0001209191-22-052340.txt : 20221004 0001209191-22-052340.hdr.sgml : 20221004 20221004170259 ACCESSION NUMBER: 0001209191-22-052340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221001 FILED AS OF DATE: 20221004 DATE AS OF CHANGE: 20221004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON ZACHARY CENTRAL INDEX KEY: 0001073342 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40806 FILM NUMBER: 221292800 MAIL ADDRESS: STREET 1: C/O NETWORK ASSOCIATES, INC STREET 2: 3965 FREEDOM CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshworks Inc. CENTRAL INDEX KEY: 0001544522 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331218825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 513-0514 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 FORMER COMPANY: FORMER CONFORMED NAME: FreshDesk Inc. DATE OF NAME CHANGE: 20120312 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-01 0 0001544522 Freshworks Inc. FRSH 0001073342 NELSON ZACHARY C/O FRESHWORKS INC. 2950 S DELAWARE STREET, SUITE 201 SAN MATEO CA 94403 1 0 0 0 Class A Common Stock 2022-10-01 4 A 0 857 0.00 A 17222 D Restricted Stock Units 2022-10-01 4 M 0 9380 0.00 D 2031-08-08 Class B Common Stock 9380 328120 D Class B Common Stock 2022-10-01 4 M 0 9380 0.00 A Class A Common Stock 9380 37504 D Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the third quarter of 2022. The number of shares received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on September 30, 2022. Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock. The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following September 1, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. /s/ Pamela Sergeeff, Attorney-in-fact 2022-10-04