N-PX 1 d475972dnpx.htm WADDELL & REED ADVISORS EQUITY FUNDS Waddell & Reed Advisors Equity Funds

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-09435

WADDELL & REED ADVISORS FUNDS

(Exact Name as Specified in Charter)

6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: June 30

Date of reporting period: July 1, 2017 to June 30, 2018


WADDELL & REED ADVISORS ACCUMULATIVE FUND

(Merged into Ivy Accumulative Fund on February 26, 2018)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 23 – Waddell & Reed Advisors Accumulative Fund

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:   07/13/2017   Country:    Israel   Primary Security ID:   881624209
Record Date:   06/13/2017   Meeting Type:    Annual   Ticker:   TEVA
    Shares Voted:    315,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1a    Elect Sol J. Barer as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1b    Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1c    Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1d    Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1e    Elect Roberto Mignone as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
1f    Elect Perry D. Nisen as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
2    Approve Compensation of Sol J. Barer, Chairman    Mgmt    For    Refer    For
3    Approve Employment Terms of Yitzhak Peterburg, Temporary CEO    Mgmt    For    For    For
4    Approve Compensation of Directors    Mgmt    For    Refer    For
5    Approve an Amendment to the Equity Compensation Plan    Mgmt    For    Refer    For
6    Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7    Reduce Teva’s Registered Share Capital to NIS 249,434,338    Mgmt    For    For    For
8    Appoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For

NIKE, Inc.

 

Meeting Date:   09/21/2017   Country:    USA   Primary Security ID:   654106103
Record Date:   07/21/2017   Meeting Type:    Annual   Ticker:   NKE
    Shares Voted:    120,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 23 – Waddell & Reed Advisors Accumulative Fund

 

NIKE, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2    Elect Director John C. Lechleiter    Mgmt    For    For    For
1.3    Elect Director Michelle A. Peluso    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5    Report on Political Contributions Disclosure    SH    Against    Against    Against
6    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   11/29/2017   Country:    USA   Primary Security ID:   594918104
Record Date:   09/29/2017   Meeting Type:    Annual   Ticker:   MSFT
    Shares Voted:    378,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Charles H. Noski    Mgmt    For    For    For
1.7    Elect Director Helmut Panke    Mgmt    For    For    For
1.8    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12    Elect Director John W. Stanton    Mgmt    For    For    For
1.13    Elect Director John W. Thompson    Mgmt    For    For    For
1.14    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 23 – Waddell & Reed Advisors Accumulative Fund

 

Microsoft Corporation

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6    Approve Omnibus Stock Plan    Mgmt    For    Refer    For


WADDELL & REED ADVISORS CONTINENTAL INCOME FUND

(Merged into Ivy Balanced Fund on February 26, 2018)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

TEVA- PHARMACEUTICAL INDUSTRIES LTD

 

Meeting Date:   07/13/2017   Country:    Israel   Primary Security ID:   881624209
Record Date:   06/13/2017   Meeting Type:    Annual   Ticker:   TEVA
    Shares Voted:    333,600    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1a    Elect Sol J. Barer as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1b    Elect Jean-Michel Halfon as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1c    Elect Murray A. Goldberg as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1d    Elect Nechemia (Chemi) J. Peres as Director Until 2020 Annual General Meeting    Mgmt    For    For    For
1e    Elect Roberto Mignone as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
1f    Elect Perry D. Nisen as Director Until 2019 Annual General Meeting    Mgmt    For    For    For
2    Approve Compensation of Sol J. Barer, Chairman    Mgmt    For    Refer    For
3    Approve Employment Terms of Yitzhak Peterburg, Temporary CEO    Mgmt    For    For    For
4    Approve Compensation of Directors    Mgmt    For    Refer    For
5    Approve an Amendment to the Equity Compensation Plan    Mgmt    For    Refer    For
6    Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
7    Reduce Teva’s Registered Share Capital to NIS 249,434,338    Mgmt    For    For    For
8    Appoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For

KNIGHT TRANSPORTATION, INC.

 

Meeting Date:   09/07/2017   Country:    USA   Primary Security ID:   499049104
Record Date:   07/12/2017   Meeting Type:    Special   Ticker:   KNX
    Shares Voted:    435,400    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

KNIGHT TRANSPORTATION, INC.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2    Classify the Board of Directors    Mgmt    For    Against    Against
3    Provide Right to Act by Written Consent    Mgmt    For    For    Against
4    Adjourn Meeting    Mgmt    For    Refer    For
5    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Integrated Device Technology, Inc.

 

Meeting Date:   09/25/2017   Country:    USA   Primary Security ID:   458118106
Record Date:   07/27/2017   Meeting Type:    Annual   Ticker:   IDTI
    Shares Voted:    297,900    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Ken Kannappan    Mgmt    For    For    For
1.2    Elect Director Umesh Padval    Mgmt    For    For    For
1.3    Elect Director Gordon Parnell    Mgmt    For    For    For
1.4    Elect Director Robert Rango    Mgmt    For    For    For
1.5    Elect Director Norman Taffe    Mgmt    For    For    For
1.6    Elect Director Selena LaCroix    Mgmt    For    For    For
1.7    Elect Director Gregory L. Waters    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

MetLife, Inc.

