N-PX 1 d31054dnpx.htm WADDELL & REED ADVISORS EQUITY FUNDS Waddell & Reed Advisors Equity Funds

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-09435

WADDELL & REED ADVISORS FUNDS

(Exact Name as Specified in Charter)

6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: June 30

Date of reporting period: July 1, 2014 to June 30, 2015


WADDELL & REED ADVISORS ACCUMULATIVE FUND

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

Teva Pharmaceutical Industries Ltd.

 

Meeting Date:   07/30/2014   Country:    Israel   Primary Security ID:   M8769Q102
Record Date:   06/23/2014   Meeting Type:    Annual   Ticker:   TEVA
    Shares Voted:    350,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1.1    Reelect Dan Propper as Director for a Three Year Term    Mgmt    For    For    For
1.2    Reelect Ory Slonim as Director for a Three Year Term    Mgmt    For    For    For
2.1    Reelect Joseph Nitzani as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
2.2    Elect Jean-Michel Halfon as External Director and Approve Director’s Remuneration    Mgmt    For    Refer    For
3.1    Approve Annual Cash Bonus Objectives for CEO and President, for 2014 and Onwards    Mgmt    For    Refer    For
3.2    Approve Grant Annual Equity Awards to CEO and President, Starting 2015    Mgmt    For    Refer    For
4    Approve Purchase of D&O Liability Insurance Policie    Mgmt    For    Refer    For
5    Reappoint Kesselman & Kesselman as Auditors    Mgmt    For    For    For
6    Discuss Financial Statements and the Report of the Board for 2013    Mgmt         
A    Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager    Mgmt    None    Refer    Against

Precision Castparts Corp.

 

Meeting Date:   08/12/2014   Country:    USA   Primary Security ID:   740189105
Record Date:   06/10/2014   Meeting Type:    Annual   Ticker:   PCP
    Shares Voted:    105,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Mark Donegan    Mgmt    For    For    For
1b    Elect Director Don R. Graber    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Precision Castparts Corp.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c    Elect Director Lester L. Lyles    Mgmt    For    For    For
1d    Elect Director Daniel J. Murphy    Mgmt    For    For    For
1e    Elect Director Vernon E. Oechsle    Mgmt    For    For    For
1f    Elect Director Ulrich Schmidt    Mgmt    For    For    For
1g    Elect Director Richard L. Wambold    Mgmt    For    For    For
1h    Elect Director Timothy A. Wicks    Mgmt    For    For    For
2    Ratify Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Pro-rata Vesting of Equity Awards    SH    Against    Refer    Against

NIKE, Inc.

 

Meeting Date:   09/18/2014   Country:    USA   Primary Security ID:   654106103
Record Date:   07/18/2014   Meeting Type:    Annual   Ticker:   NKE
    Shares Voted:    215,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Alan B. Graf, Jr.    Mgmt    For    For    For
1.2    Elect Director John C. Lechleiter    Mgmt    For    For    For
1.3    Elect Director Michelle A. Peluso    Mgmt    For    For    For
1.4    Elect Director Phyllis M. Wise    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Auditors    Mgmt    For    For    For

Comcast Corporation

 

Meeting Date:   10/08/2014   Country:    USA   Primary Security ID:   20030N101
Record Date:   08/18/2014   Meeting Type:    Special   Ticker:   CMCSA
    Shares Voted:    430,000    


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Comcast Corporation

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

Time Warner Cable Inc.

 

Meeting Date:   10/09/2014   Country:    USA   Primary Security ID:   88732J207
Record Date:   08/18/2014   Meeting Type:    Special   Ticker:   TWC
    Shares Voted:    180,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Perrigo Company plc

 

Meeting Date:   11/04/2014   Country:    Ireland   Primary Security ID:   G97822103
Record Date:   09/05/2014   Meeting Type:    Annual   Ticker:   PRGO
    Shares Voted:    125,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Laurie Brlas    Mgmt    For    For    For
1.2    Elect Director Gary M. Cohen    Mgmt    For    For    For
1.3    Elect Director Jacqualyn A. Fouse    Mgmt    For    For    For
1.4    Elect Director David T. Gibbons    Mgmt    For    For    For
1.5    Elect Director Ran Gottfried    Mgmt    For    For    For
1.6    Elect Director Ellen R. Hoffing    Mgmt    For    For    For
1.7    Elect Director Michael J. Jandernoa    Mgmt    For    For    For
1.8    Elect Director Gary K. Kunkle, Jr.    Mgmt    For    For    For
1.9    Elect Director Herman Morris, Jr.    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Perrigo Company plc

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.10    Elect Director Donal O’Connor    Mgmt    For    For    For
1.11    Elect Director Joseph C. Papa    Mgmt    For    For    For
2    Ratify Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Authorize Share Repurchase Program    Mgmt    For    For    For
5    Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    For    For
6    Approve Creation of Distributable Reserves    Mgmt    For    For    For

The Hain Celestial Group, Inc.

 

Meeting Date:   11/20/2014   Country:    USA   Primary Security ID:   405217100
Record Date:   09/25/2014   Meeting Type:    Annual   Ticker:   HAIN
    Shares Voted:    100,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Irwin D. Simon    Mgmt    For    For    For
1.2    Elect Director Richard C. Berke    Mgmt    For    For    For
1.3    Elect Director Jack Futterman    Mgmt    For    For    For
1.4    Elect Director Andrew R. Heyer    Mgmt    For    For    For
1.5    Elect Director Roger Meltzer    Mgmt    For    For    For
1.6    Elect Director Scott M. O’Neil    Mgmt    For    For    For
1.7    Elect Director Adrianne Shapira    Mgmt    For    For    For
1.8    Elect Director Lawrence S. Zilavy    Mgmt    For    For    For
2    Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For
3    Increase Authorized Common Stock    Mgmt    For    For    For
4    Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
6    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
7    Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Harman International Industries, Incorporated

 

Meeting Date:   12/03/2014   Country:    USA   Primary Security ID:   413086109
Record Date:   10/07/2014   Meeting Type:    Annual   Ticker:   HAR
    Shares Voted:    185,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Adriane M. Brown    Mgmt    For    For    For
1b    Elect Director John W. Diercksen    Mgmt    For    For    For
1c    Elect Director Ann M. Korologos    Mgmt    For    For    For
1d    Elect Director Edward H. Meyer    Mgmt    For    For    For
1e    Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1f    Elect Director Kenneth M. Reiss    Mgmt    For    For    For
1g    Elect Director Hellene S. Runtagh    Mgmt    For    For    For
1h    Elect Director Frank S. Sklarsky    Mgmt    For    For    For
1i    Elect Director Gary G. Steel    Mgmt    For    For    For
2    Ratify Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Microsoft Corporation

