.10 per share within the three-year period beginning on the date of grant. /s/ CiCi Sepehri, as Attorney-in-Fact for Mark Baker Peabody 2018-03-05