 

Meeting Date:   10/19/2017   Country:    USA   Primary Security ID:   59156R108
Record Date:   09/05/2017   Meeting Type:    Special   Ticker:   MET
    Shares Voted:    365,200    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

Parker-Hannifin Corporation

 

Meeting Date:   10/25/2017   Country:    USA   Primary Security ID:   701094104
Record Date:   08/31/2017   Meeting Type:    Annual   Ticker:   PH
    Shares Voted:    75,700    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Lee C. Banks    Mgmt    For    For    For
1.2    Elect Director Robert G. Bohn    Mgmt    For    For    For
1.3    Elect Director Linda S. Harty    Mgmt    For    For    For
1.4    Elect Director Robert J. Kohlhepp    Mgmt    For    For    For
1.5    Elect Director Kevin A. Lobo    Mgmt    For    For    For
1.6    Elect Director Klaus-Peter Muller    Mgmt    For    For    For
1.7    Elect Director Candy M. Obourn    Mgmt    For    For    For
1.8    Elect Director Joseph Scaminace    Mgmt    For    For    For
1.9    Elect Director Wolfgang R. Schmitt    Mgmt    For    For    For
1.10    Elect Director Ake Svensson    Mgmt    For    For    For
1.11    Elect Director James R. Verrier    Mgmt    For    For    For
1.12    Elect Director James L. Wainscott    Mgmt    For    For    For
1.13    Elect Director Thomas L. Williams    Mgmt    For    For    For
2    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

Twenty-First Century Fox, Inc.

 

Meeting Date:   11/15/2017   Country:    USA   Primary Security ID:   90130A101
Record Date:   09/18/2017   Meeting Type:    Annual   Ticker:   FOXA
    Shares Voted:    785,400    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director K. Rupert Murdoch AC    Mgmt    For    For    For
1b    Elect Director Lachlan K. Murdoch    Mgmt    For    For    For
1c    Elect Director Delphine Arnault    Mgmt    For    Refer    For
1d    Elect Director James W. Breyer    Mgmt    For    Refer    Against
1e    Elect Director Chase Carey    Mgmt    For    For    For
1f    Elect Director David F. DeVoe    Mgmt    For    For    For
1g    Elect Director Viet Dinh    Mgmt    For    For    For
1h    Elect Director Roderick I. Eddington    Mgmt    For    Refer    Against
1i    Elect Director James R. Murdoch    Mgmt    For    For    For
1j    Elect Director Jacques Nasser AC    Mgmt    For    Refer    Against
1k    Elect Director Robert S. Silberman    Mgmt    For    Refer    Against
1l    Elect Director Tidjane Thiam    Mgmt    For    For    For
1m    Elect Director Jeffrey W. Ubben    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
5    Approve Recapitalization Plan for all Stock to Have One-vote per Share    SH    Against    For    For

Microsoft Corporation

 

Meeting Date:   11/29/2017   Country:    USA   Primary Security ID:   594918104
Record Date:   09/29/2017   Meeting Type:    Annual   Ticker:   MSFT
    Shares Voted:    382,500    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

Microsoft Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Charles H. Noski    Mgmt    For    For    For
1.7    Elect Director Helmut Panke    Mgmt    For    For    For
1.8    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12    Elect Director John W. Stanton    Mgmt    For    For    For
1.13    Elect Director John W. Thompson    Mgmt    For    For    For
1.14    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6    Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Valvoline Inc.

 

Meeting Date:   01/31/2018   Country:    USA   Primary Security ID:   92047W101
Record Date:   12/04/2017   Meeting Type:    Annual   Ticker:   VVV
    Shares Voted:    618,749    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Richard J. Freeland    Mgmt    For    For    For
1.2    Elect Director Stephen F. Kirk    Mgmt    For    For    For
1.3    Elect Director Stephen E. Macadam    Mgmt    For    For    For
1.4    Elect Director Vada O. Manager    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

Valvoline Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5    Elect Director Samuel J. Mitchell, Jr.    Mgmt    For    For    For
1.6    Elect Director Charles M. Sonsteby    Mgmt    For    For    For
1.7    Elect Director Mary J. Twinem    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For

Apple Inc.

 

Meeting Date:   02/13/2018   Country:    USA   Primary Security ID:   037833100
Record Date:   12/15/2017   Meeting Type:    Annual   Ticker:   AAPL
    Shares Voted:    177,225    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director James Bell    Mgmt    For    For    For
1b    Elect Director Tim Cook    Mgmt    For    For    For
1c    Elect Director Al Gore    Mgmt    For    For    For
1d    Elect Director Bob Iger    Mgmt    For    For    For
1e    Elect Director Andrea Jung    Mgmt    For    For    For
1f    Elect Director Art Levinson    Mgmt    For    For    For
1g    Elect Director Ron Sugar    Mgmt    For    For    For
1h    Elect Director Sue Wagner    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
5    Proxy Access Amendments    SH    Against    Against    Against
6    Establish Human Rights Committee    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

Applied Materials, Inc.

 

Meeting Date:   03/08/2018   Country:    USA   Primary Security ID:   038222105
Record Date:   01/10/2018   Meeting Type:    Annual   Ticker:   AMAT
    Shares Voted:    166,300    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Judy Bruner    Mgmt    For    For    For
1b    Elect Director Xun (Eric) Chen    Mgmt    For    For    For
1c    Elect Director Aart J. de Geus    Mgmt    For    For    For
1d    Elect Director Gary E. Dickerson    Mgmt    For    For    For
1e    Elect Director Stephen R. Forrest    Mgmt    For    For    For
1f    Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1g    Elect Director Alexander A. Karsner    Mgmt    For    For    For
1h    Elect Director Adrianna C. Ma    Mgmt    For    For    For
1i    Elect Director Scott A. McGregor    Mgmt    For    For    For
1j    Elect Director Dennis D. Powell    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Provide Right to Act by Written Consent    SH    Against    For    For
5    Adopt Policy to Annually Disclose EEO-1 Data    SH    Against    Against    Against

TransDigm Group Incorporated

 