 

Meeting Date:   12/03/2014   Country:    USA   Primary Security ID:   594918104
Record Date:   09/30/2014   Meeting Type:    Annual   Ticker:   MSFT
    Shares Voted:    575,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director William H. Gates lll    Mgmt    For    For    For
1.2    Elect Director Maria M. Klawe    Mgmt    For    For    For
1.3    Elect Director Teri L. List-Stoll    Mgmt    For    For    For
1.4    Elect Director G. Mason Morfit    Mgmt    For    For    For
1.5    Elect Director Satya Nadella    Mgmt    For    For    For
1.6    Elect Director Charles H. Noski    Mgmt    For    For    For
1.7    Elect Director Helmut Panke    Mgmt    For    For    For
1.8    Elect Director Charles W. Scharf    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Microsoft Corporation

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9    Elect Director John W. Stanton    Mgmt    For    For    For
1.10    Elect Director John W. Thompson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Auditors    Mgmt    For    For    For
4    Proxy Access    SH    Against    Against    Against

Vail Resorts, Inc.

 

Meeting Date:   12/05/2014   Country:    USA   Primary Security ID:   91879Q109
Record Date:   10/14/2014   Meeting Type:    Annual   Ticker:   MTN
    Shares Voted:    305,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Roland A. Hernandez    Mgmt    For    For    For
1b    Elect Director Robert A. Katz    Mgmt    For    For    For
1c    Elect Director Richard D. Kincaid    Mgmt    For    For    For
1d    Elect Director John T. Redmond    Mgmt    For    For    For
1e    Elect Director Hilary A. Schneider    Mgmt    For    For    For
1f    Elect Director D. Bruce Sewell    Mgmt    For    For    For
1g    Elect Director John F. Sorte    Mgmt    For    For    For
1h    Elect Director Peter A. Vaughn    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4    Ratify Auditors    Mgmt    For    For    For

Moog Inc.

 

Meeting Date:   01/07/2015   Country:    USA   Primary Security ID:   615394202
Record Date:   11/11/2014   Meeting Type:    Annual   Ticker:   MOG.A
    Shares Voted:    100,000    


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Moog Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Brian J. Lipke    Mgmt    For    For    For
1.2    Elect Director R. Bradley Lawrence    Mgmt    For    For    For
2    Approve Omnibus Stock Plan    Mgmt    For    Refer    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Ratify Auditors    Mgmt    For    For    For

Micron Technology, Inc.

 

Meeting Date:   01/22/2015   Country:    USA   Primary Security ID:   595112103
Record Date:   11/21/2014   Meeting Type:    Annual   Ticker:   MU
    Shares Voted:    125,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Robert L. Bailey    Mgmt    For    For    For
1.2    Elect Director Richard M. Beyer    Mgmt    For    For    For
1.3    Elect Director Patrick J. Byrne    Mgmt    For    For    For
1.4    Elect Director D. Mark Durcan    Mgmt    For    For    For
1.5    Elect Director D. Warren A. East    Mgmt    For    For    For
1.6    Elect Director Mercedes Johnson    Mgmt    For    For    For
1.7    Elect Director Lawrence N. Mondry    Mgmt    For    For    For
1.8    Elect Director Robert E. Switz    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3    Ratify Auditors    Mgmt    For    For    For
4    Eliminate Cumulative Voting    Mgmt    For    For    For
5    Approve Executive Incentive Bonus Plan    Mgmt    For    Refer    For
6    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Visa Inc.

 

Meeting Date:   01/28/2015   Country:    USA   Primary Security ID:   92826C839
Record Date:   12/01/2014   Meeting Type:    Annual   Ticker:   V
    Shares Voted:    60,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Mary B. Cranston    Mgmt    For    For    For
1b    Elect Director Francisco Javier Fernandez-Carbajal    Mgmt    For    For    For
1c    Elect Director Alfred F. Kelly, Jr.    Mgmt    For    For    For
1d    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1e    Elect Director Cathy E. Minehan    Mgmt    For    For    For
1f    Elect Director Suzanne Nora Johnson    Mgmt    For    For    For
1g    Elect Director David J. Pang    Mgmt    For    For    For
1h    Elect Director Charles W. Scharf    Mgmt    For    For    For
1i    Elect Director William S. Shanahan    Mgmt    For    For    For
1j    Elect Director John A. C. Swainson    Mgmt    For    For    For
1k    Elect Director Maynard G. Webb, Jr.    Mgmt    For    For    For
2    Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits    Mgmt    For    Refer    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5a    Remove Supermajority Vote Requirement for Exiting Core Payment Business    Mgmt    For    For    For
5b    Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company’s Certificate of Incorporation    Mgmt    For    For    For
5c    Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications    Mgmt    For    For    For
5d    Remove Supermajority Vote Requirement for Removal of Directors    Mgmt    For    For    For
5e    Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws    Mgmt    For    For    For
6    Ratify Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Costco Wholesale Corporation

 

Meeting Date:   01/29/2015   Country:    USA   Primary Security ID:   22160K105
Record Date:   11/20/2014   Meeting Type:    Annual   Ticker:   COST
    Shares Voted:    210,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Jeffrey H. Brotman    Mgmt    For    For    For
1.2    Elect Director Daniel J. Evans    Mgmt    For    For    For
1.3    Elect Director Richard A. Galanti    Mgmt    For    For    For
1.4    Elect Director Jeffrey S. Raikes    Mgmt    For    For    For
1.5    Elect Director James D. Sinegal    Mgmt    For    For    For
2    Ratify Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5a    Eliminate Supermajority Vote Requirement for Removal of Directors    Mgmt    For    For    For
5b    Reduce Supermajority Vote Requirement to Amend Article Eight Governing Director Removal    Mgmt    For    For    For
6    Establish Tenure Limit for Directors    SH    Against    Against    Against

Mylan Inc.

 

Meeting Date:   01/29/2015   Country:    USA   Primary Security ID:   628530107
Record Date:   12/23/2014   Meeting Type:    Special   Ticker:   MYL
    Shares Voted:    220,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For
3    Adjourn Meeting    Mgmt    For    Refer    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Actavis plc

 

Meeting Date:   03/10/2015   Country:    Ireland   Primary Security ID:   G0083B108
Record Date:   01/22/2015   Meeting Type:    Special   Ticker:   ACT
    Shares Voted:    50,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

Allergan, Inc.