Meeting Date:   03/20/2018   Country:    USA   Primary Security ID:   893641100
Record Date:   01/22/2018   Meeting Type:    Annual   Ticker:   TDG
    Shares Voted:    50,100    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director David Barr    Mgmt    For    For    For
1.2    Elect Director William Dries    Mgmt    For    For    For
1.3    Elect Director Mervin Dunn    Mgmt    For    For    For
1.4    Elect Director Michael Graff    Mgmt    For    For    For
1.5    Elect Director Sean Hennessy    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

TransDigm Group Incorporated

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.6    Elect Director W. Nicholas Howley    Mgmt    For    For    For
1.7    Elect Director Raymond Laubenthal    Mgmt    For    For    For
1.8    Elect Director Gary E. McCullough    Mgmt    For    For    For
1.9    Elect Director Douglas Peacock    Mgmt    For    For    For
1.10    Elect Director Robert Small    Mgmt    For    For    For
1.11    Elect Director John Staer    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Starbucks Corporation

 

Meeting Date:   03/21/2018   Country:    USA   Primary Security ID:   855244109
Record Date:   01/11/2018   Meeting Type:    Annual   Ticker:   SBUX
    Shares Voted:    58,500    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Howard Schultz    Mgmt    For    For    For
1b    Elect Director Rosalind G. Brewer    Mgmt    For    For    For
1c    Elect Director Mary N. Dillon    Mgmt    For    For    For
1d    Elect Director Mellody Hobson    Mgmt    For    For    For
1e    Elect Director Kevin R. Johnson    Mgmt    For    For    For
1f    Elect Director Jorgen Vig Knudstorp    Mgmt    For    For    For
1g    Elect Director Satya Nadella    Mgmt    For    For    For
1h    Elect Director Joshua Cooper Ramo    Mgmt    For    For    For
1i    Elect Director Clara Shih    Mgmt    For    For    For
1j    Elect Director Javier G. Teruel    Mgmt    For    For    For
1k    Elect Director Myron E. Ullman, III    Mgmt    For    For    For
1l    Elect Director Craig E. Weatherup    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

Starbucks Corporation

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4    Proxy Access Bylaw Amendments    SH    Against    Against    Against
5    Report on Sustainable Packaging    SH    Against    Refer    Against
6    Report on Paid Family Leave *Withdrawn Resolution*    SH         
7    Prepare Employment Diversity Report and Report on Diversity Policies    SH    Against    Against    Against

QUALCOMM Incorporated

 

Meeting Date:   03/23/2018   Country:    USA   Primary Security ID:   747525103
Record Date:   01/08/2018   Meeting Type:    Proxy Contest   Ticker:   QCOM
    Shares Voted:    135,500    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Management Proxy (White Proxy Card)    Mgmt         
1.1    Elect Director Barbara T. Alexander    Mgmt    For    Refer    Do Not Vote
1.2    Elect Director Jeffrey W. Henderson    Mgmt    For    Refer    Do Not Vote
1.3    Elect Director Thomas W. Horton    Mgmt    For    Refer    Do Not Vote
1.4    Elect Director Paul E. Jacobs    Mgmt    For    Refer    Do Not Vote
1.5    Elect Director Ann M. Livermore    Mgmt    For    Refer    Do Not Vote
1.6    Elect Director Harish Manwani    Mgmt    For    Refer    Do Not Vote
1.7    Elect Director Mark D. McLaughlin    Mgmt    For    Refer    Do Not Vote
1.8    Elect Director Steve Mollenkopf    Mgmt    For    Refer    Do Not Vote
1.9    Elect Director Clark T. “Sandy” Randt, Jr.    Mgmt    For    Refer    Do Not Vote
1.10    Elect Director Francisco Ros    Mgmt    For    Refer    Do Not Vote
1.11    Elect Director Anthony J. Vinciquerra    Mgmt    For    Refer    Do Not Vote
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    Do Not Vote


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

QUALCOMM Incorporated

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    Do Not Vote
4    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    Refer    Do Not Vote
5    Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    Refer    Do Not Vote
6    Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions    Mgmt    For    Refer    Do Not Vote
7    Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders    Mgmt    For    Refer    Do Not Vote
8    Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016    SH    Against    Refer    Do Not Vote
   Dissident Proxy (Blue Proxy Card)    Mgmt         
1.1    Elect Director Samih Elhage    SH    For    Refer    For
1.2    Elect Director David G. Golden    SH    For    Refer    For
1.3    Elect Director Veronica M. Hagen    SH    For    Refer    For
1.4    Elect Director Julie A. Hill    SH    For    Refer    For
1.5    Elect Director John H. Kispert    SH    For    Refer    For
1.6    Elect Director Harry L. You    SH    For    Refer    For
2    Repeal Amendments to the Company’s Bylaws Adopted Without Stockholder Approval After July 15, 2016    SH    For    Refer    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    Refer    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    None    Refer    For
5    Amend Qualified Employee Stock Purchase Plan    Mgmt    None    Refer    For
6    Eliminate Supermajority Vote Requirement to Remove Directors    Mgmt    For    Refer    For
7    Eliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions    Mgmt    For    Refer    For
8    Eliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

Broadcom Limited

 

Meeting Date:   04/04/2018   Country:    Singapore   Primary Security ID:   Y09827109
Record Date:   02/12/2018   Meeting Type:    Annual   Ticker:   AVGO
    Shares Voted:    78,300    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Hock E. Tan    Mgmt    For    For    For
1b    Elect Director James V. Diller    Mgmt    For    For    For
1c    Elect Director Gayla J. Delly    Mgmt    For    For    For
1d    Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e    Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1f    Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g    Elect Director Check Kian Low    Mgmt    For    For    For
1h    Elect Director Donald Macleod    Mgmt    For    For    For
1i    Elect Director Peter J. Marks    Mgmt    For    For    For
1j    Elect Director Henry Samueli    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Approve Issuance of Shares With or Without Preemptive Rights    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Schlumberger Limited

 