 

Meeting Date:   03/10/2015   Country:    USA   Primary Security ID:   018490102
Record Date:   01/22/2015   Meeting Type:    Special   Ticker:   AGN
    Shares Voted:    180,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Approve Merger Agreement    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For
3    Advisory Vote on Golden Parachutes    Mgmt    For    Refer    For

Apple Inc.

 

Meeting Date:   03/10/2015   Country:    USA   Primary Security ID:   037833100
Record Date:   01/09/2015   Meeting Type:    Annual   Ticker:   AAPL
    Shares Voted:    675,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Tim Cook    Mgmt    For    For    For
1.2    Elect Director Al Gore    Mgmt    For    For    For
1.3    Elect Director Bob Iger    Mgmt    For    For    For
1.4    Elect Director Andrea Jung    Mgmt    For    For    For
1.5    Elect Director Art Levinson    Mgmt    For    For    For
1.6    Elect Director Ron Sugar    Mgmt    For    For    For
1.7    Elect Director Sue Wagner    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Apple Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Approve Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
5    Report on Risks Associated with Repeal of Climate Change Policies    SH    Against    Refer    Against
6    Adopt Proxy Access Right    SH    Against    Against    Against

Joy Global Inc.

 

Meeting Date:   03/10/2015   Country:    USA   Primary Security ID:   481165108
Record Date:   01/09/2015   Meeting Type:    Annual   Ticker:   JOY
    Shares Voted:    180,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Edward L. Doheny, II    Mgmt    For    For    For
1.2    Elect Director Steven L. Gerard    Mgmt    For    For    For
1.3    Elect Director Mark J. Gliebe    Mgmt    For    For    For
1.4    Elect Director John T. Gremp    Mgmt    For    For    For
1.5    Elect Director John Nils Hanson    Mgmt    For    For    For
1.6    Elect Director Gale E. Klappa    Mgmt    For    For    For
1.7    Elect Director Richard B. Loynd    Mgmt    For    For    For
1.8    Elect Director P. Eric Siegert    Mgmt    For    For    For
1.9    Elect Director James H. Tate    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The Walt Disney Company

 

Meeting Date:   03/12/2015   Country:    USA   Primary Security ID:   254687106
Record Date:   01/12/2015   Meeting Type:    Annual   Ticker:   DIS
    Shares Voted:    200,000    


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

The Walt Disney Company

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Susan E. Arnold    Mgmt    For    For    For
1b    Elect Director John S. Chen    Mgmt    For    For    For
1c    Elect Director Jack Dorsey    Mgmt    For    For    For
1d    Elect Director Robert A. Iger    Mgmt    For    For    For
1e    Elect Director Fred H. Langhammer    Mgmt    For    For    For
1f    Elect Director Aylwin B. Lewis    Mgmt    For    For    For
1g    Elect Director Monica C. Lozano    Mgmt    For    For    For
1h    Elect Director Robert W. Matschullat    Mgmt    For    For    For
1i    Elect Director Sheryl K. Sandberg    Mgmt    For    For    For
1j    Elect Director Orin C. Smith    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Require Independent Board Chairman    SH    Against    Refer    For
5    Pro-rata Vesting of Equity Awards    SH    Against    Refer    For

Starbucks Corporation

 

Meeting Date:   03/18/2015   Country:    USA   Primary Security ID:   855244109
Record Date:   01/08/2015   Meeting Type:    Annual   Ticker:   SBUX
    Shares Voted:    325,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Howard Schultz    Mgmt    For    For    For
1b    Elect Director William W. Bradley    Mgmt    For    For    For
1c    Elect Director Robert M. Gates    Mgmt    For    For    For
1d    Elect Director Mellody Hobson    Mgmt    For    For    For
1e    Elect Director Kevin R. Johnson    Mgmt    For    For    For
1f    Elect Director Olden Lee    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Starbucks Corporation

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1g    Elect Director Joshua Cooper Ramo    Mgmt    For    For    For
1h    Elect Director James G. Shennan, Jr.    Mgmt    For    For    For
1i    Elect Director Clara Shih    Mgmt    For    For    For
1j    Elect Director Javier G. Teruel    Mgmt    For    For    For
1k    Elect Director Myron E. Ullman, III    Mgmt    For    For    For
1l    Elect Director Craig E. Weatherup    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Amend Bylaws to Establish a Board Committee on Sustainability    SH    Against    Refer    Against
5    Require Independent Board Chairman    SH    Against    Refer    For

Halliburton Company

 

Meeting Date:   03/27/2015   Country:    USA   Primary Security ID:   406216101
Record Date:   02/17/2015   Meeting Type:    Special   Ticker:   HAL
    Shares Voted:    125,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Issue Shares in Connection with Acquisition    Mgmt    For    Refer    For
2    Adjourn Meeting    Mgmt    For    Refer    For

Applied Materials, Inc.

 

Meeting Date:   04/02/2015   Country:    USA   Primary Security ID:   038222105
Record Date:   02/11/2015   Meeting Type:    Annual   Ticker:   AMAT
    Shares Voted:    1,200,000    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Aart J. de Geus    Mgmt    For    For    For
1b    Elect Director Gary E. Dickerson    Mgmt    For    For    For
1c    Elect Director Stephen R. Forrest    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Applied Materials, Inc.

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1d    Elect Director Thomas J. Iannotti    Mgmt    For    For    For
1e    Elect Director Susan M. James    Mgmt    For    For    For
1f    Elect Director Alexander A. Karsner    Mgmt    For    For    For
1g    Elect Director Dennis D. Powell    Mgmt    For    For    For
1h    Elect Director Willem P. Roelandts    Mgmt    For    For    For
1i    Elect Director Michael R. Splinter    Mgmt    For    For    For
1j    Elect Director Robert H. Swan    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For

Adobe Systems Incorporated

 

Meeting Date:   04/09/2015   Country:    USA   Primary Security ID:   00724F101
Record Date:   02/13/2015   Meeting Type:    Annual   Ticker:   ADBE
    Shares Voted:    235,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Amy L. Banse    Mgmt    For    For    For
1b    Elect Director Kelly J. Barlow    Mgmt    For    For    For
1c    Elect Director Edward W. Barnholt    Mgmt    For    For    For
1d    Elect Director Robert K. Burgess    Mgmt    For    For    For
1e    Elect Director Frank A. Calderoni    Mgmt    For    For    For
1f    Elect Director Michael R. Cannon    Mgmt    For    For    For
1g    Elect Director James E. Daley    Mgmt    For    For    For
1h    Elect Director Laura B. Desmond    Mgmt    For    For    For
1i    Elect Director Charles M. Geschke    Mgmt    For    For    For
1j    Elect Director Shantanu Narayen    Mgmt    For    For    For
1k    Elect Director Daniel L. Rosensweig    Mgmt    For    For    For
1l    Elect Director Robert Sedgewick    Mgmt    For    For    For
1m    Elect Director John E. Warnock    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Adobe Systems Incorporated