Meeting Date:   04/04/2018   Country:    Curacao   Primary Security ID:   806857108
Record Date:   02/07/2018   Meeting Type:    Annual   Ticker:   SLB
    Shares Voted:    262,200    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b    Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c    Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d    Elect Director Paal Kibsgaard    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

Schlumberger Limited

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1e    Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f    Elect Director Helge Lund    Mgmt    For    For    For
1g    Elect Director Michael E. Marks    Mgmt    For    For    For
1h    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i    Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j    Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k    Elect Director Henri Seydoux    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For

Carnival Corporation

 

Meeting Date:   04/11/2018   Country:    Panama   Primary Security ID:   143658300
Record Date:   02/13/2018   Meeting Type:    Annual   Ticker:   CCL
    Shares Voted:    389,200    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
2    Re-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
3    Elect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
4    Re-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
5    Re-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
6    Re-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

Carnival Corporation

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

7    Re-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
8    Re-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
9    Re-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
10    Re-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
11    Re-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc.    Mgmt    For    For    For
12    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
13    Approve Directors’ Remuneration Report (in accordance with legal requirements applicable to UK companies)    Mgmt    For    Refer    For
14    Reappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation    Mgmt    For    For    For
15    Authorize Board to Fix Remuneration of Auditors    Mgmt    For    For    For
16    Receive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies).    Mgmt    For    For    For
17    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights    Mgmt    For    For    For
18    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
19    Authorize Share Repurchase Program    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

Northern Trust Corporation

 

Meeting Date:   04/17/2018   Country:    USA   Primary Security ID:   665859104
Record Date:   02/23/2018   Meeting Type:    Annual   Ticker:   NTRS
    Shares Voted:    190,100    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Linda Walker Bynoe    Mgmt    For    For    For
1b    Elect Director Susan Crown    Mgmt    For    For    For
1c    Elect Director Dean M. Harrison    Mgmt    For    For    For
1d    Elect Director Jay L. Henderson    Mgmt    For    For    For
1e    Elect Director Michael G. O’Grady    Mgmt    For    For    For
1f    Elect Director Jose Luis Prado    Mgmt    For    For    For
1g    Elect Director Thomas E. Richards    Mgmt    For    For    For
1h    Elect Director John W. Rowe    Mgmt    For    For    For
1i    Elect Director Martin P. Slark    Mgmt    For    For    For
1j    Elect Director David H. B. Smith, Jr.    Mgmt    For    For    For
1k    Elect Director Donald Thompson    Mgmt    For    For    For
1l    Elect Director Charles A. Tribbett, III    Mgmt    For    For    For
1m    Elect Director Frederick H. Waddell    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Report on Political Contributions Disclosure    SH    Against    For    For

PPG Industries, Inc.

 

Meeting Date:   04/19/2018   Country:    USA   Primary Security ID:   693506107
Record Date:   02/16/2018   Meeting Type:    Annual   Ticker:   PPG
    Shares Voted:    218,400    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Victoria F. Haynes    Mgmt    For    For    For
1.2    Elect Director Michael W. Lamach    Mgmt    For    For    For
1.3    Elect Director Martin H. Richenhagen    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Declassify the Board of Directors    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 27 – Waddell & Reed Advisors Continental Income Fund

 

The PNC Financial Services Group, Inc.

 

Meeting Date:   04/24/2018   Country:    USA   Primary Security ID:   693475105
Record Date:   02/02/2018   Meeting Type:    Annual   Ticker:   PNC
    Shares Voted:    182,100    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2    Elect Director Debra A. Cafaro    Mgmt    For    For    For
1.3    Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.4    Elect Director William S. Demchak    Mgmt    For    For    For
1.5    Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.6    Elect Director Daniel R. Hesse    Mgmt    For    For    For
1.7    Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8    Elect Director Linda R. Medler    Mgmt    For    For    For
1.9    Elect Director Martin Pfinsgraff    Mgmt    For    For    For
1.10    Elect Director Donald J. Shepard    Mgmt    For    For    For
1.11    Elect Director Michael J. Ward    Mgmt    For    For    For
1.12    Elect Director Gregory D. Wasson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


WADDELL & REED ADVISORS CORE INVESTMENT FUND

(Merged into Ivy Core Equity Fund on October 16, 2017)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 21 – Waddell & Reed Advisors Core Investment Fund

Electronic Arts Inc.

 

Meeting Date:   08/03/2017   Country:    USA   Primary Security ID:   285512109
Record Date:   06/09/2017   Meeting Type:    Annual   Ticker:   EA
    Shares Voted:    525,200    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b    Elect Director Jay C. Hoag    Mgmt    For    For    For
1c    Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d    Elect Director Vivek Paul    Mgmt    For    For    For
1e    Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1f    Elect Director Talbott Roche    Mgmt    For    For    For
1g    Elect Director Richard A. Simonson    Mgmt    For    For    For
1h    Elect Director Luis A. Ubinas    Mgmt    For    For    For
1i    Elect Director Denise F. Warren    Mgmt    For    For    For
1j    Elect Director Andrew Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    None    Three Years    Three Years
4    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Intuitive Surgical, Inc.