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

EQT Corporation

 

Meeting Date:   04/15/2015   Country:    USA   Primary Security ID:   26884L109
Record Date:   02/06/2015   Meeting Type:    Annual   Ticker:   EQT
    Shares Voted:    80,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Philip G. Behrman    Mgmt    For    For    For
1.2    Elect Director A. Bray Cary, Jr.    Mgmt    For    For    For
1.3    Elect Director Margaret K. Dorman    Mgmt    For    For    For
1.4    Elect Director David L. Porges    Mgmt    For    For    For
1.5    Elect Director James E. Rohr    Mgmt    For    For    For
1.6    Elect Director David S. Shapira    Mgmt    For    For    For
1.7    Elect Director Lee T. Todd, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Adopt Proxy Access Right    SH    Against    Against    Against

Humana Inc.

 

Meeting Date:   04/16/2015   Country:    USA   Primary Security ID:   444859102
Record Date:   02/20/2015   Meeting Type:    Annual   Ticker:   HUM
    Shares Voted:    81,105    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Kurt J. Hilzinger    Mgmt    For    For    For
1b    Elect Director Bruce D. Broussard    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Humana Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c    Elect Director Frank A. D’Amelio    Mgmt    For    For    For
1d    Elect Director W. Roy Dunbar    Mgmt    For    For    For
1e    Elect Director David A. Jones, Jr.    Mgmt    For    For    For
1f    Elect Director William J. McDonald    Mgmt    For    For    For
1g    Elect Director William E. Mitchell    Mgmt    For    For    For
1h    Elect Director David B. Nash    Mgmt    For    For    For
1i    Elect Director James J. O’Brien    Mgmt    For    For    For
1j    Elect Director Marissa T. Peterson    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Signature Bank

 

Meeting Date:   04/23/2015   Country:    USA   Primary Security ID:   82669G104
Record Date:   03/05/2015   Meeting Type:    Annual   Ticker:   SBNY
    Shares Voted:    160,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Kathryn A. Byrne    Mgmt    For    For    For
1.2    Elect Director Alfonse M. D’Amato    Mgmt    For    For    For
1.3    Elect Director Jeffrey W. Meshel    Mgmt    For    For    For
2    Ratify Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Kellogg Company

 

Meeting Date:   04/24/2015   Country:    USA   Primary Security ID:   487836108
Record Date:   02/26/2015   Meeting Type:    Annual   Ticker:   K
    Shares Voted:    120,000    


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Kellogg Company

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Benjamin Carson    Mgmt    For    For    For
1.2    Elect Director John Dillon    Mgmt    For    For    For
1.3    Elect Director Zachary Gund    Mgmt    For    For    For
1.4    Elect Director Jim Jenness    Mgmt    For    For    For
1.5    Elect Director Don Knauss    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
4    Reduce Supermajority Vote Requirement    SH    Against    For    For

Harley-Davidson, Inc.

 

Meeting Date:   04/25/2015   Country:    USA   Primary Security ID:   412822108
Record Date:   02/26/2015   Meeting Type:    Annual   Ticker:   HOG
    Shares Voted:    475,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director R. John Anderson    Mgmt    For    For    For
1.2    Elect Director Richard I. Beattie    Mgmt    For    For    For
1.3    Elect Director Michael J. Cave    Mgmt    For    For    For
1.4    Elect Director George H. Conrades    Mgmt    For    For    For
1.5    Elect Director Donald A. James    Mgmt    For    For    For
1.6    Elect Director Matthew S. Levatich    Mgmt    For    For    For
1.7    Elect Director Sara L. Levinson    Mgmt    For    For    For
1.8    Elect Director N. Thomas Linebarger    Mgmt    For    For    For
1.9    Elect Director George L. Miles, Jr.    Mgmt    For    For    For
1.10    Elect Director James A. Norling    Mgmt    For    For    For
1.11    Elect Director Jochen Zeitz    Mgmt    For    For    For
2    Adopt Majority Voting for Uncontested Election of Directors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Harley-Davidson, Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3    Amend Executive Incentive Bonus Plan    Mgmt    For    Refer    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

AMC Entertainment Holdings, Inc.

 

Meeting Date:   04/28/2015   Country:    USA   Primary Security ID:   00165C104
Record Date:   03/02/2015   Meeting Type:    Annual   Ticker:   AMC
    Shares Voted:    240,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Lloyd Hill    Mgmt    For    For    For
1.2    Elect Director Ning Ye    Mgmt    For    Refer    For
1.3    Elect Director Howard Koch    Mgmt    For    Refer    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

Citigroup Inc.

 

Meeting Date:   04/28/2015   Country:    USA   Primary Security ID:   172967424
Record Date:   02/27/2015   Meeting Type:    Annual   Ticker:   C
    Shares Voted:    450,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Michael L. Corbat    Mgmt    For    For    For
1b    Elect Director Duncan P. Hennes    Mgmt    For    For    For
1c    Elect Director Peter B. Henry    Mgmt    For    For    For
1d    Elect Director Franz B. Humer    Mgmt    For    Refer    For
1e    Elect Director Michael E. O’Neill    Mgmt    For    For    For
1f    Elect Director Gary M. Reiner    Mgmt    For    For    For
1g    Elect Director Judith Rodin    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Citigroup Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1h    Elect Director Anthony M. Santomero    Mgmt    For    For    For
1i    Elect Director Joan E. Spero    Mgmt    For    For    For
1j    Elect Director Diana L. Taylor    Mgmt    For    For    For
1k    Elect Director William S. Thompson, Jr.    Mgmt    For    For    For
1l    Elect Director James S. Turley    Mgmt    For    For    For
1m    Elect Director Ernesto Zedillo Ponce de Leon    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
5    Adopt Proxy Access Right    SH    For    Against    Against
6    Report on Lobbying Payments and Policy    SH    Against    Against    Against
7    Claw-back of Payments under Restatements    SH    Against    For    For
8    Limits for Directors Involved with Bankruptcy    SH    Against    Refer    Against
9    Report on Certain Vesting Program    SH    Against    Refer    Against

NOBLE ENERGY, INC.

 

Meeting Date:   04/28/2015   Country:    USA   Primary Security ID:   655044105
Record Date:   03/04/2015   Meeting Type:    Annual   Ticker:   NBL
    Shares Voted:    175,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Jeffrey L. Berenson    Mgmt    For    For    For
1.2    Elect Director Michael A. Cawley    Mgmt    For    For    For
1.3    Elect Director Edward F. Cox    Mgmt    For    For    For
1.4    Elect Director Thomas J. Edelman    Mgmt    For    For    For
1.5    Elect Director Eric P. Grubman    Mgmt    For    For    For
1.6    Elect Director Kirby L. Hedrick    Mgmt    For    For    For
1.7    Elect Director David L. Stover    Mgmt    For    For    For
1.8    Elect Director Scott D. Urban    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

NOBLE ENERGY, INC.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.9    Elect Director William T. Van Kleef    Mgmt    For    For    For
1.10    Elect Director Molly K. Williamson    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Increase Authorized Common Stock    Mgmt    For    For    For
5    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
6    Approve Non-Employee Director Omnibus Stock Plan    Mgmt    For    Refer    For
7    Adopt Proxy Access Right    SH    Against    Against    Against
8    Report on Impacts of and Plans to Align with Global Climate Change Policy    SH    Against    Refer    Against

Shire plc

 

Meeting Date:   04/28/2015   Country:    United Kingdom   Primary Security ID:   G8124V108
Record Date:   03/19/2015   Meeting Type:    Annual   Ticker:   SHP
    Shares Voted:    120,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
1    Accept Financial Statements and Statutory Reports    Mgmt    For    For    For
2    Approve Remuneration Report    Mgmt    For    For    For
3    Approve Remuneration Policy    Mgmt    For    For    For
4    Re-elect Dominic Blakemore as Director    Mgmt    For    Refer    For
5    Re-elect William Burns as Director    Mgmt    For    For    For
6    Re-elect Dr Steven Gillis as Director    Mgmt    For    For    For
7    Re-elect Dr David Ginsburg as Director    Mgmt    For    For    For
8    Re-elect David Kappler as Director    Mgmt    For    For    For
9    Re-elect Susan Kilsby as Director    Mgmt    For    For    For
10    Re-elect Anne Minto as Director    Mgmt    For    Refer    For
11    Re-elect Dr Flemming Ornskov as Director    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Shire plc

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

12    Reappoint Deloitte LLP as Auditors    Mgmt    For    For    For
13    Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors    Mgmt    For    For    For
14    Approve Long Term Incentive Plan 2015    Mgmt    For    Refer    For
15    Approve Global Employee Stock Purchase Plan    Mgmt    For    For    For
16    Authorise Issue of Equity with Pre-emptive Rights    Mgmt    For    For    For
17    Authorise Issue of Equity without Pre-emptive Rights    Mgmt    For    For    For
18    Authorise Market Purchase of Ordinary Shares    Mgmt    For    For    For
19    Authorise the Company to Call EGM with Two Weeks’ Notice    Mgmt    For    For    For

The Hershey Company

 

Meeting Date:   04/28/2015   Country:    USA   Primary Security ID:   427866108
Record Date:   02/27/2015   Meeting Type:    Annual   Ticker:   HSY
    Shares Voted:    50,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Pamela M. Arway    Mgmt    For    For    For
1.2    Elect Director John P. Bilbrey    Mgmt    For    For    For
1.3    Elect Director Robert F. Cavanaugh    Mgmt    For    For    For
1.4    Elect Director Charles A. Davis    Mgmt    For    For    For
1.5    Elect Director Mary Kay Haben    Mgmt    For    For    For
1.6    Elect Director Robert M. Malcolm    Mgmt    For    For    For
1.7    Elect Director James M. Mead    Mgmt    For    For    For
1.8    Elect Director James E. Nevels    Mgmt    For    For    For
1.9    Elect Director Anthony J. Palmer    Mgmt    For    For    For
1.10    Elect Director Thomas J. Ridge    Mgmt    For    For    For
1.11    Elect Director David L. Shedlarz    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

The Hershey Company

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

The PNC Financial Services Group, Inc.

 

Meeting Date:   04/28/2015   Country:    USA   Primary Security ID:   693475105
Record Date:   01/30/2015   Meeting Type:    Annual   Ticker:   PNC
    Shares Voted:    190,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Charles E. Bunch    Mgmt    For    For    For
1.2    Elect Director Paul W. Chellgren    Mgmt    For    For    For
1.3    Elect Director Marjorie Rodgers Cheshire    Mgmt    For    For    For
1.4    Elect Director William S. Demchak    Mgmt    For    For    For
1.5    Elect Director Andrew T. Feldstein    Mgmt    For    For    For
1.6    Elect Director Kay Coles James    Mgmt    For    For    For
1.7    Elect Director Richard B. Kelson    Mgmt    For    For    For
1.8    Elect Director Anthony A. Massaro    Mgmt    For    For    For
1.9    Elect Director Jane G. Pepper    Mgmt    For    For    For
1.10    Elect Director Donald J. Shepard    Mgmt    For    For    For
1.11    Elect Director Lorene K. Steffes    Mgmt    For    For    For
1.12    Elect Director Dennis F. Strigl    Mgmt    For    For    For
1.13    Elect Director Thomas J. Usher    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Anheuser-Busch InBev SA

 

Meeting Date:   04/29/2015   Country:    Belgium   Primary Security ID:   B6399C107
Record Date:   03/20/2015   Meeting Type:    Annual/Special   Ticker:   ABI
    Shares Voted:    220,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

   Meeting for ADR Holders    Mgmt         
   Special Meeting    Mgmt         
A1    Amend Articles Re: Remove References to Bearer Shares    Mgmt    For    For    For
   Annual Meeting    Mgmt         
B1    Receive Directors’ Reports (Non-Voting)    Mgmt         
B2    Receive Auditors’ Reports (Non-Voting)    Mgmt         
B3    Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    Mgmt         
B4    Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.00 per Share    Mgmt    For    For    For
B5    Approve Discharge of Directors    Mgmt    For    For    For
B6    Approve Discharge of Auditors    Mgmt    For    For    For
B7a    Reelect Michele Burns as Independent Director    Mgmt    For    For    For
B7b    Reelect Olivier Goudet as Independent Director    Mgmt    For    For    For
B7c    Elect Kasper Rosted as Independent Director    Mgmt    For    For    For
B7d    Reelect Paul Cornet de Ways Ruart as Director    Mgmt    For    Refer    For
B7e    Reelect Stefan Descheemaeker as Director    Mgmt    For    Refer    For
B8a    Approve Remuneration Report    Mgmt    For    Refer    For
B8b    Proposal to Increase Remuneration of Audit Committee Chairman    Mgmt    For    Refer    For
B8c    Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors    Mgmt    For    Refer    For
C1    Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