 

Meeting Date:   09/22/2017   Country:    USA   Primary Security ID:   46120E602
Record Date:   08/25/2017   Meeting Type:    Special   Ticker:   ISRG
    Shares Voted:    79,700    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Increase Authorized Common Stock and Effect Stock Split    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 21 – Waddell & Reed Advisors Core Investment Fund

 

Alibaba Group Holding Limited

 

Meeting Date:   10/18/2017   Country:    Cayman Islands   Primary Security ID:   01609W102
Record Date:   08/18/2017   Meeting Type:    Annual   Ticker:   BABA
    Shares Voted:    579,300    

 

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1.1    Elect Jack Yun Ma as Director    Mgmt    For    Refer    Against
1.2    Elect Masayoshi Son as Director    Mgmt    For    Refer    Against
1.3    Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   11/29/2017   Country:    USA   Primary Security ID:   594918104
Record Date:   09/29/2017   Meeting Type:    Annual   Ticker:   MSFT
    Shares Voted:    2,270,700    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Charles H. Noski    Mgmt    For    For    For
1.7    Elect Director Helmut Panke    Mgmt    For    For    For
1.8    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12    Elect Director John W. Stanton    Mgmt    For    For    For
1.13    Elect Director John W. Thompson    Mgmt    For    For    For
1.14    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 21 – Waddell & Reed Advisors Core Investment Fund

 

Microsoft Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6    Approve Omnibus Stock Plan    Mgmt    For    Refer    For


WADDELL & REED ADVISORS DIVIDEND OPPORTUNITIES FUND

(Merged into Ivy Dividend Opportunities Fund on October 16, 2017)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 76 – Waddell & Reed Advisors Dividend Opportunities Fund

Paychex, Inc.

 

Meeting Date:   10/11/2017   Country:    USA   Primary Security ID:   704326107
Record Date:   08/14/2017   Meeting Type:    Annual   Ticker:   PAYX
    Shares Voted:    144,350    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director B. Thomas Golisano    Mgmt    For    For    For
1b    Elect Director Thomas F. Bonadio    Mgmt    For    For    For
1c    Elect Director Joseph G. Doody    Mgmt    For    For    For
1d    Elect Director David J.S. Flaschen    Mgmt    For    For    For
1e    Elect Director Phillip Horsley    Mgmt    For    For    For
1f    Elect Director Grant M. Inman    Mgmt    For    For    For
1g    Elect Director Martin Mucci    Mgmt    For    For    For
1h    Elect Director Joseph M. Tucci    Mgmt    For    For    For
1i    Elect Director Joseph M. Velli    Mgmt    For    For    For
1j    Elect Director Kara Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:   10/19/2017   Country:    USA   Primary Security ID:   59156R108
Record Date:   09/05/2017   Meeting Type:    Special   Ticker:   MET
    Shares Voted:    363,700    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 76 – Waddell & Reed Advisors Dividend Opportunities Fund

 

Harris Corporation

 

Meeting Date:   10/27/2017   Country:    USA   Primary Security ID:   413875105
Record Date:   09/01/2017   Meeting Type:    Annual   Ticker:   HRS
    Shares Voted:    101,200    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director James F. Albaugh    Mgmt    For    For    For
1b    Elect Director William M. Brown    Mgmt    For    For    For
1c    Elect Director Peter W. Chiarelli    Mgmt    For    For    For
1d    Elect Director Thomas A. Dattilo    Mgmt    For    For    For
1e    Elect Director Roger B. Fradin    Mgmt    For    For    For
1f    Elect Director Terry D. Growcock    Mgmt    For    For    For
1g    Elect Director Lewis Hay, III    Mgmt    For    For    For
1h    Elect Director Vyomesh I. Joshi    Mgmt    For    For    For
1i    Elect Director Leslie F. Kenne    Mgmt    For    For    For
1j    Elect Director James C. Stoffel    Mgmt    For    For    For
1k    Elect Director Gregory T. Swienton    Mgmt    For    For    For
1l    Elect Director Hansel E. Tookes, II    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   11/29/2017   Country:    USA   Primary Security ID:   594918104
Record Date:   09/29/2017   Meeting Type:    Annual   Ticker:   MSFT
    Shares Voted:    372,750    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For
1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 76 – Waddell & Reed Advisors Dividend Opportunities Fund

 

Microsoft Corporation

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Charles H. Noski    Mgmt    For    For    For
1.7    Elect Director Helmut Panke    Mgmt    For    For    For
1.8    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12    Elect Director John W. Stanton    Mgmt    For    For    For
1.13    Elect Director John W. Thompson    Mgmt    For    For    For
1.14    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6    Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Medtronic plc

 

Meeting Date:   12/08/2017   Country:    Ireland   Primary Security ID:   G5960L103
Record Date:   10/10/2017   Meeting Type:    Annual   Ticker:   MDT
    Shares Voted:    98,478    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Richard H. Anderson    Mgmt    For    For    For
1b    Elect Director Craig Arnold    Mgmt    For    For    For
1c    Elect Director Scott C. Donnelly    Mgmt    For    For    For
1d    Elect Director Randall J. Hogan, III    Mgmt    For    For    For
1e    Elect Director Omar Ishrak    Mgmt    For    For    For
1f    Elect Director Shirley Ann Jackson    Mgmt    For    For    For
1g    Elect Director Michael O. Leavitt    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 76 – Waddell & Reed Advisors Dividend Opportunities Fund

 

Medtronic plc

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h    Elect Director James T. Lenehan    Mgmt    For    For    For
1i    Elect Director Elizabeth G. Nabel    Mgmt    For    For    For
1j    Elect Director Denise M. O’Leary    Mgmt    For    For    For
1k    Elect Director Kendall J. Powell    Mgmt    For    For    For
1l    Elect Director Robert C. Pozen    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For


WADDELL & REED ADVISORS ENERGY FUND

(Merged into Ivy Energy Fund on October 16, 2017)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 31 – Waddell & Reed Advisors Energy Fund

Whiting Petroleum Corporation

 

Meeting Date:   11/08/2017   Country:    USA   Primary Security ID:   966387102
Record Date:   09/18/2017   Meeting Type:    Special   Ticker:   WLL
    Shares Voted:    672,500    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1   

Approve Reverse Stock Split and Reduce Shares

Authorized

   Mgmt    For    For    For


WADDELL & REED ADVISORS GLOBAL GROWTH FUND

(Merged into Ivy Global Growth Fund on February 26, 2018)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