The Coca-Cola Company

 

Meeting Date:   04/29/2015   Country:    USA   Primary Security ID:   191216100
Record Date:   03/02/2015   Meeting Type:    Annual   Ticker:   KO
    Shares Voted:    125,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Herbert A. Allen    Mgmt    For    For    For
1.2    Elect Director Ronald W. Allen    Mgmt    For    For    For
1.3    Elect Director Marc Bolland    Mgmt    For    For    For
1.4    Elect Director Ana Botin    Mgmt    For    For    For
1.5    Elect Director Howard G. Buffet    Mgmt    For    For    For
1.6    Elect Director Richard M. Daley    Mgmt    For    For    For
1.7    Elect Director Barry Diller    Mgmt    For    For    For
1.8    Elect Director Helene D. Gayle    Mgmt    For    For    For
1.9    Elect Director Evan G. Greenberg    Mgmt    For    For    For
1.10    Elect Director Alexis M. Herman    Mgmt    For    For    For
1.11    Elect Director Muhtar Kent    Mgmt    For    For    For
1.12    Elect Director Robert A. Kotick    Mgmt    For    For    For
1.13    Elect Director Maria Elena Lagomasino    Mgmt    For    For    For
1.14    Elect Director Sam Nunn    Mgmt    For    For    For
1.15    Elect Director David B. Weinberg    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
4    Proxy Access    SH    Against    Against    Against
5    Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

HCA Holdings, Inc.

 

Meeting Date:   04/30/2015   Country:    USA   Primary Security ID:   40412C101
Record Date:   03/06/2015   Meeting Type:    Annual   Ticker:   HCA
    Shares Voted:    275,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director R. Milton Johnson    Mgmt    For    For    For
1.2    Elect Director Robert J. Dennis    Mgmt    For    For    For
1.3    Elect Director Nancy-Ann DeParle    Mgmt    For    For    For
1.4    Elect Director Thomas F. Frist, III    Mgmt    For    For    For
1.5    Elect Director William R. Frist    Mgmt    For    For    For
1.6    Elect Director Ann H. Lamont    Mgmt    For    For    For
1.7    Elect Director Jay O. Light    Mgmt    For    For    For
1.8    Elect Director Geoffrey G. Meyers    Mgmt    For    For    For
1.9    Elect Director Michael W. Michelson    Mgmt    For    For    For
1.10    Elect Director Wayne J. Riley    Mgmt    For    For    For
1.11    Elect Director John W. Rowe    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For

Mead Johnson Nutrition Company

 

Meeting Date:   04/30/2015   Country:    USA   Primary Security ID:   582839106
Record Date:   03/13/2015   Meeting Type:    Annual   Ticker:   MJN
    Shares Voted:    240,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1a    Elect Director Steven M. Altschuler    Mgmt    For    For    For
1.1b    Elect Director Howard B. Bernick    Mgmt    For    For    For
1.1c    Elect Director Kimberly A. Casiano    Mgmt    For    For    For
1.1d    Elect Director Anna C. Catalano    Mgmt    For    For    For
1.1e    Elect Director Celeste A. Clark    Mgmt    For    For    For
1.1f    Elect Director James M. Cornelius    Mgmt    For    For    For
1.1g    Elect Director Stephen W. Golsby    Mgmt    For    For    For
1.1h    Elect Director Michael Grobstein    Mgmt    For    For    For
1.1i    Elect Director Peter Kasper Jakobsen    Mgmt    For    For    For
1.1j    Elect Director Peter G. Ratcliffe    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Mead Johnson Nutrition Company

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1k    Elect Director Michael A. Sherman    Mgmt    For    For    For
1.1l    Elect Director Elliott Sigal    Mgmt    For    For    For
1.1m    Elect Director Robert S. Singer    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For

YUM! Brands, Inc.

 

Meeting Date:   05/01/2015   Country:    USA   Primary Security ID:   988498101
Record Date:   03/03/2015   Meeting Type:    Annual   Ticker:   YUM
    Shares Voted:    150,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1a    Elect Director Michael J. Cavanagh    Mgmt    For    For    For
1.1b    Elect Director Greg Creed    Mgmt    For    For    For
1.1c    Elect Director David W. Dorman    Mgmt    For    For    For
1.1d    Elect Director Massimo Ferragamo    Mgmt    For    For    For
1.1e    Elect Director Mirian M. Graddick-Weir    Mgmt    For    For    For
1.1f    Elect Director Jonathan S. Linen    Mgmt    For    For    For
1.1g    Elect Director Thomas C. Nelson    Mgmt    For    For    For
1.1h    Elect Director David C. Novak    Mgmt    For    For    For
1.1i    Elect Director Thomas M. Ryan    Mgmt    For    For    For
1.1j    Elect Director Elane B. Stock    Mgmt    For    For    For
1.1k    Elect Director Jing-Shyh S. Su    Mgmt    For    For    For
1.1l    Elect Director Robert D. Walter    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Pro-rata Vesting of Equity Awards    SH    Against    Refer    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Bristol-Myers Squibb Company

 

Meeting Date:   05/05/2015   Country:    USA   Primary Security ID:   110122108
Record Date:   03/13/2015   Meeting Type:    Annual   Ticker:   BMY
    Shares Voted:    225,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1A    Elect Director Lamberto Andreotti    Mgmt    For    For    For
1.1B    Elect Director Giovanni Caforio    Mgmt    For    For    For
1.1C    Elect Director Lewis B. Campbell    Mgmt    For    For    For
1.1D    Elect Director Laurie H. Glimcher    Mgmt    For    For    For
1.1E    Elect Director Michael Grobstein    Mgmt    For    For    For
1.1F    Elect Director Alan J. Lacy    Mgmt    For    For    For
1.1G    Elect Director Thomas J. Lynch, Jr.    Mgmt    For    For    For
1.1H    Elect Director Dinesh C. Paliwal    Mgmt    For    For    For
1.1I    Elect Director Vicki L. Sato    Mgmt    For    For    For
1.1J    Elect Director Gerald L. Storch    Mgmt    For    For    For
1.1K    Elect Director Togo D. West, Jr.    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes    Mgmt    For    Refer    Against
5    Remove Supermajority Vote Requirement Applicable to Preferred Stock    Mgmt    For    For    For
6    Provide Right to Act by Written Consent    SH    Against    For    For

Pentair PLC

 

Meeting Date:   05/05/2015   Country:    Ireland   Primary Security ID:   G7S00T104
Record Date:   03/06/2015   Meeting Type:    Annual   Ticker:   PNR
    Shares Voted:    165,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Glynis A. Bryan    Mgmt    For    For    For
1b    Elect Director Jerry W. Burris    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Pentair PLC

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1c    Elect Director Carol Anthony (John) Davidson    Mgmt    For    For    For
1d    Elect Director Jacques Esculier    Mgmt    For    For    For
1e    Elect Director T. Michael Glenn    Mgmt    For    For    For
1f    Elect Director David H. Y. Ho    Mgmt    For    For    For
1g    Elect Director Randall J. Hogan    Mgmt    For    For    For
1h    Elect Director David A. Jones    Mgmt    For    For    For
1i    Elect Director Ronald L. Merriman    Mgmt    For    For    For
1j    Elect Director William T. Monahan    Mgmt    For    For    For
1k    Elect Director Billie Ida Williamson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For
4    Authorize General Meetings Outside the Republic of Ireland    Mgmt    For    For    For
5    Determine Price Range for Reissuance of Treasury Shares    Mgmt    For    Refer    For

Gilead Sciences, Inc.

 

Meeting Date:   05/06/2015   Country:    USA   Primary Security ID:   375558103
Record Date:   03/11/2015   Meeting Type:    Annual   Ticker:   GILD
    Shares Voted:    110,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director John F. Cogan    Mgmt    For    For    For
1b    Elect Director Etienne F. Davignon    Mgmt    For    For    For
1c    Elect Director Carla A. Hills    Mgmt    For    For    For
1d    Elect Director Kevin E. Lofton    Mgmt    For    For    For
1e    Elect Director John W. Madigan    Mgmt    For    For    For
1f    Elect Director John C. Martin    Mgmt    For    For    For
1g    Elect Director Nicholas G. Moore    Mgmt    For    For    For
1h    Elect Director Richard J. Whitley    Mgmt    For    For    For
1i    Elect Director Gayle E. Wilson    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Gilead Sciences, Inc.

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j    Elect Director Per Wold-Olsen    Mgmt    For    For    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Provide Right to Act by Written Consent    SH    Against    For    For
6    Require Independent Board Chairman    SH    Against    Refer    Against
7    Report on Sustainability    SH    Against    Refer    Against
8    Report on Specialty Drug Pricing Risks    SH    Against    Refer    Against

Hilton Worldwide Holdings Inc.

 

Meeting Date:   05/06/2015   Country:    USA   Primary Security ID:   43300A104
Record Date:   03/12/2015   Meeting Type:    Annual   Ticker:   HLT
    Shares Voted:    580,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Christopher J. Nassetta    Mgmt    For    Refer    For
1.2    Elect Director Jonathan D. Gray    Mgmt    For    Refer    For
1.3    Elect Director Michael S. Chae    Mgmt    For    Refer    For
1.4    Elect Director Tyler S. Henritze    Mgmt    For    Refer    For
1.5    Elect Director Judith A. McHale    Mgmt    For    For    For
1.6    Elect Director John G. Schreiber    Mgmt    For    Refer    For
1.7    Elect Director Elizabeth A. Smith    Mgmt    For    For    For
1.8    Elect Director Douglas M. Steenland    Mgmt    For    For    For
1.9    Elect Director William J. Stein    Mgmt    For    Refer    For
2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

PepsiCo, Inc.

 

Meeting Date:   05/06/2015   Country:    USA   Primary Security ID:   713448108
Record Date:   02/27/2015   Meeting Type:    Annual   Ticker:   PEP
    Shares Voted:    95,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Shona L. Brown    Mgmt    For    For    For
1.2    Elect Director George W. Buckley    Mgmt    For    For    For
1.3    Elect Director Ian M. Cook    Mgmt    For    For    For
1.4    Elect Director Dina Dublon    Mgmt    For    For    For
1.5    Elect Director Rona A. Fairhead    Mgmt    For    For    For
1.6    Elect Director Richard W. Fisher    Mgmt    For    For    For
1.7    Elect Director Alberto Ibarguen    Mgmt    For    For    For
1.8    Elect Director William R. Johnson    Mgmt    For    For    For
1.9    Elect Director Indra K. Nooyi    Mgmt    For    For    For
1.10    Elect Director David C. Page    Mgmt    For    For    For
1.11    Elect Director Robert C. Pohlad    Mgmt    For    For    For
1.12    Elect Director Lloyd G. Trotter    Mgmt    For    For    For
1.13    Elect Director Daniel Vasella    Mgmt    For    For    For
1.14    Elect Director Alberto Weisser    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Establish a Board Committee on Sustainability    SH    Against    Refer    Against
5    Pro-Rata Vesting of Equity Awards    SH    Against    Refer    For
6    Report on Plans to Minimize Pesticides’ Impact on Pollinators    SH    Against    Refer    Against


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Philip Morris International Inc.

 

Meeting Date:   05/06/2015   Country:    USA   Primary Security ID:   718172109
Record Date:   03/13/2015   Meeting Type:    Annual   Ticker:   PM
    Shares Voted:    150,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Harold Brown    Mgmt    For    For    For
1.2    Elect Director André Calantzopoulos    Mgmt    For    For    For
1.3    Elect Director Louis C. Camilleri    Mgmt    For    For    For
1.4    Elect Director Werner Geissler    Mgmt    For    For    For
1.5    Elect Director Jennifer Li    Mgmt    For    For    For
1.6    Elect Director Jun Makihara    Mgmt    For    For    For
1.7    Elect Director Sergio Marchionne    Mgmt    For    Refer    For
1.8    Elect Director Kalpana Morparia    Mgmt    For    For    For
1.9    Elect Director Lucio A. Noto    Mgmt    For    For    For
1.10    Elect Director Frederik Paulsen    Mgmt    For    For    For
1.11    Elect Director Robert B. Polet    Mgmt    For    For    For
1.12    Elect Director Stephen M. Wolf    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers SA as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    Refer    For
4    Report on Lobbying Payments and Policy    SH    Against    Against    Against
5    Adopt Anti-Forced Labor Policy for Tobacco Supply Chain    SH    Against    Against    Against

Kansas City Southern

 

Meeting Date:   05/07/2015   Country:    USA   Primary Security ID:   485170302
Record Date:   03/09/2015   Meeting Type:    Annual   Ticker:   KSU
    Shares Voted:    350,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Lu M. Cordova    Mgmt    For    For    For
1.2    Elect Director Thomas A. McDonnell    Mgmt    For    For    For
2    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For

 


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Kansas City Southern

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

4    Amend Bylaws — Call Special Meetings    SH    Against    For    For

REVANCE THERAPEUTICS, INC.