British American Tobacco plc

 

Meeting Date:   07/19/2017   Country:    United Kingdom   Primary Security ID:   G1510J102
Record Date:   07/17/2017   Meeting Type:    Special   Ticker:   BATS
    Shares Voted:    108,150    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Matters Relating to the Acquisition of the Remaining Common Stock of Reynolds American Inc.    Mgmt    For    Refer    For

Alibaba Group Holding Limited

 

Meeting Date:   10/18/2017   Country:    Cayman Islands   Primary Security ID:   01609W102
Record Date:   08/18/2017   Meeting Type:    Annual   Ticker:   BABA
    Shares Voted:    135,110    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1.1    Elect Jack Yun Ma as Director    Mgmt    For    Refer    Against
1.2    Elect Masayoshi Son as Director    Mgmt    For    Refer    Against
1.3    Elect Walter Teh Ming Kwauk as Director    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers as Auditors    Mgmt    For    For    For

MetLife, Inc.

 

Meeting Date:   10/19/2017   Country:    USA   Primary Security ID:   59156R108
Record Date:   09/05/2017   Meeting Type:    Special   Ticker:   MET
    Shares Voted:    134,100    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

Koninklijke Philips NV

 

Meeting Date:   10/20/2017   Country:    Netherlands   Primary Security ID:   N7637U112
Record Date:   09/22/2017   Meeting Type:    Special   Ticker:   PHIA
    Shares Voted:    552,005    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Special Meeting    Mgmt         
1    Elect M.J. van Ginneken to Management Board    Mgmt    For    For    For
2    Amend Article 10 Re: Setting the Required Minimum Number of Members of the Board of Management    Mgmt    For    Refer    For

Pernod Ricard

 

Meeting Date:   11/09/2017   Country:    France   Primary Security ID:   F72027109
Record Date:   11/06/2017   Meeting Type:    Annual/Special   Ticker:   RI
    Shares Voted:    23,257    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Ordinary Business    Mgmt         
1    Approve Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Consolidated Financial Statements and Statutory Reports    Mgmt    For    For    For
3    Approve Allocation of Income and Dividends of EUR 2.02 per Share    Mgmt    For    For    For
4    Approve Auditors’ Special Report on Related-Party Transactions    Mgmt    For    Refer    For
5    Reelect Anne Lange as Director    Mgmt    For    For    For
6    Reelect Veronica Vargas as Director    Mgmt    For    Refer    For
7    Reelect Paul Ricard as Director    Mgmt    For    Refer    For
8    Renew Appointment of Deloitte & Associes as Auditor    Mgmt    For    For    For
9    Approve Remuneration of Directors in the Aggregate Amount of EUR 970,000    Mgmt    For    Refer    For
10    Approve Remuneration Policy of Alexandre Ricard, Chairman and CEO    Mgmt    For    For    For
11    Non-Binding Vote on Compensation of Alexandre Ricard, Chairman and CEO    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

Pernod Ricard

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
   Extraordinary Business    Mgmt         
13    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    Mgmt    For    For    For
14    Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million    Mgmt    For    For    For
15    Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million    Mgmt    For    For    For
16    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    Mgmt    For    For    For
17    Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million    Mgmt    For    Refer    For
18    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    Mgmt    For    For    For
19    Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers    Mgmt    For    For    For
20    Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value    Mgmt    For    For    For
21    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    Mgmt    For    For    For
22    Authorize Filing of Required Documents/Other Formalities    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   11/29/2017   Country:    USA   Primary Security ID:   594918104
Record Date:   09/29/2017   Meeting Type:    Annual   Ticker:   MSFT
    Shares Voted:    274,440    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates, III    Mgmt    For    For    For
1.2    Elect Director Reid G. Hoffman    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

Microsoft Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.3    Elect Director Hugh F. Johnston    Mgmt    For    For    For
1.4    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Charles H. Noski    Mgmt    For    For    For
1.7    Elect Director Helmut Panke    Mgmt    For    For    For
1.8    Elect Director Sandra E. Peterson    Mgmt    For    For    For
1.9    Elect Director Penny S. Pritzker    Mgmt    For    For    For
1.10    Elect Director Charles W. Scharf    Mgmt    For    For    For
1.11    Elect Director Arne M. Sorenson    Mgmt    For    For    For
1.12    Elect Director John W. Stanton    Mgmt    For    For    For
1.13    Elect Director John W. Thompson    Mgmt    For    For    For
1.14    Elect Director Padmasree Warrior    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Advisory Vote on Say on Pay Frequency    Mgmt    One Year    One Year    One Year
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
5    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6    Approve Omnibus Stock Plan    Mgmt    For    Refer    For

Recruit Holdings Co., Ltd.

 

Meeting Date:   01/17/2018   Country:    Japan   Primary Security ID:   J6433A101
Record Date:   10/31/2017   Meeting Type:    Special   Ticker:   6098
    Shares Voted:    371,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Transfer of Media and Solution Operations to Wholly Owned Subsidiary    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

HDFC Bank Limited

 

Meeting Date:   01/19/2018   Country:    India   Primary Security ID:   Y3119P174
Record Date:   01/12/2018   Meeting Type:    Special   Ticker:   HDFCBANK
    Shares Voted:    345,610    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
2    Approve Related Party Transactions    Mgmt    For    Refer    For
3    Approve Issuance of Equity Shares on a Preferential Basis to Housing Development and Finance Corporation Limited    Mgmt    For    Refer    For

Visa Inc.