 

Meeting Date:   05/07/2015   Country:    USA   Primary Security ID:   761330109
Record Date:   03/11/2015   Meeting Type:    Annual   Ticker:   RVNC
    Shares Voted:    230,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Phyllis Gardner    Mgmt    For    Refer    Withhold
1.2    Elect Director James Glasheen    Mgmt    For    Refer    Withhold
1.3    Elect Director Angus C. Russell    Mgmt    For    Refer    Withhold
1.4    Elect Director Philip J. Vickers    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopersLLP as Auditors    Mgmt    For    For    For

American Express Company

 

Meeting Date:   05/11/2015   Country:    USA   Primary Security ID:   025816109
Record Date:   03/13/2015   Meeting Type:    Annual   Ticker:   AXP
    Shares Voted:    100,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Charlene Barshefsky    Mgmt    For    For    For
1b    Elect Director Ursula M. Burns    Mgmt    For    For    For
1c    Elect Director Kenneth I. Chenault    Mgmt    For    For    For
1d    Elect Director Peter Chernin    Mgmt    For    For    For
1e    Elect Director Anne Lauvergeon    Mgmt    For    For    For
1f    Elect Director Michael O. Leavitt    Mgmt    For    For    For
1g    Elect Director Theodore J. Leonsis    Mgmt    For    For    For
1h    Elect Director Richard C. Levin    Mgmt    For    For    For
1i    Elect Director Samuel J. Palmisano    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

American Express Company

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1j    Elect Director Daniel L. Vasella    Mgmt    For    For    For
1k    Elect Director Robert D. Walter    Mgmt    For    For    For
1l    Elect Director Ronald A. Williams    Mgmt    For    For    For
2    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Prepare Employment Diversity Report    SH    Against    Refer    Against
5    Report on Board Oversight of Privacy and Data Security and Requests for Customer Information    SH    Against    Refer    Against
6    Provide Right to Act by Written Consent    SH    Against    For    For
7    Report on Lobbying Payments and Policy    SH    Against    Against    Against
8    Require Independent Board Chairman    SH    Against    Refer    For

 

ConocoPhillips

 

Meeting Date:   05/12/2015   Country:    USA   Primary Security ID:   20825C104
Record Date:   03/13/2015   Meeting Type:    Annual   Ticker:   COP
    Shares Voted:    165,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Richard L. Armitage    Mgmt    For    For    For
1b    Elect Director Richard H. Auchinleck    Mgmt    For    For    For
1c    Elect Director Charles E. Bunch    Mgmt    For    For    For
1d    Elect Director James E. Copeland, Jr.    Mgmt    For    For    For
1e    Elect Director John V. Faraci    Mgmt    For    For    For
1f    Elect Director Jody L. Freeman    Mgmt    For    For    For
1g    Elect Director Gay Huey Evans    Mgmt    For    For    For
1h    Elect Director Ryan M. Lance    Mgmt    For    For    For
1i    Elect Director Arjun N. Murti    Mgmt    For    For    For
1j    Elect Director Robert A. Niblock    Mgmt    For    For    For
1k    Elect Director Harald J. Norvik    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

ConocoPhillips

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

2    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For
3    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
4    Report on Lobbying Payments and Policy    SH    Against    Against    Against
5    Pro-rata Vesting of Equity Plan    SH    Against    Refer    Against
6    Remove or Adjust Reserve Metrics used for Executive Compensation    SH    Against    Refer    Against
7    Adopt Proxy Access Right    SH    Against    Against    Against

Southwest Airlines Co.

 

Meeting Date:   05/13/2015   Country:    USA   Primary Security ID:   844741108
Record Date:   03/17/2015   Meeting Type:    Annual   Ticker:   LUV
    Shares Voted:    195,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director David W. Biegler    Mgmt    For    For    For
1b    Elect Director J. Veronica Biggins    Mgmt    For    For    For
1c    Elect Director Douglas H. Brooks    Mgmt    For    For    For
1d    Elect Director William H. Cunningham    Mgmt    For    For    For
1e    Elect Director John G. Denison    Mgmt    For    For    For
1f    Elect Director Gary C. Kelly    Mgmt    For    For    For
1g    Elect Director Nancy B. Loeffler    Mgmt    For    For    For
1h    Elect Director John T. Montford    Mgmt    For    For    For
1i    Elect Director Thomas M. Nealon    Mgmt    For    For    For
1j    Elect Director Daniel D. Villanueva    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
4    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For


Vote Summary Report

Reporting Period: 07/01/2014 to 06/30/2015

Location(s): All Locations

Institution Account(s): 23 Waddell & Reed Advisors Accumulative Fund

 

Westinghouse Air Brake Technologies Corporation

 

Meeting Date:   05/13/2015   Country:    USA   Primary Security ID:   929740108
Record Date:   03/17/2015   Meeting Type:    Annual   Ticker:   WAB
    Shares Voted:    100,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Brian P. Hehir    Mgmt    For    For    For
1.2    Elect Director Michael W.D. Howell    Mgmt    For    For    For
1.3    Elect Director Nickolas W. Vande Steeg    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify Ernst & Young LLP as Auditors    Mgmt    For    For    For

Canadian Pacific Railway Limited

 

Meeting Date:   05/14/2015   Country:    Canada   Primary Security ID:   13645T100
Record Date:   03/17/2015   Meeting Type:    Annual/Special   Ticker:   CP
    Shares Voted:    170,000    

 

Proposal

Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1    Ratify Deloitte LLP as Auditors    Mgmt    For    For    For
2    Advisory Vote on Executive Compensation Approach    Mgmt    For    For    For
3.1    Elect Director William A. Ackman    Mgmt    For    For    For
3.2    Elect Director John Baird    Mgmt    For    For    For
3.3    Elect Director Gary F. Colter    Mgmt    For    For    For
3.4    Elect Director Isabelle Courville    Mgmt    For    For    For
3.5    Elect Director Keith E. Creel    Mgmt    For    For    For
3.6    Elect Director E. Hunter Harrison    Mgmt    For    For    For
3.7    Elect Director Paul C. Hilal    Mgmt    For    For    For
3.8    Elect Director Krystyna T. Hoeg    Mgmt    For    For    For
3.9    Elect Director Rebecca MacDonald    Mgmt    For    For    For
3.10    Elect Director Anthony R. Melman    Mgmt