 

Meeting Date:   01/30/2018   Country:    USA   Primary Security ID:   92826C839
Record Date:   12/01/2017   Meeting Type:    Annual   Ticker:   V
    Shares Voted:    168,700    

 

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Lloyd A. Carney    Mgmt    For    For    For
1b    Elect Director Mary B. Cranston    Mgmt    For    For    For
1c    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1d    Elect Director Gary A. Hoffman    Mgmt    For    For    For
1e    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1f    Elect Director John F. Lundgren    Mgmt    For    For    For
1g    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1h    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1i    Elect Director John A.C. Swainson    Mgmt    For    For    For
1j    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

Housing Development Finance Corp. Ltd.

 

Meeting Date:   02/14/2018   Country:    India   Primary Security ID:   Y37246207
Record Date:   01/05/2018   Meeting Type:    Special   Ticker:   500010
    Shares Voted:    302,750    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Postal Ballot    Mgmt         
1    Increase Authorized Share Capital and Amend Memorandum of Association    Mgmt    For    For    For
2    Approve Issuance of Shares on Preferential Basis    Mgmt    For    Refer    For
3    Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights    Mgmt    For    For    For
4    Approve Related Party Transaction with HDFC Bank Limited    Mgmt    For    Refer    For

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:   03/19/2018   Country:    China   Primary Security ID:   Y69790106
Record Date:   02/14/2018   Meeting Type:    Special   Ticker:   2318
    Shares Voted:    1,622,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   EGM BALLOT FOR HOLDERS OF H SHARES    Mgmt         
1    Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited    Mgmt    For    Refer    For
2    Amend Articles of Association    Mgmt    For    For    For

Ping An Insurance (Group) Co. of China, Ltd.

 

Meeting Date:   03/19/2018   Country:    China   Primary Security ID:   Y69790106
Record Date:   02/14/2018   Meeting Type:    Special   Ticker:   2318
    Shares Voted:    1,622,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   CLASS MEETING FOR HOLDERS OF H SHARES    Mgmt         
1    Approve Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

Broadcom Limited

 

Meeting Date:   04/04/2018   Country:    Singapore   Primary Security ID:   Y09827109
Record Date:   02/12/2018   Meeting Type:    Annual   Ticker:   AVGO
    Shares Voted:    41,290    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote Instruction

1a    Elect Director Hock E. Tan    Mgmt    For    For    For
1b    Elect Director James V. Diller    Mgmt    For    For    For
1c    Elect Director Gayla J. Delly    Mgmt    For    For    For
1d    Elect Director Lewis C. Eggebrecht    Mgmt    For    For    For
1e    Elect Director Kenneth Y. Hao    Mgmt    For    For    For
1f    Elect Director Eddy W. Hartenstein    Mgmt    For    For    For
1g    Elect Director Check Kian Low    Mgmt    For    For    For
1h    Elect Director Donald Macleod    Mgmt    For    For    For
1i    Elect Director Peter J. Marks    Mgmt    For    For    For
1j    Elect Director Henry Samueli    Mgmt    For    For    For
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
3    Approve Issuance of Shares With or Without Preemptive Rights    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

Schlumberger Limited

 

Meeting Date:   04/04/2018   Country:    Curacao   Primary Security ID:   806857108
Record Date:   02/07/2018   Meeting Type:    Annual   Ticker:   SLB
    Shares Voted:    83,050    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Peter L.S. Currie    Mgmt    For    For    For
1b    Elect Director Miguel M. Galuccio    Mgmt    For    For    For
1c    Elect Director V. Maureen Kempston Darkes    Mgmt    For    For    For
1d    Elect Director Paal Kibsgaard    Mgmt    For    For    For
1e    Elect Director Nikolay Kudryavtsev    Mgmt    For    For    For
1f    Elect Director Helge Lund    Mgmt    For    For    For
1g    Elect Director Michael E. Marks    Mgmt    For    For    For
1h    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1i    Elect Director Lubna S. Olayan    Mgmt    For    For    For
1j    Elect Director Leo Rafael Reif    Mgmt    For    For    For
1k    Elect Director Henri Seydoux    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Adopt and Approve Financials and Dividends    Mgmt    For    For    For
4    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:   04/12/2018   Country:    USA   Primary Security ID:   00724F101
Record Date:   02/14/2018   Meeting Type:    Annual   Ticker:   ADBE
    Shares Voted:    78,830    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Amy L. Banse    Mgmt    For    For    For
1b    Elect Director Edward W. Barnholt    Mgmt    For    For    For
1c    Elect Director Robert K. Burgess    Mgmt    For    For    For
1d    Elect Director Frank A. Calderoni    Mgmt    For    For    For
1e    Elect Director James E. Daley    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

Adobe Systems Incorporated

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1f    Elect Director Laura B. Desmond    Mgmt    For    For    For
1g    Elect Director Charles M. Geschke    Mgmt    For    For    For
1h    Elect Director Shantanu Narayen    Mgmt    For    For    For
1i    Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1j    Elect Director John E. Warnock    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Kraft Heinz Company

 

Meeting Date:   04/23/2018   Country:    USA   Primary Security ID:   500754106
Record Date:   02/22/2018   Meeting Type:    Annual   Ticker:   KHC
    Shares Voted:    85,140    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Gregory E. Abel    Mgmt    For    For    For
1b    Elect Director Alexandre Behring    Mgmt    For    For    For
1c    Elect Director John T. Cahill    Mgmt    For    For    For
1d    Elect Director Tracy Britt Cool    Mgmt    For    For    For
1e    Elect Director Feroz Dewan    Mgmt    For    For    For
1f    Elect Director Jeanne P. Jackson    Mgmt    For    For    For
1g    Elect Director Jorge Paulo Lemann    Mgmt    For    For    For
1h    Elect Director John C. Pope    Mgmt    For    For    For
1i    Elect Director Marcel Herrmann Telles    Mgmt    For    For    For
1j    Elect Director Alexandre Van Damme    Mgmt    For    For    For
1k    Elect Director George Zoghbi    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Assess Environmental Impact of Non-Recyclable Packaging    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

ASML Holding NV

 

Meeting Date:   04/25/2018   Country:    Netherlands   Primary Security ID:   N07059202
Record Date:   03/28/2018   Meeting Type:    Annual   Ticker:   ASML
    Shares Voted:    9,590    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Open Meeting    Mgmt         
2    Discuss the Company’s Business, Financial Situation and Sustainability    Mgmt         
3    Discussion on Company’s Corporate Governance Structure    Mgmt         
4.a    Discuss Remuneration Policy for Management Board    Mgmt         
4.b    Adopt Financial Statements and Statutory Reports    Mgmt    For    For    For
4.c    Receive Clarification on Company’s Reserves and Dividend Policy    Mgmt         
4.d    Approve Dividends of EUR 1.40 Per Share    Mgmt    For    For    For
5.a    Approve Discharge of Management Board    Mgmt    For    For    For
5.b    Approve Discharge of Supervisory Board    Mgmt    For    For    For
6    Approve 200,000 Performance Shares for Board of Management    Mgmt    For    For    For
7    Announce Intention to Appoint Directors to Management Board    Mgmt         
8.a    Reelect J.M.C. (Hans) Stork to Supervisory Board    Mgmt    For    For    For
8.b    Elect T.L. (Terri) Kelly to Supervisory Board    Mgmt    For    For    For
8.c    Receive Retirement Schedule of the Supervisory Board    Mgmt         
9    Ratify KPMG as Auditors    Mgmt    For    For    For
10.a    Grant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

ASML Holding NV

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

10.b    Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a    Mgmt    For    For    For
10.c    Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition    Mgmt    For    For    For
10.d    Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c    Mgmt    For    For    For
11.a    Authorize Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
11.b    Authorize Additional Repurchase of up to 10 Percent of Issued Share Capital    Mgmt    For    For    For
12    Authorize Cancellation of Repurchased Shares    Mgmt    For    For    For
13    Other Business (Non-Voting)    Mgmt         
14    Close Meeting    Mgmt         

Gree Electric Appliances Inc of Zhuhai

 

Meeting Date:   06/25/2018   Country:    China   Primary Security ID:   Y2882R102
Record Date:   06/15/2018   Meeting Type:    Annual   Ticker:   000651
    Shares Voted:    842,928    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Report of the Board of Directors    Mgmt    For    For    For
2    Approve Report of the Board of Supervisors    Mgmt    For    For    For
3    Approve Financial Statements    Mgmt    For    For    For
4    Approve Annual Report and Summary    Mgmt    For    For    For
5    Approve Profit Distribution    Mgmt    For    For    For
6    Approve Internal Control Self-Evaluation Report    Mgmt    For    For    For
7    Amend Articles of Association    Mgmt    For    Refer    For
8    Approve Appointment of Auditor    Mgmt    For    For    For
9    Approve 2018 Daily Related Party Transactions    Mgmt    For    Refer    For
10    Approve 2018 Development of Foreign Exchange Trading Business    Mgmt    For    Refer    For
11    Approve Use of Own Idle Funds for Investment in Financial Products    Mgmt    For    Refer    Against
12    Approve 2018 Adjustment of Daily Related Party Transactions of Shanghai Haili (Group) Co., Ltd.    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 25 – Waddell & Reed Advisors Global Growth Fund

 

HDFC Bank Limited

 

Meeting Date:   06/29/2018   Country:    India   Primary Security ID:   Y3119P174
Record Date:   06/22/2018   Meeting Type:    Annual   Ticker:   HDFCBANK
    Shares Voted:    345,610    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Dividend    Mgmt    For    For    For
3    Reelect Keki Mistry as Director    Mgmt    For    For    For
4    Approve S. R. Batliboi & Co., LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    Mgmt    For    For    For
5    Approve Related Party Transactions with Housing Development Finance Corporation Limited    Mgmt    For    Refer    For
6    Approve Related Party Transactions with HDB Financial Services Limited    Mgmt    For    Refer    For
7    Approve Issuance of Bonds/Non-Convertible Debentures on Private Placement Basis    Mgmt    For    Refer    For


WADDELL & REED ADVISORS NEW CONCEPTS FUND

(Merged into Ivy Mid Cap Growth Fund on February 26, 2018)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2017 to 06/30/2018

Location(s): All Locations

Institution Account(s): 30 – Waddell & Reed Advisors New Concepts Fund

Burberry Group plc

 

Meeting Date:   07/13/2017   Country:    United Kingdom   Primary Security ID:   G1700D105
Record Date:   07/11/2017   Meeting Type:    Annual   Ticker:   BRBY
    Shares Voted:    1,016,303    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Policy    Mgmt    For    For    For
3    Approve Remuneration Report    Mgmt    For    For    For
4    Approve Final Dividend    Mgmt    For    For    For
5    Re-elect Sir John Peace as Director    Mgmt    For    For    For
6    Re-elect Fabiola Arredondo as Director    Mgmt    For    For    For
7    Re-elect Philip Bowman as Director    Mgmt    For    For    For
8    Re-elect Ian Carter as Director    Mgmt    For    For    For
9    Re-elect Jeremy Darroch as Director    Mgmt    For    For    For
10    Re-elect Stephanie George as Director    Mgmt    For    For    For
11    Re-elect Matthew Key as Director    Mgmt    For    For    For
12    Re-elect Dame Carolyn McCall as Director    Mgmt    For    For    For
13    Re-elect Christopher Bailey as Director    Mgmt    For    For    For
14    Elect Julie Brown as Director    Mgmt    For    For    For
15    Elect Marco Gobbetti as Director    Mgmt    For    For    For
16    Reappoint PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
17